Common use of Brokers Clause in Contracts

Brokers. Except as set forth in Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor.

Appears in 26 contracts

Samples: Preferred Stock Purchase Agreement (China Kangtai Cactus Bio-Tech, Inc.), Common Stock Purchase Agreement (Sino Green Land Corp), Common Stock Purchase Agreement (Sino Green Land Corp)

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Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 20 contracts

Samples: Common Stock Purchase Agreement (Sino Green Land Corp), Preferred Stock Purchase Agreement (China Kangtai Cactus Bio-Tech, Inc.), Series a Convertible Preferred Stock and Warrant Purchase Agreement (Sino Green Land Corp)

Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Deli Solar (USA), Inc.), Securities Purchase Agreement (Deli Solar (USA), Inc.), Securities Purchase Agreement (Malex Inc)

Brokers. Except as set forth in Schedule 4.8, no No broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of such Investor. Such Investor understands that any obligations under agreements or arrangements with brokers disclosed in Schedule 4.8 are obligations of the InvestorCompany.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Genesis Pharmaceuticals Enterprises, Inc.), Securities Purchase Agreement (China Wind Systems, Inc), Securities Purchase Agreement (Capital Solutions I, Inc.)

Brokers. Except as set forth in Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor.

Appears in 7 contracts

Samples: Stock Purchase Agreement (Iceweb Inc), Stock Purchase Agreement (Sun New Media Inc.), Stock Purchase Agreement (Sun New Media Inc.)

Brokers. Except as set forth in on Schedule 4.84.6, no broker, finder finder, financial advisor or investment banker is entitled to any brokeragebroker’s, finder's ’s, financial advisor’s or other investment banker’s fee or Commission commission in connection with the transactions contemplated by this Agreement Contemplated Transactions (which such fees and commissions shall be included as Transaction Expenses) based upon arrangements made by or and on behalf of the InvestorSeller.

Appears in 5 contracts

Samples: Share Purchase Agreement (Revelyst, Inc.), Share Purchase Agreement (Outdoor Products Spinco Inc.), Share Purchase Agreement (Outdoor Products Spinco Inc.)

Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 5 contracts

Samples: Preferred Stock Purchase Agreement (Computer Software Innovations Inc), Note Purchase Agreement (Sun New Media Inc.), Preferred Stock Purchase Agreement (Lounsberry Holdings I Inc)

Brokers. Except as set forth in on Schedule 4.83.27, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement Agreement, based upon arrangements any arrangement made by or on behalf of the InvestorSeller, which would make any Purchaser liable for any fees or commissions.

Appears in 4 contracts

Samples: Preferred Stock and Warrant Purchase Agreement (Genetronics Biomedical Corp), Common Stock and Warrant Purchase Agreement (Nexmed Inc), Preferred Stock and Warrant Purchase Agreement (Nexmed Inc)

Brokers. Except as set forth in on Schedule 4.86.01(hh), no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or the other Funding Documents based upon arrangements made by or on behalf of the InvestorIssuer or any of the other Obligors.

Appears in 4 contracts

Samples: Securities Purchase Agreement (FriendFinder Networks Inc.), Securities Purchase Agreement (FriendFinder Networks Inc.), Securities Purchase Agreement (FriendFinder Networks Inc.)

Brokers. Except as set forth in on Schedule 4.84.20, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any Ancillary Agreement based upon arrangements made by or on behalf of the InvestorSellers or Parent.

Appears in 4 contracts

Samples: Purchase Agreement (American Virtual Cloud Technologies, Inc.), Purchase Agreement (Ribbon Communications Inc.), Purchase Agreement (American Virtual Cloud Technologies, Inc.)

Brokers. Except as set forth disclosed in Schedule 4.83.24, no broker, finder or finder, investment banker or other person is entitled to any brokerage, finder's or other fee fee, commission or Commission payment in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 3 contracts

Samples: Agreement and Plan of Reorganization (Group 1 Automotive Inc), Agreement and Plan of Reorganization (Group 1 Automotive Inc), Agreement and Plan of Reorganization (Group 1 Automotive Inc)

Brokers. Except as set forth in on Schedule 4.83.18, no broker, finder or investment banker is entitled to any brokeragebroker’s, finder's ’s or other investment banker’s fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or and on behalf of the InvestorCompany or any of its Subsidiaries.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Sykes Enterprises Inc), Agreement and Plan of Merger (Focus Financial Partners Inc.), Agreement and Plan of Merger (Sykes Enterprises Inc)

Brokers. Except as set forth in on Schedule 4.84.18, no broker, finder or investment banker is entitled to any brokerage, finder's finders or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any Seller Document based upon arrangements made by or on behalf of the Investorany Seller.

Appears in 3 contracts

Samples: Asset Purchase Agreement (Interactive Strength, Inc.), Asset Purchase Agreement (Interactive Strength, Inc.), Asset Purchase Agreement (Interactive Strength, Inc.)

Brokers. Except as set forth in on Schedule 4.82.19, no broker, finder or investment banker is entitled to any brokeragebrokerage commissions, finder's finders’ fees or other fee or Commission similar compensation in connection with the transactions Transactions contemplated by this Agreement based upon arrangements made by on any arrangement or on behalf of agreement to which the InvestorCompany is a party or to which the Company is subject for which the Surviving Company, the Buyer, Merger Sub I or Merger Sub II could become obligated after the Closing.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Columbia Care Inc.), Agreement and Plan of Merger (Columbia Care Inc.), Agreement and Plan of Merger (Columbia Care Inc.)

Brokers. Except as set forth disclosed in Schedule 4.83.25, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 3 contracts

Samples: Membership Interest Purchase Agreement (Viking Energy Group, Inc.), Membership Interest Purchase Agreement (Camber Energy, Inc.), Membership Interest Purchase Agreement (Camber Energy, Inc.)

Brokers. Except as set forth in on Schedule 4.85.1(hh), no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Indenture or the other Note Documents based upon arrangements made by or on behalf of the InvestorIssuers or any of the other Obligors.

Appears in 3 contracts

Samples: Interactive (FriendFinder Networks Inc.), Indenture (FriendFinder Networks Inc.), Joinder Agreement (FriendFinder Networks Inc.)

Brokers. Except as set forth in on Schedule 4.82.22, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Eglobe Inc), Contribution Agreement (Eastern Airlines Inc), Contribution Agreement (Eglobe Inc)

Brokers. Except as set forth in Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor.

Appears in 3 contracts

Samples: Preferred Stock Purchase Agreement (China Swine Genetics, Inc.), Preferred Stock Purchase Agreement (Lab123, Inc.), Preferred Stock Purchase Agreement (Family Home Health Services, Inc.)

Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany. All costs of brokers, finders, investment bankers, and any costs associated with the identification, purchase, and fees of the shell or any other vehicle to go public will be borne solely by the Company.

Appears in 3 contracts

Samples: Common Stock Purchase Agreement (BRS Group Inc), Convertible Note Purchase Agreement (China for-Gen Corp.), Common Stock Purchase Agreement (BRS Group Inc)

Brokers. Except as set forth disclosed in Schedule 4.83.22, no broker, finder or finder, investment banker or other person is entitled to any brokerage, finder's or other fee fee, commission or Commission payment in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 3 contracts

Samples: Purchase Agreement (Group 1 Automotive Inc), Purchase Agreement (Group 1 Automotive Inc), Purchase Agreement (Group 1 Automotive Inc)

Brokers. Except as set forth in reflected on Schedule 4.83.21, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this the Agreement based upon arrangements made by or on behalf of Sellers. Sellers are solely responsible for the Investorfees and expenses of all such brokers, finders and investment bankers.

Appears in 2 contracts

Samples: Purchase Agreement (Cooper Cameron Corp), Purchase Agreement (Dresser Inc)

Brokers. Except as set forth in on Schedule 4.83.23, no agent, broker, finder or investment banker is entitled to any brokerage, finder's finders or other fee or Commission commission from Seller in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorTower Group.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Tower Automotive, LLC), Asset Purchase Agreement (Tower Automotive Inc)

Brokers. Except as set forth in Schedule 4.83.1(o), no broker, finder investment banker, financial advisor or investment banker other Person is entitled to any brokeragebrokers', finder's finders', financial advisors' or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of Seller or any of its Affiliates (including either of the InvestorTransferred Companies), except those for which Seller will be solely responsible.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Atlas Financial Holdings, Inc.), Stock Purchase Agreement (Atlas Financial Holdings, Inc.)

Brokers. Except Other than as set forth in on Schedule 4.84.06, no broker, finder finder, or investment banker is entitled to any brokerage, finder's ’s, or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investorsuch Seller.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement, Membership Interest Purchase Agreement (Ayr Wellness Inc.)

Brokers. Except as set forth in on Schedule 4.85.19, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Globespanvirata Inc), Asset Purchase Agreement (Fairchild Semiconductor International Inc)

Brokers. Except as set forth in on Schedule 4.84.5, no broker, finder or investment banker is entitled to any brokerage, finder's or other investment banker's fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or and on behalf of the InvestorBuyer.

Appears in 2 contracts

Samples: Equity Purchase and Merger Agreement (Refco Information Services, LLC), Equity Purchase and Merger Agreement (Refco Inc.)

Brokers. Except as set forth in Schedule 4.8Section 5.31 of the Schedules, no broker, finder or investment banker is entitled to any brokerage, finder's finders, or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorTCBI or any of its Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Business First Bancshares, Inc.), Agreement and Plan of Reorganization (Business First Bancshares, Inc.)

Brokers. Except as set forth in on Schedule 4.84.18, no broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorParent.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Grant Ventures Inc), Agreement and Plan of Merger (Grant Ventures Inc)

Brokers. Except as set forth in Schedule 4.84.05, no Person, broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the InvestorRecruiter or Newco.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Recruiter.com Group, Inc.), Asset Purchase Agreement (Recruiter.com Group, Inc.)

Brokers. Except as set forth in Schedule 4.85.5, no broker, broker or finder or investment banker is entitled to any brokeragebrokerage or finder’s fee, finder's or other fee to any commission, based in any way on agreements, arrangements or Commission in connection with the transactions contemplated by this Agreement based upon arrangements understandings made by or on behalf of the InvestorSeller for which Buyer has or will have any liabilities or obligations (contingent or otherwise).

Appears in 2 contracts

Samples: Asset Purchase Agreement (New Century Energy Corp.), Asset Purchase Agreement (New Century Energy Corp.)

Brokers. Except as set forth in Schedule 4.8Section 4.17 of the Schedules, no broker, finder or investment banker is entitled to any brokerage, finder's finders, or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorBFST or any of its Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Business First Bancshares, Inc.), Agreement and Plan of Reorganization (Business First Bancshares, Inc.)

Brokers. Except as set forth disclosed in Schedule 4.82.5, no broker, finder investment ------------ banker or investment banker other Person engaged by Purchaser is entitled to any brokeragebroker's, finder's or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorAgreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Pediatric Services of America Inc), Asset Purchase Agreement (Hooper Holmes Inc)

Brokers. Except as set forth in reflected on Schedule 4.84.07, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement and the Related Agreements based upon arrangements made by or on behalf of Purchaser. Purchaser is solely responsible for the Investorfees and expenses of finders or investment bankers reflected on Schedule 4.07.

Appears in 2 contracts

Samples: Purchase Agreement (Cooper Cameron Corp), Purchase Agreement (Dresser Inc)

Brokers. Except as set forth in Schedule 4.85.6, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor.

Appears in 2 contracts

Samples: Note Purchase Agreement (Villageedocs Inc), Stock Purchase Agreement (American Nano Silicon Technologies, Inc.)

Brokers. Except as set forth in Schedule 4.8, no No broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor, except as set forth on Schedule 4.8, it being understood that the compensation payable to the brokers listed on such Schedule 4.8 are payable by the Company.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Science Dynamics Corp), Securities Purchase Agreement (Tricell Inc)

Brokers. Except as set forth in Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor.. PREFERRED STOCK PURCHASE AGREEMENT BETWEEN COMPUTER SOFTWARE INNOVATIONS, INC. AND XXXXXX PARTNERS LP PAGE 16 OF 29

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (Verticalbuyer Inc), Preferred Stock Purchase Agreement (Computer Software Innovations Inc)

Brokers. Except as set forth in on Schedule 4.83.25, no broker, finder or investment banker is entitled to any brokerage, finder's or other investment banker's fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or and on behalf of the InvestorCompany, any member of the Company or any of their respective Affiliates.

Appears in 2 contracts

Samples: Equity Purchase and Merger Agreement (Refco Inc.), Equity Purchase and Merger Agreement (Refco Information Services, LLC)

Brokers. Except as set forth in on Schedule 4.85.13, no No broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Grant Ventures Inc), Agreement and Plan of Merger (Grant Ventures Inc)

Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (China Swine Genetics, Inc.), Preferred Stock Purchase Agreement (Lab123, Inc.)

Brokers. Except as set forth in on Schedule 4.82.22, no broker, broker or finder or investment banker is entitled to any brokeragebroker's, banker's or finder's fee or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon hereby as a result of arrangements made by or on behalf of the InvestorProbity.

Appears in 2 contracts

Samples: Exchange Agreement (Simex Technologies Inc), Stock Exchange Agreement (Simex Technologies Inc)

Brokers. Except as set forth disclosed in Schedule 4.83.20, no broker, finder or finder, investment banker or other person is entitled to any brokerage, finder's or other fee fee, commission or Commission payment in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Group 1 Automotive Inc), Asset Purchase Agreement (Group 1 Automotive Inc)

Brokers. Except as set forth in Schedule 4.83.22, no broker, finder investment banker, financial advisor or investment banker other Person is entitled to any brokeragebroker=s, finder's, financial advisor's or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement based upon on arrangements made by or on behalf of the InvestorCompany.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Liberty Holdings Group Inc), Agreement and Plan of Merger (Liberty Group Holdings Inc)

Brokers. Except as set forth in on Schedule 4.84.27, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions or any Transaction Document based upon arrangements made by or on behalf of the InvestorCompany. The Sellers shall be jointly and severally responsible and liable for any such fees or commissions related to any Seller’s engagement of any broker, finder or investment banker in connection with the contemplated Transaction or any Transaction Document, whether or not such listed on Schedule 4.27, and the Purchaser shall have no Liability to any such Person for such fees.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Giga Tronics Inc), Stock Purchase Agreement (DPW Holdings, Inc.)

Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investor.Company. PREFERRED STOCK PURCHASE AGREEMENT BETWEEN WIRELESS AGE COMMUNICATIONS, INC. AND BXXXXX PARTNERS LP PAGE 9 OF 29

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (Wireless Age Communications Inc), Preferred Stock Purchase Agreement (Wireless Age Communications Inc)

Brokers. Except for as set forth in on Schedule 4.85.9, no broker, finder or investment banker or other person is directly or indirectly entitled to any brokerage, finder's ’s or other contingent fee or Commission commission or any similar charge in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorParent or Merger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Patterson Companies, Inc.), Agreement and Plan of Merger (Science Applications International Corp)

Brokers. Except as set forth in on Schedule 4.85.4, no broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of any of the InvestorJDH Entities.

Appears in 2 contracts

Samples: Transaction Agreement (Hammons John Q Hotels Inc), Transaction Agreement (Hammons John Q Hotels Inc)

Brokers. Except as set forth disclosed in Schedule 4.83.17, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement or the Concurrent Transactions based upon arrangements an arrangement made by or on behalf of the InvestorSeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Printonthenet Com Inc), Asset Purchase Agreement (Printonthenet Com Inc)

Brokers. Except as set forth in on Schedule 4.83.17, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Madison Square Garden Co), Membership Interest Purchase Agreement (MSG Entertainment Spinco, Inc.)

Brokers. Except as set forth in on Schedule 4.82.22 attached, no ------- ------------- broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by under this Agreement based upon arrangements made by or on behalf of the InvestorCompany or the Shareholders.

Appears in 2 contracts

Samples: Stock Purchase Agreement (College Television Network Inc), Stock Purchase Agreement (College Television Network Inc)

Brokers. Except as set forth in on Schedule 4.85.19, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Intersil Corp/De), Asset Purchase Agreement (Intersil Corp/De)

Brokers. Except as set forth in Schedule 4.83.24, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Micros to Mainframes Inc), Agreement and Plan of Merger (BTG Inc /Va/)

Brokers. Except as set forth in Schedule 4.84.10, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorAcquiror.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Micros to Mainframes Inc), Agreement and Plan of Merger (BTG Inc /Va/)

Brokers. Except as set forth in on Schedule 4.85.06, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorPEGC I OP.

Appears in 2 contracts

Samples: Contribution Agreement (Phillips Edison Grocery Center Reit I, Inc.), Contribution Agreement (Phillips Edison Grocery Center Reit I, Inc.)

Brokers. Except as set forth in on Schedule 4.83.27, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement Agreement, based upon arrangements any arrangement made by or on behalf of the InvestorSeller.

Appears in 2 contracts

Samples: Preferred Stock and Warrant Purchase Agreement (Orthovita Inc), Preferred Stock and Warrant Purchase Agreement (Orthovita Inc)

Brokers. Except Other than as set forth in Schedule 4.83.22, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Stock Purchase or any of the other Transactions based upon arrangements made by or on behalf of the InvestorCompany or any of its Subsidiaries. The Sellers shall be solely responsible for paying any such fees and commissions.

Appears in 2 contracts

Samples: Stock Purchase Agreement (FriendFinder Networks Inc.), Stock Purchase Agreement (FriendFinder Networks Inc.)

Brokers. Except as set forth in Schedule 4.84.24 hereto, no broker, finder or investment banker financial advisor is entitled to any brokerage, finder's or other fee or Commission commission in connection with the Merger or the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 2 contracts

Samples: V 7 Agreement and Plan of Merger (Cerplex Group Inc), V 7 Agreement and Plan of Merger (Aurora Electronics Inc)

Brokers. Except as set forth in on Schedule 4.84.6, no broker, finder or finder, investment banker or other Person is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of any of the InvestorStockholders.

Appears in 2 contracts

Samples: Transaction Agreement (Hammons John Q Hotels Inc), Transaction Agreement (Hammons John Q Hotels Inc)

Brokers. Except as set forth in on Schedule 4.83.25, no broker, finder or investment banker or other similar person is directly or indirectly entitled to any brokerage, finder's ’s or other fee or Commission commission or any similar charge in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investorany Seller.

Appears in 2 contracts

Samples: Equity Purchase Agreement (ICF International, Inc.), Equity Purchase Agreement (ICF International, Inc.)

Brokers. Except as set forth in on Schedule 4.8, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of GNL, GNL OP, RTL, RTL OP or the InvestorInternalization Subs.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Necessity Retail REIT, Inc.), Agreement and Plan of Merger (Global Net Lease, Inc.)

Brokers. Except as set forth in on Schedule 4.86.01(hh) to the Securities Purchase Agreement, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or the other Funding Documents based upon arrangements made by or on behalf of the InvestorIssuer or any of the other Obligors.

Appears in 2 contracts

Samples: Sellers’ Securities Agreement (FriendFinder Networks Inc.), Sellers’ Securities Agreement (FriendFinder Networks Inc.)

Brokers. Except as set forth in on Schedule 4.83.27, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Agreement, based upon arrangements any arrangement made by or on behalf of the InvestorSeller, which would make any Purchaser liable for any fees or commissions.

Appears in 2 contracts

Samples: Preferred Stock and Warrant Purchase Agreement (Genetronics Biomedical Corp), Common Stock and Warrant Purchase Agreement (Nexmed Inc)

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Brokers. Except as set forth in on Schedule 4.85.16 hereto, no broker, finder or investment banker financial advisor is entitled to any brokerage, brokerage finder's or other fee or Commission commission in connection with the Merger or the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorParent or Sub.

Appears in 2 contracts

Samples: V 7 Agreement and Plan of Merger (Cerplex Group Inc), V 7 Agreement and Plan of Merger (Aurora Electronics Inc)

Brokers. Except as set forth in Schedule 4.8C attached hereto, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorParent or Merger Subsidiary.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Dune Energy Inc), Agreement and Plan of Merger (Eos Petro, Inc.)

Brokers. Except as set forth in on Schedule 4.86.01(hh), no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or the other Funding Documents based upon arrangements made by or on behalf of the InvestorIssuer, PMGI or any of the other Obligors.

Appears in 2 contracts

Samples: Securities Purchase Agreement (FriendFinder Networks Inc.), Securities Purchase Agreement (FriendFinder Networks Inc.)

Brokers. Except as set forth in on Schedule 4.84.07, no brokerinvestment banker, broker or finder retained by or investment banker authorized to act on behalf of the Buyer is entitled to receive any commission, brokerage, finder's ’s fee or other fee compensation or Commission payments from the Buyer or its Affiliates in connection with the consummation of the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorAgreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Costar Group, Inc.), Asset Purchase Agreement (Redfin Corp)

Brokers. Except as set forth in on Schedule 4.83.19, no brokerinvestment banker, broker or finder or investment banker is entitled to any brokerage, finder's or other fee or Commission in connection with the transactions contemplated by this Agreement based upon arrangements made retained by or on behalf of the InvestorSellers is entitled to receive any commission, brokerage, finder’s fee or other similar compensation from any Seller in connection with the consummation of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Redfin Corp), Asset Purchase Agreement (Costar Group, Inc.)

Brokers. Except as set forth in on Schedule 4.83.27, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of any of the InvestorContributors, Contributed Companies or Subsidiaries thereof.

Appears in 2 contracts

Samples: Contribution Agreement (Phillips Edison Grocery Center Reit I, Inc.), Contribution Agreement (Phillips Edison Grocery Center Reit I, Inc.)

Brokers. Except as set forth in Schedule 4.8on SCHEDULE 2.29, no broker, finder finder, investment banker, or investment banker other person is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement Agreement, based upon arrangements made by or on behalf of the InvestorCompany or the Stockholder.

Appears in 1 contract

Samples: Stock Purchase Agreement (Eps Solutions Corp)

Brokers. Except as set forth in froth on Schedule 4.82.17, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investoreach Company or each Shareholder.

Appears in 1 contract

Samples: Agreement and Plan of Reorganization (Humascan Inc)

Brokers. Except as set forth in disclosed on Schedule 4.85.3 hereto, no broker, finder or investment banker or other party is entitled to any brokerage, finder's ’s or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement or any of the Transactions contemplated hereby, based upon arrangements made by or on behalf of the InvestorPurchaser or any of its Affiliates.

Appears in 1 contract

Samples: Stock Purchase Agreement (Doe Run Resources Corp)

Brokers. Except as set forth in on Schedule 4.84.11, no broker, finder investment banker, financial advisor or investment banker other person is entitled to any brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorParent.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Victory Electronic Cigarettes Corp)

Brokers. Except as set forth in on Schedule 4.84.6, no broker, finder finder, or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement or the Transactions contemplated hereby based upon any agreements or arrangements or commitments, written or oral, made by or on behalf of Buyer. Buyer shall be solely responsible for the Investorpayment of any such fee or commission to any Person listed on Schedule 4.6 as an exception to the foregoing.

Appears in 1 contract

Samples: Asset Sale Agreement (Pacific Energy Partners Lp)

Brokers. Except as set forth in Schedule 4.84.7, no broker, finder finder, or investment banker is entitled to any brokerage, finder's ’s, or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 1 contract

Samples: Asset Purchase Agreement

Brokers. Except as set forth in on Schedule 4.83.15, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany or the Seller Principals. Any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement payable by any of the Sellers has been paid in full by the Sellers.

Appears in 1 contract

Samples: Asset Purchase Agreement (CCUR Holdings, Inc.)

Brokers. Except as set forth in on Schedule 4.84.6, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement or the Transaction Documents based upon arrangements made by or on behalf of the InvestorPurchaser.

Appears in 1 contract

Samples: Asset Purchase Agreement (Protein Polymer Technologies Inc)

Brokers. Except as set forth in on Schedule 4.83.18, no broker, finder or investment banker is entitled to any brokeragebroker’s, finder's ’s or other investment banker’s fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by as a result of any action, agreement or on behalf commitment of Parent, the InvestorCompany or any of its Subsidiaries.

Appears in 1 contract

Samples: Stock Purchase Agreement (Erickson Air-Crane Inc)

Brokers. Except as set forth in Schedule 4.85.4, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement hereby based upon arrangements made by or on behalf of the Investorsuch Principal Stockholder or its Affiliates.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Acadia Healthcare Company, Inc.)

Brokers. Except as set forth in on Schedule 4.84.23 hereto, no broker, broker or ------------- finder or investment banker is entitled to any brokerage, broker's or finder's fee or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon hereby as a result of arrangements made by or on behalf of the InvestorNetResponse.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ixl Enterprises Inc)

Brokers. Except as set forth in on Schedule 4.85.16, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorSellers. Sellers shall be responsible for the payment of any brokerage, finder’s or other fee or commission due, if any, to the Persons listed in Schedule 5.16 in connection with the transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Purchase and Sale Agreement (Abraxis BioScience, Inc.)

Brokers. Except as set forth in on Schedule 4.83.16, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Cnet Inc /De)

Brokers. Except as set forth in on Schedule 4.84.06, no broker, finder investment banker, financial advisor or investment banker other person is entitled to any brokeragebroker's, finder's, financial advisor's or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of Parent, Sub or the InvestorParent Related Entities.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Little Switzerland Inc/De)

Brokers. Except as set forth in on Schedule 4.85.4, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of any of the InvestorMember, the Holdings Members or the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Westwood Holdings Group Inc)

Brokers. Except as set forth in on Schedule 4.84.6, no broker, finder finder, or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with this Agreement or the transactions contemplated by this Agreement hereby based upon any agreements or arrangements or commitments, written or oral, made by or on behalf of Buyer. Buyer shall be solely responsible for the Investor.payment of any such fee or commission to any Person listed on Schedule 4.6. Section 4.7

Appears in 1 contract

Samples: Centralia Plant Purchase and Sale Agreement (Pacificorp /Or/)

Brokers. Except as set forth in disclosed on Schedule 4.82.17, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Anchor Bancorp Wisconsin Inc)

Brokers. Except as set forth in on Schedule 4.84.1(t) (all of which fees and commissions shall be paid by Seller), no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of any of the InvestorSeller Parties.

Appears in 1 contract

Samples: Asset Purchase and Sale Agreement (Cedar Realty Trust, Inc.)

Brokers. Except as set forth in on Schedule 4.83.15, no No broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 1 contract

Samples: Asset Purchase Agreement (Synbiotics Corp)

Brokers. Except as set forth in on Schedule 4.84.4, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any Transaction Document based upon arrangements made by or on behalf of the InvestorCompany.

Appears in 1 contract

Samples: Stock Purchase Agreement (Asure Software Inc)

Brokers. Except as set forth in Schedule 4.84.7, no broker, finder or finder, investment banker or other Person is entitled to any brokeragebrokerage fee, finder's ’s fee or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by the Seller or on behalf any of the Investorits Affiliates.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Tredegar Corp)

Brokers. Except as set forth in on Schedule 4.84.7, no broker, finder or investment banker agent is entitled to any brokeragebrokerage fees, finder's ’s fees or other fee or Commission commissions in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the Investorsuch Seller.

Appears in 1 contract

Samples: Stock Purchase Agreement (Lazy Days R.V. Center, Inc.)

Brokers. Except as set forth in on Schedule 4.85.e., no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement or any other Transaction Document based upon arrangements made by or on behalf of Seller or the InvestorCompany.

Appears in 1 contract

Samples: Stock Purchase Agreement (POSITIVEID Corp)

Brokers. Except as set forth in on Schedule 4.83.25, no broker, finder or investment banker or other Person is directly or indirectly entitled to any brokerage, finder's ’s or other similar contingent fee or Commission commission or any similar charge in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany or any of its Affiliates (for the avoidance of doubt, other than the Closing Bonus Payments and the UAR Payments).

Appears in 1 contract

Samples: Equity Purchase Agreement (ICF International, Inc.)

Brokers. Except as set forth in on Schedule 4.84.25, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorSellers, that is or will become an Assumed Liability or will otherwise be payable by Buyer.

Appears in 1 contract

Samples: Asset Purchase Agreement (Ameron International Corp)

Brokers. Except as set forth in Schedule 4.83.26 hereto, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement Transactions based upon arrangements made by or on behalf of the InvestorCompanies for which Parent, the Companies or any Company Subsidiary has any obligation.

Appears in 1 contract

Samples: Stock Purchase Agreement (NAKED BRAND GROUP LTD)

Brokers. Except as set forth in on Schedule 4.83.2(l), no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or and on behalf of the Investor.Purchaser. 44 38 ARTICLE IV

Appears in 1 contract

Samples: Stock Purchase Agreement (Westbrook Real Estate Partners LLC)

Brokers. Except as set forth in on Schedule 4.84.5, no broker, finder finder, or investment banker bank is entitled to any brokerage, finder's ’s, or other similar fee or Commission commission in connection with the transactions contemplated by this Agreement Xxxxxx’s Seller Documents based upon arrangements made by or on behalf of the InvestorSeller.

Appears in 1 contract

Samples: Stock Purchase Agreement (Distribution Solutions Group, Inc.)

Brokers. Except as set forth in on Schedule 4.85.6, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission in connection with the transactions contemplated by this Agreement and the other Transaction Documents based upon arrangements made by or on behalf of the Investor.

Appears in 1 contract

Samples: Series B Convertible Preferred Stock Purchase Agreement (Entech Environmental Technologies Inc)

Brokers. Except as set forth in Schedule 4.84.4, no broker, finder or investment banker or other person is directly or indirectly entitled to any brokerage, finder's ’s or other fee or Commission commission or any similar charge in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorPurchaser.

Appears in 1 contract

Samples: Stock Purchase Agreement (NCI, Inc.)

Brokers. Except as set forth in on Schedule 4.84.17, no broker, finder or investment banker is entitled to any brokerage, finder's ’s or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorCompany or any of the Stockholders.

Appears in 1 contract

Samples: Stock Purchase Agreement (Aeroflex Inc)

Brokers. Except as set forth in on Schedule 4.84.5, no broker, finder or investment banker is entitled to any brokerage, finder's finders or other fee or Commission commission in connection with the transactions contemplated by this Agreement based upon arrangements made by or on behalf of the InvestorBuyers or any of their Affiliates.

Appears in 1 contract

Samples: Asset Purchase Agreement (Zep Inc.)

Brokers. Except as set forth in on Schedule 4.83.28, no broker, finder finder, investment bank or investment banker similar agent is entitled to any brokerageinvestment banking, brokerage or finder's or other ’s fee or Commission in connection with the transactions contemplated by this Agreement hereby based upon agreements or arrangements made by or on behalf of the InvestorCompany or its Subsidiaries or any of their respective Affiliates.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ak Steel Holding Corp)

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