Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 111 contracts
Samples: Custody Agreement (American Growth Fund Inc), Custody Agreement (World Funds Trust), Custody Agreement (Cheswold Lane Funds)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the CustodianCustodian for such Fund and its Portfolios; (ii) the countries in which and the Securities Depositories securities depositories and Clearing Agencies clearing agents through which each such Foreign Subcustodian is then holding cash, Securities securities and other Assets assets of any Portfolio of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able Fund to obtain, to evidence ensure compliance with rules and regulations Rule 17(f)-5 under the 1940 Act.. ARTICLE V
Appears in 37 contracts
Samples: Custodian Agreement (Fidelity Advisor Series Viii), Custodian Agreement (Colchester Street Trust), Custodian Agreement (Fidelity Revere Street Trust)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the CustodianCustodian for such Fund and its Portfolios; (ii) the countries in which and the Securities Depositories securities depositories and Clearing Agencies clearing agents through which each such Foreign Subcustodian is then holding cash, Securities securities and other Assets assets of any Portfolio of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able Fund to obtain, to evidence ensure compliance with rules and regulations Rule 17(f)-5 under the 1940 Act.
Appears in 33 contracts
Samples: Custodian Agreement (Fidelity Advisor Series I), Custodian Agreement (Fidelity Securities Fund), Custodian Agreement (Variable Insurance Products Fund Iv)
Certification Regarding Foreign Subcustodians. Upon request of a the Fund, the Custodian shall deliver to such the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such the Fund; and (iii) such other information as may be requested by such the Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 20 contracts
Samples: Custody Agreement (Oppenheimer SteelPath Master MLP Fund, LLC), Custody Agreement (TFS Capital Investment Trust), Custody Agreement (TFS Capital Investment Trust)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver deliver, or cause any Approved Foreign Custody Manager to such deliver, to the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Eligible Securities Depositories and Clearing Agencies (as defined in Section 5(f)) through which each such Foreign Subcustodian is then holding cash, Securities securities and other Assets of such the Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able Fund to obtain, to evidence ensure compliance with rules and regulations under the 1940 Act.
Appears in 9 contracts
Samples: Custody Agreement (Ocm Mutual Fund), Custody Agreement (Sparx Funds Trust), Custody Agreement (Icap Funds Inc)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the CustodianCustodian for such Fund and its Portfolios; (ii) the countries in which and the Securities Depositories securities depositories and Clearing Agencies clearing agents through which each such Foreign Subcustodian is then holding cash, Securities securities and other Assets assets of any Portfolio of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able Fund to obtain, to evidence ensure compliance with rules and regulations Rule 17f-5 under the 1940 Act.. ARTICLE V
Appears in 4 contracts
Samples: Custodian Agreement (Fidelity Concord Street Trust), Custodian Agreement (Fidelity Commonwealth Trust), Custodian Agreement (Variable Insurance Products Fund Ii)
Certification Regarding Foreign Subcustodians. Upon request of a FundFund Company, the Custodian shall deliver to such Fund Company a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such FundFund Company; and (iii) such other information as may be requested by such FundFund Company, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 3 contracts
Samples: Custody Agreement (Tci Portfolios Inc), Custody Agreement (Twentieth Century World Investors Inc), Custody Agreement (Twentieth Century Strategic Portfolios Inc /Mo/)
Certification Regarding Foreign Subcustodians. Upon request of a the Fund, the Custodian shall deliver to such the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Funda Portfolio; and (iii) such other information as may be requested by such the Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 3 contracts
Samples: Custody Agreement (Avalon Funds Inc), Custody Agreement (Fairholme Funds Inc), Custody Agreement (Electric City Funds Inc)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be reasonably requested by such Fund, and as the Custodian shall be reasonably able to obtain, Fund to evidence compliance with rules and regulations under the 1940 ActAct or any other applicable laws or regulations.
Appears in 2 contracts
Samples: Custody Agreement (Columbus Funds Inc), Custody Agreement (Columbus Funds Inc)
Certification Regarding Foreign Subcustodians. Upon request of a the Fund, the Custodian shall deliver to such the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such the Fund; and (iii) such other information as may be requested by such the Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act. 6.
Appears in 1 contract
Samples: Custody Agreement (Icap Funds Inc)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; Custodian (ii11) the countries in is which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 1 contract
Samples: Custody Agreement (Profunds)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver deliver, or cause any Approved Foreign Custody Manager to such deliver, to the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Eligible Securities Depositories and Clearing Agencies (as defined in Section S(f)) through which each such Foreign Subcustodian is then holding cash, Securities securities and other oilier Assets of such the Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able Fund to obtain, to evidence ensure compliance with rules and regulations under the 1940 Act.
Appears in 1 contract
Certification Regarding Foreign Subcustodians. Upon the request of a the Fund, the Custodian shall deliver to such the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such the Fund; and (iii) such other information as may be requested by such the Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 1 contract
Samples: Administration and Agency Agreement (Elite Group of Mutual Funds)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 ActAct or any other applicable laws or regulations.
Appears in 1 contract
Samples: Custody Agreement (Diamond Portfolio Investment Trust)
Certification Regarding Foreign Subcustodians. Upon request of a Fundthe Trust, the Custodian shall deliver to such Fund the Trust a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be requested by such Fundthe Trust, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 1 contract
Samples: Custody Agreement (Investment Managers Series Trust)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.. 11/16/2018 Unassociated Document
Appears in 1 contract
Samples: Custody Agreement (Aim Investment Funds (Invesco Investment Funds))
Certification Regarding Foreign Subcustodians. 12 16 Upon request of a Fund, the Custodian shall deliver to such Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Securities Depositories and Clearing Agencies through which each such Foreign Subcustodian is then holding cash, Securities and other Assets of such Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able to obtain, to evidence compliance with rules and regulations under the 1940 Act.
Appears in 1 contract
Samples: Custody Agreement (E Harmon Funds)
Certification Regarding Foreign Subcustodians. Upon request of a Fund, the Custodian shall deliver deliver, or cause any Approved Foreign Custody Manager to such deliver, to the Fund a certificate stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the countries in which and the Eligible Securities Depositories and Clearing Agencies (as defined in Section 5(g)) through which each such Foreign Subcustodian is then holding cash, Securities securities and other Assets of such the Fund; and (iii) such other information as may be requested by such Fund, and as the Custodian shall be reasonably able Fund to obtain, to evidence ensure compliance with rules and regulations under the 1940 Act.
Appears in 1 contract
