Brokerage Statements Sample Clauses

Brokerage Statements. 5. Detailed information related to forward in-the-money positions by counterparty.
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Brokerage Statements. 11.5 As soon as available, and in any event, within thirty (30) days following the end of each calendar month, Borrower shall furnish to Lender a copy of the brokerage statements for Wachovia Account #4143-6667.
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Brokerage Statements. As soon as practicable, and in any event within forty-five (45) days after the close of each Fiscal Quarter of the Borrowers, the Borrowers shall furnish to the Bank copies of monthly brokerage statements issued with respect to the calendar months comprising such Fiscal Quarter.
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Brokerage Statements. As soon as available and in any event within THIRTY (30) days after the end of each month, Debtor shall or shall cause Securities Intermediary to provide Lender with copies of the all account, valuation, and brokerage statements for the Collateral Account.
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Brokerage Statements. As soon as available, but in no event later than 15 days after the end of each fiscal semi-annual period, a current Brokerage Statement. * Maximum LTV of 75% - The Borrower will be allowed to fund the lesser of (i) 75% of the value of the investment account, or (ii) the $700,000 commitment. In the event the Borrower funds above 75%, the Borrower will have 15 days to either pay down the line or increase the value of the collateral, to bring the facility back into compliance. Covenant compliance certificate due within 30 days of month/quarter end (add if any financial covenants are on the deal).
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Brokerage Statements. Not later than 30 days after the end of each fiscal quarter, account statements from Investment/Brokerage Account and/or such other broker(s) or investment adviser(s) as may be designated by Bank pertaining to such investment/brokerage accounts. Dated as of April 17, 2008 (Individual) (Non-Individual) /s/ Xxxxxx X. Xxxxxxx n/a Guarantor Name Xxxxxx X. Xxxxxxx a/an n/a /s/ Xxxxxx X. Xxxxxxx By: Guarantor Name Xxxxxx X. Xxxxxxx Name and Title n/a By: Name and Title n/a Agreed to: U.S. BANK N.A. By: /s/ Xxxxx X. Xxxxxxx Name and Title Xxxxx X. Xxxxxxx, Vice President
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Brokerage Statements. Borrower shall deliver or cause to be delivered, within ten (10) days after the end of each month, copies of the most recent statements relating to investment accounts of Xxx X. Xxxxxxx, whether such investment accounts are held at a financial institution, brokerage firm or otherwise, which statements shall evidence a minimum aggregate balance of not less than $250,000.00 at all times.
Sample 1
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Brokerage Statements. Borrower to submit brokerage statements as soon as available, but in no event later than 45 days after the end of each fiscal quarter. All financial reports required to be provided under this Agreement shall be prepared in accordance with GAAP, applied on a consistent basis, and certified by Borrower as being true and correct.
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Brokerage Statements. Within forty-five (45) days after the close of the second quarterly accounting period in each fiscal year, provided that at such time the market value of the Borrower's marketable securities portfolio is greater than $750,000, brokerage statements from each and every broker of Borrower, certified by Borrower to be true, correct and in compliance with the terms and conditions of the Loan Documents during any such period and on the date thereof, by Borrower's chief financial officer or president.
Sample 1

Related to Brokerage Statements

  • False Statements Contractor represents and warrants that all statements and information prepared and submitted by Contractor in this Contract and any related Solicitation Response are current, complete, true, and accurate. Contractor acknowledges any false statement or material misrepresentation made by Contractor during the performance of this Contract or any related Solicitation is a material breach of contract and may void this Contract. Further, Contractor understands, acknowledges, and agrees that any false representation or any failure to comply with a representation, warranty, or certification made by Contractor is subject to all civil and criminal consequences provided at law or in equity including, but not limited to, immediate termination of this Contract.

  • Brokerage In connection with the services provided under subparagraph (b) of paragraph 1 of this Agreement, the Sub-Advisor shall place all orders for the purchase and sale of portfolio securities for the Portfolio's account with brokers or dealers selected by the Sub-Advisor, which may include brokers or dealers affiliated with the Advisor or Sub-Advisor. The Sub-Advisor shall use its best efforts to seek to execute portfolio transactions at prices which are advantageous to the Portfolio and at commission rates which are reasonable in relation to the benefits received. In selecting brokers or dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Portfolio and/or to the other accounts over which the Sub-Advisor or Advisor exercise investment discretion. The Sub-Advisor is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Portfolio which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Sub-Advisor determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Sub-Advisor has with respect to accounts over which it exercises investment discretion. The Trustees of the Trust shall periodically review the commissions paid by the Portfolio to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits to the Portfolio.

  • Brokerage Commissions All brokers' commissions and other charges incident to the purchase, sale or lending of the Fund 's portfolio securities.

  • Operating Statements In the case of each Mortgage Loan, the related Mortgage or another Mortgage Loan document requires the related Mortgagor, in some cases at the request of the lender, to provide the holder of such Mortgage Loan with at least quarterly operating statements and rent rolls (if there is more than one tenant) for the related Mortgaged Property and annual financial statements of the related Mortgagor, and with such other information as may be required therein.

  • Brokerage Fees and Commissions Buyer has not incurred any obligation or entered into any agreement for any investment banking, brokerage, or finder's fee or commission in respect of the transactions contemplated by this Agreement for which Seller or the Company shall incur any liability.

  • Closing Statements Buyer’s Closing Statement, and a certificate confirming the truth of Buyer’s representations and warranties hereunder as of the Closing Date.

  • Periodic Statements Transfers and withdrawals made through any debit card transactions, audio response transactions, preauthorized EFTs, online/PC transactions, mobile access device transactions or xxxx payments you make will be recorded on your periodic statement. You will receive a statement monthly unless there is no transaction in a particular month. In any case, you will receive a statement at least quarterly.

  • Brokerage Commission Acquirer has not engaged the services of, nor has it or will it or Contributor become liable to, any real estate agent, broker, finder or any other person or entity for any brokerage or finder's fee, commission or other amount with respect to the transactions described herein on account of any action by Acquirer. Acquirer hereby agrees to indemnify and hold Contributor and its employees, directors, members, partners, affiliates and agents harmless against any claims, liabilities, damages or expenses arising out of a breach of the foregoing. This indemnification shall survive Closing or any termination of this Agreement.

  • Reconciliation Statements if, as a result of any change in accounting principles and policies from those used in the preparation of the audited financial statements referred to in subsection 5.3, the consolidated financial statements of Company and its Subsidiaries delivered pursuant to subdivisions (i), (ii), (iii) or (xiii) of this subsection 6.1 will differ in any material respect from the consolidated financial statements that would have been delivered pursuant to such subdivisions had no such change in accounting principles and policies been made, then (a) together with the first delivery of financial statements pursuant to subdivision (i), (ii), (iii) or (xiii) of this subsection 6.1 following such change, consolidated financial statements of Company and its Subsidiaries for (y) the current Fiscal Year to the effective date of such change and (z) the two full Fiscal Years immediately preceding the Fiscal Year in which such change is made, in each case prepared on a pro forma basis as if such change had been in effect during such periods, and (b) together with each delivery of financial statements pursuant to subdivision (i), (ii), (iii) or (xiii) of this subsection 6.1 following such change, a written statement of the chief accounting officer or chief financial officer of Company setting forth the differences which would have resulted if such financial statements had been prepared without giving effect to such change;

  • BILLING STATEMENTS Attorney will send Client periodic statements for fees and costs incurred. Each statement will be payable within days of its mailing date. Client may request a statement at intervals of no less than 30 days. If Clients requests, Attorney will provide one within 10 days. The statements shall include the amount, rate, basis of calculation or other method of determination of the fees and costs, which costs will be clearly identified by item and amount.

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