Canadian Securities Legislation Sample Clauses

Canadian Securities Legislation. The Corporation is a “reporting issuer” under applicable Canadian securities legislation in each of the provinces of Canada in which such concept exists and is not in default of any material requirements of any securities Laws applicable in such jurisdictions or stock exchange on which its securities are listed for trading. No delisting, suspension of trading in or cease trading order with respect to the Shares is pending or, to the knowledge of the Corporation, threatened. The Corporation has filed with securities regulatory authorities in such jurisdictions and all applicable self-regulatory organizations, including the Toronto Stock Exchange, true and complete copies of all documents required to be filed with such authorities and organizations under applicable securities Laws or otherwise (such forms, reports, schedules, statements and other documents, including financial statements are referred to as the “Corporation’s Documents”). The Corporation’s Documents, at the time filed, did not contain any misrepresentation (as defined in the Securities Act), other than as has been subsequently corrected, and complied in all material respects with the applicable securities Laws or other requirements under which they were filed. As of January 10, 2007, the Corporation’s Documents do not contain any misrepresentation (as defined in the Securities Act). The Corporation has not filed any confidential material change report which at January 10, 2007 hereof remains confidential.
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Canadian Securities Legislation. Wedge is a “reporting issuer” under the Securities Act and is not in default of any material requirements of the Securities Act, and no delisting, suspension of trading in or cease trading order with respect to the Wedge Shares or other securities of Wedge is pending or, to Wedge’s knowledge, threatened. Except as disclosed in the Disclosure Letter, no inquiry, review or investigation (formal or informal) of the Securities Authority, is in effect or ongoing or, to Wedge’s knowledge, expected to be implemented or undertaken.
Canadian Securities Legislation. The Parent is a reporting issuer or equivalent in each of the provinces of Canada, has been a reporting issuer in each such jurisdiction for at least four months preceding the date hereof and, to the best of its knowledge, is not in default of any requirement of any Canadian provincial securities or corporate laws, regulations, rules, instruments, orders, notices and policies (collectively "Canadian Securities Legislation"). The Parent is a "qualifying issuer" as such term is defined in Multilateral Instrument 45-102.
Canadian Securities Legislation. The Investor understands that the Notes are being offered and sold on a 'private placement' basis only to it in reliance upon exemptions from the prospectus and registration requirements of applicable Canadian Securities Legislation. The Investor acknowledges that it has not been provided with an offering memorandum (as defined in any applicable Canadian Securities Legislation including Ontario Securities Commission Rule 14-501) or any similar document in connection with the purchase of the Notes. The Notes will be subject to resale restrictions under applicable securities legislation, rules, regulations and policies, and that the Investor will need to comply with all relevant securities legislation, rules, regulations and policies of the applicable jurisdiction concerning any resale of the Notes and will consult with its own legal advisers with respect to complying with all restrictions applying to any such resale. The Investor understands that the Notes will contain the following legend: "UNLESS PERMITTED UNDER SECURITIES LEGISLATION IN THE APPLICABLE JURISDICTION, THE HOLDER OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE MUST NOT TRADE THE SECURITIES."
Canadian Securities Legislation. The Corporation is a "reporting issuer" under the applicable Canadian and a foreign private issuer under United States securities legislation and is not in default of any material requirements of any applicable securities laws; no delisting, suspension of trading in or cease trading order with respect to the Securities is pending or, to the knowledge of the Corporation, threatened.
Canadian Securities Legislation. IPC REIT is a “reporting issuer” (or the equivalent) under applicable Canadian securities legislation and is not in default of any material requirements of any applicable securities Laws; no delisting, suspension of trading in or cease trading order with respect to the Units is pending or, to the knowledge IPC REIT, threatened. The Filed CSA Documents did not contain a Misrepresentation as at the respective dates of such Filed CSA Documents and constitute all filings required to be made under applicable securities Laws. IPC REIT has not filed any confidential material change report or similar disclosure document with the Canadian Securities Administrators or the Toronto Stock Exchange which remains confidential as of the date of this Agreement. IPC REIT has delivered to Buyer complete and correct copies of any proposed or contemplated amendments or modifications to the Filed CSA Documents that have not been filed with the Canadian Securities Administration.
Canadian Securities Legislation. The Fund is a “reporting issuer” under applicable Canadian securities legislation and is not in default of any material requirements of any applicable Canadian securities Laws. The Filed CSA Documents filed on or after April 30, 2004 did not, and the Filed CSA Documents filed prior to April 30, 2004 did not to the knowledge of the Fund, contain any Misrepresentation as at the respective dates of such Filed CSA Documents. The Fund has not filed any confidential material change report or similar disclosure document with any securities regulatory authority or stock exchange which remains confidential as of the date of this Agreement. There has been no change in a material fact or a material change (as those terms are defined under the Securities Act) in any of the information contained in the Filed CSA Documents, except for changes in material facts or material changes that are effected in a subsequently filed CSA Document and except for changes arising from or relating to the entering into of this Agreement and the consummation of the transactions contemplated hereby. No delisting, suspension of trading in or cease trading order with respect to any securities of the Fund is in effect or outstanding.
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Canadian Securities Legislation. The Corporation is a “reporting issuer” (or the equivalent) under applicable Securities Laws (for greater certainty, in Canada, in the province of Québec only) and is not in default of any material requirements of any applicable Securities Laws, and no delisting, suspension of trading in or cease trading order with respect to the Common Shares or other securities of the Corporation is pending or, to the Corporation’s knowledge, threatened. No inquiry, review or investigation (formal or informal) of any Securities Authority, is in effect or ongoing or, to the Corporation’s knowledge, expected to be implemented or undertaken.

Related to Canadian Securities Legislation

  • U.S. Securities Laws The Trustee acknowledges that the Notes have not been and will not be registered under the U.S. Securities Act or any U.S. state securities laws, and may not be offered or sold within the United States, except in certain transactions exempt from the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws.

  • U.S. Securities Law Matters The Parties agree that the Arrangement will be carried out with the intention that all Consideration Shares and the Replacement Warrants will be issued in reliance on the exemption from the registration requirements of the U.S. Securities Act provided by Section 3(a)(10) thereof. In order to ensure the availability of the exemption under Section 3(a)(10) of the U.S. Securities Act and to facilitate the Purchaser’s compliance with other U.S. Securities Laws, the Parties agree that the Arrangement will be carried out on the following basis:

  • Securities Laws Upon the acquisition of any Shares pursuant to the exercise of the Option, the Participant will make or enter into such written representations, warranties and agreements as the Committee may reasonably request in order to comply with applicable securities laws or with this Agreement.

  • Compliance with U.S. Securities Laws Notwithstanding any provisions in this ADR or the Deposit Agreement to the contrary, the withdrawal or delivery of Deposited Securities will not be suspended by the Company or the Depositary except as would be permitted by Instruction I.A.(1) of the General Instructions to the Form F-6 Registration Statement, as amended from time to time, under the Securities Act.

  • State Securities Laws The Company hereby agrees to use its best efforts to comply with all state securities or "blue sky" laws which might be applicable to the sale of the Stock and the issuance of the Options to the Purchaser.

  • Foreign Securities Systems Foreign securities shall be maintained in a Foreign Securities System in a designated country through arrangements implemented by the Custodian or a Foreign Sub-Custodian, as applicable, in such country.

  • Qualification Under State Securities Laws All registrations, qualifications, permits and approvals, if any, required under applicable state securities laws shall have been obtained for the lawful execution, delivery and performance of this Agreement.

  • Personal Property Securities Act 2009 (“PPSA”)

  • Compliance with U.S. Securities Laws; Regulatory Compliance Notwithstanding any provisions in this Receipt or the Deposit Agreement to the contrary, the withdrawal or delivery of Deposited Securities will not be suspended by the Company or the Depositary except as would be permitted by Instruction I.A.(1) of the General Instructions to the Form F-6 Registration Statement, as amended from time to time, under the Securities Act.

  • Securities Lending The Separate Accounts may participate in a securities lending program consistent with the terms of the general account securities lending program in which collateral is received for loaned securities, provided investments made with such collateral are invested within the Separate Accounts in assets consistent with these Investment guidelines and that match securities lending program liabilities.

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