{"component": "clause", "props": {"groups": [{"size": 4, "samples": [{"hash": "eUsvMdlPUf", "uri": "/contracts/eUsvMdlPUf#client-referrals", "label": "Erisa Fiduciary 3(38) Investment Management Agreement", "score": 24.8151950719, "published": true}, {"hash": "4mlLClRn9k3", "uri": "/contracts/4mlLClRn9k3#client-referrals", "label": "Erisa Fiduciary 3(38) Investment Management Agreement", "score": 24.8151950719, "published": true}], "snippet": "In addition to the referral arrangements referenced in Item 12, we have established several other arrangements whereby we compensate individuals and outside entities for client referrals. When a client is introduced to us by either an unaffiliated or an affiliated person or company, we will pay the referring party a portion of the client's total investment management fee in accordance with the requirements of applicable federal and state \u201csolicitor\u201d rules. For example, employees of the firm or one of our advisory affiliates may refer clients to us. In these cases, we will compensate the referring individual by paying a percentage of the total fee charged by the firm to the client. Outside entities are compensated by either a percentage of the revenue earned by the firm on the client relationship or a flat fee. When a prospective client is introduced to us by an unaffiliated referring party, the referring party, at the time of initially introducing Creative Planning, is required to disclose the nature of the referral arrangement, and must provide the prospective client with a copy of this Disclosure Brochure together with a copy of a specific solicitor disclosure statement which explains the terms of the solicitation arrangement between Creative Planning and the referring party, including the compensation to be received by the referring party from Creative Planning. Affiliates and employees of Creative Planning that refer clients and receive compensation from our firm must disclose the nature of his/her relationship to prospective clients at the time of the solicitation. We have received an economic benefit from Schwab to be used towards technology, research, marketing, and compliance consulting related expenses. In evaluating whether to recommend that client\u2019s custody their assets at Schwab, we take into account this benefit and other arrangements noted in Item 12 as part of the total mix of factors we consider which creates a conflict of interest. As part of our fiduciary duty to clients we endeavor at all times to put the interests of our clients first. Clients should be aware, however, that the receipt of economic benefits by us or our related persons creates a conflict of interest and may influence our choice for custody and brokerage services.", "snippet_links": [{"key": "in-addition-to-the", "type": "clause", "offset": [0, 18]}, {"key": "referral-arrangements", "type": "clause", "offset": [19, 40]}, {"key": "item-12", "type": "clause", "offset": [55, 62]}, {"key": "other-arrangements", "type": "definition", "offset": [92, 110]}, {"key": "for-client", "type": "clause", "offset": [166, 176]}, {"key": "person-or-company", "type": "definition", "offset": [265, 282]}, {"key": "we-will-pay", "type": "clause", "offset": [284, 295]}, {"key": "a-portion", "type": "definition", "offset": [316, 325]}, {"key": "investment-management-fee", "type": "definition", "offset": [348, 373]}, {"key": "in-accordance-with", "type": "definition", "offset": [374, 392]}, {"key": "the-requirements", "type": "clause", "offset": [393, 409]}, {"key": "for-example", "type": "definition", "offset": [461, 472]}, {"key": "the-firm", "type": "clause", "offset": [487, 495]}, {"key": "a-percentage", "type": "definition", "offset": [625, 637]}, {"key": "total-fee", "type": "definition", "offset": [645, 654]}, {"key": "to-the-client", "type": "clause", "offset": [675, 688]}, {"key": "revenue-earned", "type": "clause", "offset": [753, 767]}, {"key": "client-relationship", "type": "definition", "offset": [787, 806]}, {"key": "flat-fee", "type": "clause", "offset": [812, 820]}, {"key": "a-prospective-client", "type": "definition", "offset": [827, 847]}, {"key": "at-the-time", "type": "clause", "offset": [925, 936]}, {"key": "to-disclose", "type": "definition", "offset": [993, 1004]}, {"key": "nature-of-the", "type": "clause", "offset": [1009, 1022]}, {"key": "provide-the", "type": "clause", "offset": [1054, 1065]}, {"key": "a-copy-of", "type": "clause", "offset": [1090, 1099]}, {"key": "disclosure-brochure", "type": "definition", "offset": [1105, 1124]}, {"key": "disclosure-statement", "type": "definition", "offset": [1170, 1190]}, {"key": "the-solicitation", "type": "clause", "offset": [1219, 1235]}, {"key": "compensation-to-be", "type": "clause", "offset": [1313, 1331]}, {"key": "received-by", "type": "definition", "offset": [1332, 1343]}, {"key": "affiliates-and-employees", "type": "clause", "offset": [1388, 1412]}, {"key": "prospective-clients", "type": "definition", "offset": [1544, 1563]}, {"key": "time-of-the", "type": "clause", "offset": [1571, 1582]}, {"key": "and-compliance", "type": "clause", "offset": [1698, 1712]}, {"key": "related-expenses", "type": "clause", "offset": [1724, 1740]}, {"key": "take-into-account", "type": "definition", "offset": [1826, 1843]}, {"key": "conflict-of-interest", "type": "definition", "offset": [1961, 1981]}, {"key": "fiduciary-duty", "type": "definition", "offset": [1998, 2012]}, {"key": "at-all-times", "type": "definition", "offset": [2036, 2048]}, {"key": "the-interests", "type": "clause", "offset": [2056, 2069]}, {"key": "our-clients", "type": "clause", "offset": [2073, 2084]}, {"key": "receipt-of", "type": "clause", "offset": [2135, 2145]}, {"key": "economic-benefits", "type": "clause", "offset": [2146, 2163]}, {"key": "related-persons", "type": "clause", "offset": [2177, 2192]}, {"key": "brokerage-services", "type": "clause", "offset": [2269, 2287]}], "hash": "0319c57be46e060c32b25711df63bbee", "id": 1}, {"size": 1, "samples": [{"hash": "59s4BGEVxKu", "uri": "/contracts/59s4BGEVxKu#client-referrals", "label": "Personal Service Contract", "score": 25.2696783025, "published": true}], "snippet": "DSHS refers Clients to the Contractor on an as-needed basis and at its sole discretion. The Contract is not a guarantee of work or that Clients must be referred to the Contractor during the Contract period. DSHS reserves the right to withdraw any referrals made to the Contractor.", "snippet_links": [{"key": "to-the-contractor", "type": "clause", "offset": [20, 37]}, {"key": "sole-discretion", "type": "clause", "offset": [71, 86]}, {"key": "guarantee-of-work", "type": "clause", "offset": [110, 127]}, {"key": "during-the-contract-period", "type": "clause", "offset": [179, 205]}, {"key": "the-right-to-withdraw", "type": "clause", "offset": [221, 242]}], "hash": "f518eaf489666d5416c5a6c3f3457d6d", "id": 3}, {"size": 3, "samples": [{"hash": "4RySO9e5a9K", "uri": "/contracts/4RySO9e5a9K#client-referrals", "label": "Contract for Services", "score": 33.2343114168, "published": true}, {"hash": "ial89nt097V", "uri": "/contracts/ial89nt097V#client-referrals", "label": "Contract for Services", "score": 31.2173126782, "published": true}, {"hash": "aMeyUEvAjNo", "uri": "/contracts/aMeyUEvAjNo#client-referrals", "label": "Contract for Services", "score": 29.1912195009, "published": true}], "snippet": "1.1. Social workers and probation officers will identify youth who qualify for ILP services and generate a referral.\n1.2. Social workers and probation officers email referral to CONTRACTOR staff.", "snippet_links": [{"key": "social-workers", "type": "definition", "offset": [5, 19]}, {"key": "services-and", "type": "clause", "offset": [83, 95]}, {"key": "contractor-staff", "type": "clause", "offset": [178, 194]}], "hash": "a3c2df8f6fd3bb6132dc032d23312b29", "id": 2}, {"size": 1, "samples": [{"hash": "9SH3JjPYJQH", "uri": "/contracts/9SH3JjPYJQH#client-referrals", "label": "Exclusive Agency Agreement", "score": 29.7953169028, "published": true}], "snippet": "Client will refer to Skyscraper Group all inquiries and offerings received by Client regarding the lease or sale of property, and all negotiations will be conducted solely by Skyscraper Group or under Skyscraper Group\u2019s direction, subject to client\u2019s review and final approval.", "snippet_links": [{"key": "client-will", "type": "clause", "offset": [0, 11]}, {"key": "refer-to", "type": "definition", "offset": [12, 20]}, {"key": "by-client", "type": "clause", "offset": [75, 84]}, {"key": "the-lease", "type": "clause", "offset": [95, 104]}, {"key": "sale-of-property", "type": "clause", "offset": [108, 124]}, {"key": "to-client", "type": "clause", "offset": [239, 248]}, {"key": "final-approval", "type": "clause", "offset": [262, 276]}], "hash": "c60138c2088626f9793d0e744a3ebfca", "id": 4}, {"size": 1, "samples": [{"hash": "l47vUyxgaQc", "uri": "/contracts/l47vUyxgaQc#client-referrals", "label": "Service Level Agreement", "score": 29.5335759999, "published": true}], "snippet": "Clients will be referred to \u2587\u2587\u2587\u2587 \u2587\u2587\u2587\u2587\u2587\u2587\u2587 Therapeutic Services through various channels, including parent-referral, professional referrals, or agency referrals. Before the initial consultation, a referral form must be completed.", "snippet_links": [{"key": "therapeutic-services", "type": "definition", "offset": [41, 61]}, {"key": "initial-consultation", "type": "definition", "offset": [171, 191]}, {"key": "referral-form", "type": "definition", "offset": [195, 208]}, {"key": "must-be-completed", "type": "clause", "offset": [209, 226]}], "hash": "914054f2818377a0ae9fd038a74aaa82", "id": 5}, {"size": 1, "samples": [{"hash": "5nyJwX6KNf1", "uri": "/contracts/5nyJwX6KNf1#client-referrals", "label": "Data Sharing Agreement", "score": 27.0879054982, "published": true}], "snippet": "For purposes of referral to community and home visiting programs, the Agency will screen all Clients for risk factors and complete the PRA accordingly. Through the \u201cPlan of Care\u201d section of the PRA, Clients who are reasonably believed by the Agency to be in need of community and home visiting services are to be referred to available services by checking \u201cCommunity Based Service.\u201d", "snippet_links": [{"key": "for-purposes-of", "type": "clause", "offset": [0, 15]}, {"key": "the-agency-will", "type": "clause", "offset": [66, 81]}, {"key": "risk-factors", "type": "definition", "offset": [105, 117]}, {"key": "complete-the", "type": "clause", "offset": [122, 134]}, {"key": "plan-of-care", "type": "definition", "offset": [165, 177]}, {"key": "by-the-agency", "type": "clause", "offset": [235, 248]}, {"key": "home-visiting-services", "type": "clause", "offset": [280, 302]}, {"key": "available-services", "type": "definition", "offset": [325, 343]}, {"key": "community-based-service", "type": "definition", "offset": [357, 380]}], "hash": "f98c2142f4fd64f9d3d9c5326bb6dfde", "id": 6}, {"size": 1, "samples": [{"hash": "hLS3sWfqdt7", "uri": "/contracts/hLS3sWfqdt7#client-referrals", "label": "Asset Purchase Agreement (Ditech Corp)", "score": 18.0, "published": true}], "snippet": "Hardy agrees to refer any and all inquiries for products, services or licenses from any and all existing or potential customers, whether pursuant to agreements assumed by Purchaser or otherwise, to Purchaser.", "snippet_links": [{"key": "to-refer", "type": "definition", "offset": [13, 21]}, {"key": "for-products", "type": "clause", "offset": [44, 56]}, {"key": "potential-customers", "type": "definition", "offset": [108, 127]}, {"key": "pursuant-to", "type": "definition", "offset": [137, 148]}, {"key": "by-purchaser", "type": "clause", "offset": [168, 180]}, {"key": "to-purchaser", "type": "definition", "offset": [195, 207]}], "hash": "c3008aa265d768a9c549894f31b2a3aa", "id": 7}, {"size": 1, "samples": [{"hash": "jokji6h9ste", "uri": "/contracts/jokji6h9ste#client-referrals", "label": "Exclusive Representation Agreement", "score": 27.6729894301, "published": true}], "snippet": "CLIENT shall refer to BSP all inquiries and offers received by CLIENT regarding the lease including any offer to buy out the revenue stream from the lease or offer to lease any CLIENT property for the placement of cellular antennas and related equipment, regardless of whether the location of such offer is listed on Exhibit A. All negotiations for leases on locations listed on Exhibit A will be conducted solely by BSP or under BSP\u2019s direction, subject to CLIENT\u2019s review and final approval.", "snippet_links": [{"key": "client-shall", "type": "clause", "offset": [0, 12]}, {"key": "refer-to", "type": "definition", "offset": [13, 21]}, {"key": "by-client", "type": "clause", "offset": [60, 69]}, {"key": "the-lease", "type": "clause", "offset": [80, 89]}, {"key": "revenue-stream", "type": "clause", "offset": [125, 139]}, {"key": "offer-to-lease", "type": "definition", "offset": [158, 172]}, {"key": "client-property", "type": "clause", "offset": [177, 192]}, {"key": "placement-of", "type": "definition", "offset": [201, 213]}, {"key": "related-equipment", "type": "definition", "offset": [236, 253]}, {"key": "location-of", "type": "definition", "offset": [281, 292]}, {"key": "exhibit-a", "type": "clause", "offset": [317, 326]}, {"key": "to-client", "type": "clause", "offset": [455, 464]}, {"key": "final-approval", "type": "clause", "offset": [478, 492]}], "hash": "76e647ec98f3f21c98d270fc88131848", "id": 8}, {"size": 1, "samples": [{"hash": "6KyvC2PfN8F", "uri": "/contracts/6KyvC2PfN8F#client-referrals", "label": "Memorandum of Understanding", "score": 19.8213552361, "published": true}], "snippet": "Both parties agree to refer clients to each for assistance cognizant of the individual mandates of the parties.", "snippet_links": [{"key": "to-refer", "type": "definition", "offset": [19, 27]}, {"key": "for-assistance", "type": "clause", "offset": [44, 58]}, {"key": "the-individual", "type": "clause", "offset": [72, 86]}, {"key": "of-the-parties", "type": "clause", "offset": [96, 110]}], "hash": "1d4d4401919f7abae9eeddabc57b6b08", "id": 9}, {"size": 1, "samples": [{"hash": "bBGYRRyA6Fl", "uri": "/contracts/bBGYRRyA6Fl#client-referrals", "label": "Asset Purchase Agreement (Ditech Corp)", "score": 18.0, "published": true}], "snippet": "The General Partners and Sellers agree to refer any and all inquiries for products, services or licenses from any and all existing or potential customers, whether pursuant to agreements assumed by Purchaser or otherwise, to Purchaser.", "snippet_links": [{"key": "the-general-partners", "type": "clause", "offset": [0, 20]}, {"key": "to-refer", "type": "definition", "offset": [39, 47]}, {"key": "for-products", "type": "clause", "offset": [70, 82]}, {"key": "potential-customers", "type": "definition", "offset": [134, 153]}, {"key": "pursuant-to", "type": "definition", "offset": [163, 174]}, {"key": "by-purchaser", "type": "clause", "offset": [194, 206]}, {"key": "to-purchaser", "type": "definition", "offset": [221, 233]}], "hash": "b46fbd22b1001f4637f96868e1511a19", "id": 10}], "next_curs": "ClkSU2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjULEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhljbGllbnQtcmVmZXJyYWxzIzAwMDAwMDBhDKIBAmVuGAAgAA==", "clause": {"size": 16, "children": [["notices", "NOTICES"], ["further-assurances", "FURTHER ASSURANCES"], ["attorneys-fees", "ATTORNEYS' FEES"], ["fees-and-expenses", "FEES AND EXPENSES"], ["counterparts", "COUNTERPARTS"]], "title": "Client Referrals", "parents": [["signatures", "SIGNATURES"], ["certain-post-closing-covenants", "Certain Post Closing Covenants"], ["sale-of-assets-related-transactions", "Sale of Assets Related Transactions"], ["access-and-investigation", "ACCESS AND INVESTIGATION"], ["notices", "NOTICES"]], "id": "client-referrals", "related": [["patient-referrals", "Patient Referrals", "Patient Referrals"], ["employment-references", "EMPLOYMENT REFERENCES", "EMPLOYMENT REFERENCES"], ["contractor-personnel-reference-checks", "Contractor Personnel \u2013 Reference Checks", "Contractor Personnel \u2013 Reference Checks"], ["patient-information", "Patient Information", "Patient Information"], ["client-records", "Client Records", "Client Records"]], "related_snippets": [], "updated": "2025-07-07T12:35:11+00:00"}, "json": true, "cursor": ""}}