Common use of Client Acknowledgement Clause in Contracts

Client Acknowledgement. Client acknowledges receipt of Part 2 of Form ADV; a disclosure statement containing at least the information required by Part 2A Appendix 1 of Form ADV. If the appropriate disclosure statement was not delivered to the client at least 48 hours prior to the client entering into any written advisory contract with this investment adviser, then the client has the right to terminate the contract without penalty within five business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of a contract, otherwise signified their acceptance, any other provision of his contract notwithstanding. Client also acknowledges receiving and reviewing the Advisor’s Privacy Policy included on this Agreement and Client agrees to allow Advisor to make such limited disclosures of Client information as are permitted under its Privacy Policy. PRIVACY POLICY Continental Investors Services, Inc. Privacy Policy At Continental Investors Services, Inc. (“Continental”) we are committed to protecting your privacy and the confidentiality of your personal and financial information. The measures we take to keep your personal information private and secure are outlined below. • How We Protect Confidentiality Continental uses procedural, physical, and electronic system safeguards to store and secure information about you in compliance with federal standards. Our systems protect your information from unauthorized access, alteration, and destruction. Access is permitted only to those individuals within our organization who need the information to perform their job responsibilities. • Persons Covered by the Privacy Policy The Continental Privacy Policy applies to anyone who is a current or former Continental brokerage or advisory client. For managed account clients, Xxxxxxx Xxxxxx or RBC (as Custodian) provides you with a copy of their policy when you open an account, and they will send you annual notifications thereafter. If there is a change in policy regarding the sharing of information, you will be notified in advance and given the opportunity to “opt out” of such disclosure.