Common use of Brokers Clause in Contracts

Brokers. Except as set forth on Section 3.27 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 25 contracts

Sources: Agreement and Plan of Merger (AIRO Group Holdings, Inc.), Agreement and Plan of Merger (AIRO Group Holdings, Inc.), Merger Agreement (AIRO Group Holdings, Inc.)

Brokers. Except as set forth on in Section 3.27 3.16 of the Company Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission or expense reimbursement in connection with the transactions Transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or and on behalf of the Target Companyany Acquisition Entity or any of its Affiliates.

Appears in 6 contracts

Sources: Business Combination Agreement (Voyager Acquisition Corp./Cayman Islands), Business Combination Agreement (Lanvin Group Holdings LTD), Business Combination Agreement (Primavera Capital Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 5 contracts

Sources: Merger Agreement (Progressive Care Inc.), Merger Agreement (NextPlat Corp), Merger Agreement (Progressive Care Inc.)

Brokers. Except as set forth on Section 3.27 3.19 of the TME Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target any TME Group Company.

Appears in 5 contracts

Sources: Share Subscription Agreement, Subscription Agreement (Tencent Music Entertainment Group), Subscription Agreement (Tencent Music Entertainment Group)

Brokers. Except as set forth on Section 3.27 Part 3.7 of the Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document other Transactional Agreement based upon arrangements made by or on behalf of the Target CompanyPurchaser.

Appears in 5 contracts

Sources: Option Agreement (Oclaro, Inc.), Asset Purchase Agreement (Oclaro, Inc.), Asset Purchase Agreement (Ii-Vi Inc)

Brokers. Except as set forth on in the Company Disclosure Schedule at Section 3.27 of the Disclosure Schedule2.24, no broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of the Company Subsidiaries.

Appears in 5 contracts

Sources: Merger Agreement (Associated Banc-Corp), Merger Agreement (Associated Banc-Corp), Merger Agreement (State Financial Services Corp)

Brokers. Except as set forth on Section 3.27 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companysuch Seller.

Appears in 5 contracts

Sources: Equity Purchase Agreement (AIRO Group Holdings, Inc.), Equity Purchase Agreement (AIRO Group Holdings, Inc.), Equity Purchase Agreement (AIRO Group Holdings, Inc.)

Brokers. Except as set forth on Section 3.27 3.17 of the Company Disclosure ScheduleSchedules, no broker, finder or finder, investment banker or other Person is entitled to any brokeragebrokerage fee, finder’s finders’ fee or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Affiliates for which any of the Group Companies has any obligation.

Appears in 4 contracts

Sources: Business Combination Agreement (Adagio Medical Holdings, Inc.), Business Combination Agreement (Chain Bridge I), Business Combination Agreement (ARYA Sciences Acquisition Corp IV)

Brokers. Except as set forth on specified in Section 3.27 3.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target any Acquired Company.

Appears in 4 contracts

Sources: Merger Agreement (NCR Corp), Merger Agreement (Retalix LTD), Merger Agreement (Retalix LTD)

Brokers. Except as set forth on in the Associated Disclosure Schedule at Section 3.27 of the Disclosure Schedule3.13, no broker, finder finder, or investment banker is entitled to any brokeragebrokerage fee, finder’s fee, or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAssociated.

Appears in 4 contracts

Sources: Merger Agreement (Associated Banc-Corp), Merger Agreement (State Financial Services Corp), Merger Agreement (Associated Banc-Corp)

Brokers. Except as set forth on Section 3.27 3.22 of the Disclosure ScheduleSchedules, no broker, finder finder, or investment banker is entitled to any brokerage, finder’s ’s, or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 4 contracts

Sources: Stock Purchase Agreement (PMGC Holdings Inc.), Stock Purchase Agreement (PMGC Holdings Inc.), Stock Purchase Agreement (PMGC Holdings Inc.)

Brokers. Except as set forth on in Section 3.27 2.17 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 3 contracts

Sources: Merger Agreement (Vons Companies Inc), Merger Agreement (Safeway Inc), Merger Agreement (Safeway Inc)

Brokers. Except as set forth on Section 3.27 in Schedule 3.20 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document hereby based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 3 contracts

Sources: Merger Agreement, Merger Agreement (Infospace Inc), Merger Agreement (H&r Block Inc)

Brokers. Except as set forth on in Section 3.27 2.05 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyManager, CCIA, Colony OP or their respective controlled Affiliates.

Appears in 3 contracts

Sources: Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Credit Real Estate, Inc.)

Brokers. Except as set forth on described in Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of the Company Shareholders.

Appears in 3 contracts

Sources: Share Acquisition Agreement, Share Acquisition Agreement (Sollensys Corp.), Agreement and Plan of Reorganization (Tradeshow Products, Inc.)

Brokers. Except as set forth on described in Section 3.27 5.12 of the TARGET Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyTARGET.

Appears in 3 contracts

Sources: Merger Agreement (Ophidian Pharmaceuticals Inc), Merger Agreement (Ophidian Pharmaceuticals Inc), Merger Agreement (Hemoxymed Inc)

Brokers. Except as set forth on in Section 3.27 3.05 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of CLNC, CLNC OP, their respective subsidiaries or the Target CompanySpecial Committee.

Appears in 3 contracts

Sources: Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Capital, Inc.), Termination Agreement (Colony Credit Real Estate, Inc.)

Brokers. Except as set forth on Section 3.27 4.22 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 3 contracts

Sources: Business Combination Agreement (Rosecliff Acquisition Corp I), Business Combination Agreement (Rosecliff Acquisition Corp I), Merger Agreement (Isleworth Healthcare Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 4.26 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 3 contracts

Sources: Asset Purchase Agreement (Grilled Cheese Truck, Inc.), Asset Purchase Agreement (Grilled Cheese Truck, Inc.), Asset Purchase Agreement (Grilled Cheese Truck, Inc.)

Brokers. Except as set forth on Section 3.27 3.19 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokeragebrokerage commissions, finder’s finders’ fees or other fee or commission similar compensation in connection with the transactions contemplated by this Agreement based on any arrangement or agreement to which any Ancillary Document based upon arrangements made by Company Party is a party or on behalf of to which such Company Party is subject for which Investor or its Affiliates (including the Target Company) could become obligated after the Closing.

Appears in 3 contracts

Sources: Investment Agreement (MedMen Enterprises, Inc.), Investment Agreement, Investment Agreement

Brokers. Except as set forth on disclosed in Section 3.27 3.22 of the Company Disclosure ScheduleSchedule and the Financial Advisor, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Merger Agreement (Yan Rick), Merger Agreement (51job, Inc.)

Brokers. Except as set forth on Section Schedule 3.27 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Company Subsidiary.

Appears in 2 contracts

Sources: Business Combination Agreement (Bellevue Life Sciences Acquisition Corp.), Business Combination Agreement (Bellevue Life Sciences Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 5.08 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of any of the Target CompanyAcquired Companies or any of its Affiliates or any of their respective officers or managers.

Appears in 2 contracts

Sources: Stock Purchase Agreement (Benson Hill, Inc.), Stock Purchase Agreement (Benson Hill, Inc.)

Brokers. Except as set forth on Section 3.27 3.20 of the Company Disclosure Schedule, no broker, finder finder, or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document of the other Transaction Agreements based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 2 contracts

Sources: Merger Agreement (NLS Pharmaceutics Ltd.), Merger Agreement (Ondas Holdings Inc.)

Brokers. Except as set forth on Section 3.27 Schedule 3.9 of the Company Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of any of the Target CompanyAcquired Companies.

Appears in 2 contracts

Sources: Merger Agreement, Merger Agreement (Phillips Edison Grocery Center Reit Ii, Inc.)

Brokers. Except as set forth on in Section 3.27 4.15 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyCompany or its Subsidiaries.

Appears in 2 contracts

Sources: Share Purchase Agreement (Xenetic Biosciences, Inc.), Share Purchase Agreement (Xenetic Biosciences, Inc.)

Brokers. Except as set forth on Section 3.27 4.4 of the Disclosure Schedule, no broker, finder or investment banker is or may be entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of either of the Target CompanyBuyer Parties.

Appears in 2 contracts

Sources: Asset Purchase Agreement, Asset Purchase and Sale Agreement (Zovio Inc)

Brokers. Except as set forth on in Section 3.27 3.11 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Innovative Food Holdings Inc), Asset Purchase Agreement (Innovative Food Holdings Inc)

Brokers. Except as set forth on in Section 3.27 3.6 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Elite Pharmaceuticals Inc /Nv/), Asset Purchase Agreement (Elite Pharmaceuticals Inc /Nv/)

Brokers. Except as set forth on in Section 3.27 4.18 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 2 contracts

Sources: Master Transaction Agreement (Changyou.com LTD), Master Transaction Agreement (Sohu Com Inc)

Brokers. Except as set forth on Section 3.27 3.14 of the Disclosure ScheduleSchedules, no broker, finder finder, financial advisor or investment banker is entitled to any brokeragebroker’s, finder’s, financial advisors, investment banker’s or other fee or commission or similar payment in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanySeller or its Affiliates.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Spruce Power Holding Corp), Asset Purchase Agreement (New Jersey Resources Corp)

Brokers. Except as set forth on in Section 3.27 3.03 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companyeither Seller.

Appears in 2 contracts

Sources: Equity Purchase Agreement, Equity Purchase Agreement (Troika Media Group, Inc.)

Brokers. Except as set forth on described in Section 3.27 3.8 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Assignment and Exchange Agreement (Adhera Therapeutics, Inc.), Assignment and Exchange Agreement (Biodexa Pharmaceuticals PLC)

Brokers. Except as set forth on Section 3.27 5.24 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Company or any other Target Company.

Appears in 2 contracts

Sources: Stock Purchase Agreement, Stock Purchase Agreement (Harte Hanks Inc)

Brokers. Except as set forth on Section 3.27 in Schedule 3.18 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or the Members.

Appears in 2 contracts

Sources: Membership Interest Purchase Agreement (890 5th Avenue Partners, Inc.), Membership Interest Purchase Agreement (890 5th Avenue Partners, Inc.)

Brokers. Except as set forth on in Section 3.27 3.26 of the Disclosure Schedule, no broker, finder or investment banker banker, including any director, officer, employee, Affiliate or associate of Seller or Shareholder, is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon on arrangements made by or on behalf of the Target CompanySeller, Shareholder or any of their Affiliates.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Hurco Companies Inc), Asset Purchase Agreement (Hurco Companies Inc)

Brokers. Except as set forth on Section 3.27 5.11 of the WinVest Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of WinVest or the Target CompanyMerger Subs.

Appears in 2 contracts

Sources: Business Combination Agreement (WinVest Acquisition Corp.), Business Combination Agreement (WinVest Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 4.24 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company▇▇▇▇▇▇.

Appears in 2 contracts

Sources: Merger Agreement (Digital Brands Group, Inc.), Merger Agreement (Denim LA, Inc.)

Brokers. Except as set forth on in Section 3.27 4.08 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Impac Mortgage Holdings Inc), Asset Purchase Agreement (Impac Mortgage Holdings Inc)

Brokers. Except as set forth on Section 3.27 4.04 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySchurz or Buyer.

Appears in 2 contracts

Sources: Asset Purchase Agreement, Asset Purchase Agreement

Brokers. Except as set forth on described in Section 3.27 5.03 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Sources: Share Purchase Agreement (Xenetic Biosciences, Inc.), Share Purchase Agreement (Xenetic Biosciences, Inc.)

Brokers. Except as set forth on in Section 3.27 4.04 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Sources: Membership Interest Purchase Agreement (IDI, Inc.), Unit Purchase Agreement (Myers Industries Inc)

Brokers. Except as set forth on in Section 3.27 2.17 of the Disclosure ScheduleSchedules, no broker, finder finder, advisor or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or Seller.

Appears in 2 contracts

Sources: Securities Purchase Agreement (GlassBridge Enterprises, Inc.), Securities Purchase Agreement (GlassBridge Enterprises, Inc.)

Brokers. Except as set forth disclosed on Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 2 contracts

Sources: Business Combination Agreement (Insight Acquisition Corp. /DE), Business Combination Agreement (Growth Capital Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 4.05 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Agreement based upon arrangements made by or on behalf of the Target Companysuch Seller Party.

Appears in 2 contracts

Sources: Stock Purchase Agreement (Benson Hill, Inc.), Stock Purchase Agreement (Benson Hill, Inc.)

Brokers. Except as set forth on in Section 3.27 3.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Business Combination Agreement (Climate Change Crisis Real Impact I Acquisition Corp), Business Combination Agreement (Cambridge Capital Acquisition Corp)

Brokers. Except as set forth on in Section 3.27 4.10 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transaction Documents based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Sources: Stock Purchase Agreement (BurgerFi International, Inc.), Stock Purchase Agreement (BurgerFi International, Inc.)

Brokers. Except as set forth on for such persons listed in Section 3.27 3.18 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Merger Agreement (Argo Blockchain PLC), Merger Agreement (Argo Blockchain PLC)

Brokers. Except as set forth on Section 3.27 of in Schedule 3.17 to the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.. Prior to the date of this Agreement, the Company has delivered to Parent a complete and correct copy of all agreements

Appears in 2 contracts

Sources: Merger Agreement (Harte Hanks Communications Inc), Merger Agreement (Dimark Inc)

Brokers. Except as set forth on described in Section 3.27 4.21 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Common Stock Purchase Agreement (Corporate Outfitters, Inc.), Share Exchange Agreement (Shearson Financial Network Inc)

Brokers. Except as set forth on Section 3.27 of in Schedule 3.15 to the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission payable by the Company or any of its subsidiaries in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its subsidiaries.

Appears in 2 contracts

Sources: Merger Agreement (GRC International Inc), Merger Agreement (McNichols Gerald R)

Brokers. Except as set forth disclosed on Section 3.27 5.22 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyShareholder or any Company Payee.

Appears in 2 contracts

Sources: Merger Agreement, Merger Agreement (Organogenesis Holdings Inc.)

Brokers. Except as set forth on in Section 3.27 3.31 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any the Ancillary Document Agreements based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Investment Agreement (Henry Birks & Sons Inc), Investment Agreement (Mayors Jewelers Inc/De)

Brokers. Except as set forth on in Section 3.27 4.20 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of Seller or the Target CompanyStockholders.

Appears in 2 contracts

Sources: Asset Purchase Agreement (RE/MAX Holdings, Inc.), Asset Purchase Agreement (RE/MAX Holdings, Inc.)

Brokers. Except as set forth on described in Section 3.27 4.03 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Sources: Assignment Agreement (Xenetic Biosciences, Inc.), Assignment Agreement (Xenetic Biosciences, Inc.)

Brokers. Except as set forth on in Section 3.27 2.18 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its stockholders.

Appears in 2 contracts

Sources: Merger Agreement (Autotote Corp), Merger Agreement (Scientific Games Holdings Corp)

Brokers. Except as set forth on in Section 3.27 3.25 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the Transaction Documents based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Stock Purchase Agreement (BurgerFi International, Inc.), Stock Purchase Agreement (BurgerFi International, Inc.)

Brokers. Except as set forth on Section 3.27 2.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of the Company Subsidiaries.

Appears in 2 contracts

Sources: Agreement and Plan of Merger (Greenrose Acquisition Corp.), Merger Agreement (Greenrose Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 in Part 2.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Merger based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Merger Agreement (RigNet, Inc.), Merger Agreement (Viasat Inc)

Brokers. Except as Other than Dain ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ (▇▇ accordance with the arrangement set forth on in Section 3.27 6.01(f) of the Disclosure Schedule), no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Companysuch Stockholder.

Appears in 2 contracts

Sources: Stockholders Agreement (Cardiac Pathways Corp), Stockholder Agreement (Cardiac Pathways Corp)

Brokers. Except as set forth on Section 3.27 in Part 2.25 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Merger or the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Merger Agreement (Siebel Systems Inc), Merger Agreement (Siebel Systems Inc)

Brokers. Except as set forth on in Section 3.27 4.04 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyAspen or Newco.

Appears in 2 contracts

Sources: Asset Purchase Agreement, Asset Purchase Agreement (Aspen Group, Inc.)

Brokers. Except as set forth on Section 3.27 of in the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Asset Purchase Agreement (ARC Group Worldwide, Inc.), Asset Purchase Agreement

Brokers. Except as set forth on described in Section 3.27 4.18 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or the Shareholder.

Appears in 2 contracts

Sources: Share Acquisition Agreement (OneMeta Inc.), Share Acquisition Agreement (OneMeta Inc.)

Brokers. Except as set forth on described in Section 3.27 4.6 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 2 contracts

Sources: Assignment and Exchange Agreement (Adhera Therapeutics, Inc.), Assignment and Exchange Agreement (Biodexa Pharmaceuticals PLC)

Brokers. Except as set forth on Section 3.27 3.18 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document hereby based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Travere Therapeutics, Inc.), Asset Purchase Agreement (Mirum Pharmaceuticals, Inc.)

Brokers. Except Other than as set forth on in Section 3.27 3.07 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 2 contracts

Sources: Membership Interest Purchase Agreement (Medbox, Inc.), Membership Interest Purchase Agreement (Medbox, Inc.)

Brokers. Except as set forth on Section 3.27 4.16 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target Company.

Appears in 2 contracts

Sources: Membership Interest Purchase Agreement (Body & Mind Inc.), Membership Interest Purchase Agreement (Body & Mind Inc.)

Brokers. Except as set forth on in Section 3.27 3.02 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Goodwill Purchase Agreement, Goodwill Purchase Agreement (Troika Media Group, Inc.)

Brokers. Except as set forth on Section 3.27 3.05 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 2 contracts

Sources: Membership Interest Purchase Agreement (Body & Mind Inc.), Membership Interest Purchase Agreement (Body & Mind Inc.)

Brokers. Except as set forth on in Section 3.27 2.21 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the origination, negotiation or execution of this Agreement or the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Subsidiaries.

Appears in 1 contract

Sources: Stock Purchase and Exchange Agreement (Feel the World, Inc.)

Brokers. Except as set forth on Section 3.27 4.06 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of Sellers. Sellers shall satisfy in full the Target Companypayment of all fees arising from the engagement of any brokers listed on Section 3.25 and Section 4.06 of the Disclosure Schedule. Any such fee shall be deemed a Transaction Expense.

Appears in 1 contract

Sources: Stock and Warrant Purchase Agreement (Wavedancer, Inc.)

Brokers. Except as set forth on Section 3.27 in Part 2.22 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Merger based upon arrangements made by or on behalf of the Target CompanyCompany or any Securityholder.

Appears in 1 contract

Sources: Merger Agreement (Instructure Inc)

Brokers. Except as set forth on Section 3.27 5.23 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other similar fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document and the other Transaction Documents based upon arrangements made by or on behalf of the Target CompanySeller or any of its Affiliates.

Appears in 1 contract

Sources: Asset Purchase Agreement (Compuware Corp)

Brokers. Except as set forth on Section 3.27 4.28 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Seller or any Acquired Company.

Appears in 1 contract

Sources: Equity Interest Purchase Agreement (Worthington Industries Inc)

Brokers. Except as set forth on Section 3.27 of in Schedule 3.14of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller or any of its Affiliates or any of their respective officers or directors.

Appears in 1 contract

Sources: Asset Purchase Agreement (Escalade Inc)

Brokers. Except as set forth on Section 3.27 3.21 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Finish Line Inc /In/)

Brokers. Except as set forth on Section 3.27 of in Schedule 3.17 to the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Sources: Merger Agreement (Affiliated Computer Services Inc)

Brokers. Except as set forth on in Section 3.27 3.21 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document the Transaction Documents based upon arrangements made by or on behalf of the Target Companysuch Seller.

Appears in 1 contract

Sources: Share Purchase Agreement (Comverse Technology Inc/Ny/)

Brokers. Except as set forth on in Section 3.27 5.28 of the Permal Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon on arrangements made by or on behalf of the Target Permal Contributor, the Permal Entities or the Company.

Appears in 1 contract

Sources: Transaction Agreement (Legg Mason, Inc.)

Brokers. Except as set forth on Section 3.27 Schedule 3.23 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document hereby based upon arrangements made by or on behalf of the Target CompanySellers, the Company or any of its Subsidiaries.

Appears in 1 contract

Sources: Securities Purchase Agreement (Zix Corp)

Brokers. Except as set forth on Section 3.27 4.22 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller or Shareholder.

Appears in 1 contract

Sources: Asset Purchase Agreement (Cemtrex Inc)

Brokers. Except as set forth on Section 3.27 3.26 of the Disclosure Schedule, no broker, finder or finder, investment banker or other agent is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Transaction Document based upon arrangements made by or on behalf of the Target CompanyCompany or the Members (in the latter case to the extent any member of the Company Group would be liable following the Closing).

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Agrify Corp)

Brokers. Except as set forth on Section 3.27 3.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Affiliates.

Appears in 1 contract

Sources: Business Combination Agreement (Pyrophyte Acquisition Corp.)

Brokers. Except as set forth on in Section 3.27 2.26 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Sources: Asset Purchase Agreement (Forward Industries, Inc.)

Brokers. Except as set forth on in Section 3.27 3.5 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyPurchaser.

Appears in 1 contract

Sources: Membership Interest and Asset Purchase Agreement (Smith Micro Software, Inc.)

Brokers. Except as set forth on in Section 3.27 3.10 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 1 contract

Sources: Asset Purchase Agreement (PSQ Holdings, Inc.)

Brokers. Except as for the Persons set forth on Section 3.27 4.21 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 1 contract

Sources: Asset Purchase Agreement

Brokers. Except as set forth on in Section 3.27 3.25 of the Disclosure ScheduleSchedules, no broker, finder or investment banker or other Person is directly or indirectly entitled to any brokerage, finder’s or other similar contingent fee or commission or any similar charge in connection with the transactions contemplated by this Agreement or any Ancillary Document Contemplated Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any of its Affiliates.

Appears in 1 contract

Sources: Equity Purchase Agreement (ICF International, Inc.)

Brokers. Except as set forth on in Section 3.27 4.4 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyBuyer.

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Innospec Inc.)

Brokers. Except as set forth on in Section 3.27 3.22 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySellers or Owner.

Appears in 1 contract

Sources: Asset Purchase Agreement (Sientra, Inc.)

Brokers. Except as set forth on Section 3.27 3.9 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target CompanyCompany or any Member.

Appears in 1 contract

Sources: Merger Agreement (Communications Systems Inc)

Brokers. Except as set forth on disclosed in Section 3.27 4.1(ee) of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the Merger or the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Sources: Merger Agreement (Genrad Inc)

Brokers. Except as set forth on in Section 3.27 3.17 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySeller, the Owners or their respective Affiliates.

Appears in 1 contract

Sources: Asset Purchase Agreement (National Medical Health Card Systems Inc)

Brokers. Except as set forth on Section 3.27 4.23 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Sources: Business Combination Agreement (Good Works II Acquisition Corp.)

Brokers. Except as set forth on Section 3.27 3.30 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission commission, or the reimbursement of expenses, in connection with the transactions contemplated by this Agreement or any Ancillary Document Transactions based upon arrangements made by or on behalf of the Target Company.

Appears in 1 contract

Sources: Arrangement Agreement (Rubicon Project, Inc.)

Brokers. Except as set forth on in Section 3.27 2.21 of the ------- Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or its subsidiaries or affiliates.

Appears in 1 contract

Sources: Merger Agreement (State Street Boston Corp)

Brokers. Except as set forth on in Section 3.27 3.24 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary other Transaction Document based upon arrangements made by or on behalf of the Target CompanySeller.

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (IDI, Inc.)

Brokers. Except as set forth disclosed on Section 3.27 2.22 of the Company Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other investment banker’s fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanyCompany or any Seller.

Appears in 1 contract

Sources: Unit Purchase Agreement (Victory Capital Holdings, Inc.)

Brokers. Except as set forth on in Section 3.27 3.25 of the Disclosure ScheduleSchedules, no broker, finder or investment banker is entitled to any brokerage, finder’s 's or other fee or commission in connection with the transactions contemplated by this Agreement or any Ancillary Document based upon arrangements made by or on behalf of the Target CompanySellers.

Appears in 1 contract

Sources: Stock Purchase Agreement (Denim LA, Inc.)