Class R6 Shares. There is no dealer compensation payable on Class R6 Shares and they do not pay any 12b-1 distribution or service fees. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares.
Class R6 Shares. In consideration of the mutual covenants set forth in the Distributor’s Contract dated June 1, 1995 between Federated Equity Funds and Federated Securities Corp., Federated Equity Funds executes and delivers this Exhibit with respect to the Class R6 Shares thereof, first set forth in this Exhibit. Witness the due execution hereof this 1st day of December, 2013. Federated Equity Funds By: /s/ X. Xxxxxxxxxxx Xxxxxxx Name: X. Xxxxxxxxxxx Xxxxxxx Title: President Federated Securities Corp. By: /s/ Xxxxxx X. Xxxxxx Name: Xxxxxx X. Xxxxxx Title: President
Class R6 Shares. For Class R6 shares, a Fund will be charged a transfer agency fee of 0.004% of the average daily net assets attributable to Class R6 shares of the Fund.
Class R6 Shares. R6 Shares are available only to certain employer-sponsored retirement plans, including Section 401(k), 403(b) and 457, profit-sharing, money purchase pension and defined benefit plans and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares. Class R6 Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. Class T Shares ** Class T shares will be available if/when they are opened by the Fund and will be available only through financial intermediaries. Amount of
Class R6 Shares. Xxxxxxx Xxxxx Emerging Markets Equity ex. China Fund, Xxxxxxx Sachs Clean Energy Income Fund, Xxxxxxx Xxxxx Defensive Equity Fund, Xxxxxxx Sachs Income Fund, Xxxxxxx Xxxxx ESG Emerging Markets Equity Fund, Xxxxxxx Sachs Small Cap Growth Fund, Xxxxxxx Xxxxx China Equity Fund, Xxxxxxx Sachs Dynamic Municipal Income Fund, Xxxxxxx Xxxxx Enhanced Dividend Global Equity Portfolio, Xxxxxxx Sachs High Yield Floating Rate Fund, Xxxxxxx Xxxxx High Yield Municipal Fund, Xxxxxxx Sachs International Equity Dividend and Premium Fund, Xxxxxxx Xxxxx International Tax-Managed Equity Fund, Xxxxxxx Sachs Local Emerging Markets Debt Fund, Xxxxxxx Xxxxx Long Short Credit Strategies Fund, Xxxxxxx Sachs Global Managed Beta Fund, Xxxxxxx Xxxxx Managed Futures Strategy Fund, Xxxxxxx Sachs MLP Energy Infrastructure Fund, Xxxxxxx Xxxxx Rising Dividend Growth Fund, Xxxxxxx Sachs Short Duration Tax-Free Fund, Xxxxxxx Xxxxx Strategic Factor Allocation Fund, Xxxxxxx Sachs Tactical Tilt Overlay Fund, Xxxxxxx Xxxxx Tax-Advantaged Global Equity Fund, Xxxxxxx Sachs Technology Opportunities Fund, Xxxxxxx Xxxxx U.S. Equity Dividend and Premium Fund, Xxxxxxx Sachs U.S. Tax-Managed Equity Fund, Xxxxxxx Xxxxx Energy Infrastructure Fund, Xxxxxxx Sachs Global Real Estate Securities Fund, Xxxxxxx Xxxxx Global Infrastructure Fund, Xxxxxxx Sachs Focused Value Fund, Xxxxxxx Xxxxx Absolute Return Tracker Fund, Xxxxxxx Sachs Balanced Strategy Portfolio, Xxxxxxx Xxxxx Bond Fund, Xxxxxxx Sachs International Small Cap Insights Fund, Xxxxxxx Xxxxx Large Cap Core Fund, Xxxxxxx Sachs Investment Grade Credit Fund, Xxxxxxx Xxxxx Commodity Strategy Fund, Xxxxxxx Sachs Investor Money Market Fund, Xxxxxxx Xxxxx Concentrated Growth Fund, Xxxxxxx Sachs Large Cap Growth Insights Fund, Xxxxxxx Xxxxx Core Fixed Income Fund, Xxxxxxx Sachs Large Cap Value Fund, Xxxxxxx Xxxxx Large Cap Value Insights Fund, Xxxxxxx Sachs Emerging Markets Debt Fund, Xxxxxxx Xxxxx Short-Term Conservative Income Fund, Xxxxxxx Sachs Emerging Markets Equity Fund, Xxxxxxx Xxxxx Mid Cap Value Fund, Xxxxxxx Sachs Emerging Markets Equity Insights Fund, Xxxxxxx Xxxxx Enhanced Income Fund, Xxxxxxx Sachs Real Estate Securities Fund, Xxxxxxx Xxxxx Dynamic Global Equity Fund, Xxxxxxx Sachs Financial Square Government Fund, Xxxxxxx Xxxxx Satellite Strategies Portfolio, Xxxxxxx Sachs Flexible Cap Fund, Xxxxxxx Xxxxx Short Duration Government Fund, Xxxxxxx Sachs Short Duration Bond Fund, Xxxxxxx Xxxxx International Equity ESG Fund, Xxxxxxx Sachs Small Cap ...
Class R6 Shares. R6 Shares are available only to certain employer-sponsored retirement plans, including Section 401(k), 403(b) and 457, profit-sharing, money purchase pension and defined benefit plans and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund. Other institutional investors may be permitted to purchase Class R6 Shares subject to the fund’s determination of eligibility and may be subject to a $2,500,000 minimum initial investment requirement. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares. Class R6 Shares do not carry sales commissions or pay Rule 12b-1 fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. Class T Shares ** Class T shares will be available if/when they are opened by the Fund and will be available only through financial intermediaries. Amount of
Class R6 Shares. No sales concession or Rule 12b-1 Fee is paid on sales of Class R6 Shares. CLASS I SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class I Shares. CLASS Y SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class Y Shares. CLASS F SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class F Shares. CLASS SDR SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class SDR Shares. APPENDIX C Transfer Agent HARTFORD ADMINISTRATIVE SERVICES COMPANY Address: Standard Delivery Hartford Funds PX Xxx 000000 Xxxxxx Xxxx, XX 00000-0000 Overnight Delivery Hartford Funds 400 X 0xx Xxxxxx Xxxxx 000000 Xxxxxx Xxxx, XX 00000-0000 APPENDIX D Shareholder Information (SEC Rule22c-2) Procedures
Class R6 Shares. Class R6 shares are offered only through omnibus accounts maintained by qualified intermediaries. You may only place an order to purchase Class R6 shares through an account maintained by you or another qualified intermediary (an Omnibus Account). You represent that you will be acting solely on an agency basis in placing orders for Class R6 shares. You or the other qualified intermediary who maintains the Omnibus Account will be responsible for accounting for the interests of individual Shareholders who are invested through the Omnibus Account; providing transaction confirmations and account statements to individual Shareholders; providing tax reports as required by applicable federal and state laws to individual Shareholders; delivering prospectuses, required reports, and proxy statements to individual Shareholders; and submitting aggregated trades with respect to the net purchase or sale activity within the Omnibus Account each day. The Xxxxxxx Funds’ transfer agent will maintain only one Omnibus Account in each Fund for a qualified intermediary.
Class R6 Shares. R6 Shares are available only to certain employer-sponsored retirement plans, including Section 40l(k), 403(b) and 457, profit-sharing, money purchase pension and defined benefit plans and non-qualified deferred compensation plans, in each case provided that plan level or omnibus accounts are held on the books of the fund . Other institutional investors may be permitted to purchase Class R6 Shares subject to the fund’s determination of eligibility and may be subject to a $2,500,000 minimum initial investment requirement. No compensation, administrative payments, sub-transfer agency payments or service payments are paid to dealers or other entities from fund assets or VPD’s or an affiliate’s resources on sales of or investments in Class R6 Shares. Class R6 Shares do not carry sales commissions or pay Rule 12b-l fees, or make payments to dealers or other entities to assist in, or in connection with, the sale of the fund’s shares. Class T Shares ** Class T shares will be available if/when they are opened by the Fund and will be available only through financial intermediaries. 12b-l Fees: 0.25% For providing shareholder services which include, but are not limited to, transmitting prospectuses, statements of additional information, shareholder reports, proxy statements and other materials to shareholders; providing educational materials; providing facilities to answer questions about the Funds; receiving and answering correspondence; assisting shareholders in completing application forms and selecting dividend and other account options and providing such other information and services as VPD or a Fund may reasonably request, VPD intends to pay a monthly fee to qualifying dealers at the equivalent of0.25% annually, based on the average daily net asset value of Class T shares sold by such dealers and remaining on the Funds’ books during the period in which the fee is calculated. Dealers must have an aggregate value of $50,000 or more per Fund CUSIP to qualify for payment in that Fund class. See below for Terms and Conditions for Service and Distribution Fees. ** Effective upon inception of this share class Terms and Conditions for Service and Distributio11 Fees - AU Share Classes Applicable Service and Distribution Fees are paid pursuant to one or more distribution and/or service plans (“Plan”) adopted by ce11ain of the Funds. Payment of these fees will automatically terminate in the event such Plan terminates or is not continued or in the event that this Agreemen...
Class R6 Shares. No sales concession or Rule 12b-1 Fee is paid on sales of Class R6 Shares. CLASS I SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class I Shares. CLASS Y SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class Y Shares. CLASS F SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class F Shares. CLASS SDR SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class SDR Shares. CLASS IA SHARES No sales concession or Rule 12b-1 Fee is paid on sales of Class IA Shares. CLASS IB SHARES The compensation payable for sales of Class IB Shares is as follows: Rule 12b-1 Fee: 25 basis points beginning immediately for all Class IB Shares. APPENDIX D Transfer Agent HARTFORD ADMINISTRATIVE SERVICES COMPANY Address: Standard Delivery Hartford Funds PX Xxx 00000 Xxxxxx, XX 00000-0000 Overnight Delivery Hartford Funds 30 Xxx Xxxx Ste 55022 Canton, MA 02021 APPENDIX E Shareholder Information (SEC Rule22c-2) Procedures
