Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 13 contracts
Samples: Underwriting Agreement (Akoustis Technologies, Inc.), Underwriting Agreement (Landsea Homes Corp), Underwriting Agreement (Identiv, Inc.)
Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 8 contracts
Samples: Purchase Agreement (Cathay General Bancorp), Purchase Agreement (Wintrust Financial Corp), Purchase Agreement (Wintrust Financial Corp)
Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 6 contracts
Samples: Underwriting Agreement (United Community Banks Inc), Underwriting Agreement (United Community Banks Inc), Underwriting Agreement (Audioeye Inc)
Brokerage Commissions. Neither the Company nor any of its subsidiaries the Subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to would give rise to a valid claim against the Company or the Subsidiary or any of its subsidiaries or the Underwriters Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 5 contracts
Samples: Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)
Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could would reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 3 contracts
Samples: Common Stock (DZS Inc.), Underwriting Agreement (Dasan Zhone Solutions Inc), Underwriting Agreement (DZS Inc.)
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries Subsidiaries or the Underwriters Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (GAN LTD), Underwriting Agreement (Realnetworks Inc)
Brokerage Commissions. Neither the Company nor any of its subsidiaries the Subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to would give rise to a valid claim against the Company or any of its subsidiaries the Subsidiary or the Underwriters Sales Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 2 contracts
Samples: Equity Distribution Agreement (WhiteHorse Finance, Inc.), Equity Distribution Agreement (WhiteHorse Finance, Inc.)
Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 2 contracts
Samples: Underwriting Agreement (Wintrust Financial Corp), Purchase Agreement (Cathay General Bancorp)
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to would give rise to a valid claim against the Company or any of its subsidiaries the Subsidiaries or the Underwriters any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to would give rise to a valid claim against the Company or any of its subsidiaries the Subsidiaries or the Underwriters any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesNotes.
Appears in 1 contract
Brokerage Commissions. Neither the Company nor any of its subsidiaries current Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Brokerage Commissions. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Depositary Shares.
Appears in 1 contract
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to would give rise to a valid claim against the Company or any of its subsidiaries the Subsidiaries or the Underwriters any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering Rights Offering and the sale of the Shares.
Appears in 1 contract
Samples: Dealer Manager Agreement (WhiteHorse Finance, Inc.)
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries Subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Smith Micro Software, Inc.)
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to would give rise to a valid claim against the Company or any of its subsidiaries the Subsidiaries or the Underwriters any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.
Appears in 1 contract
Brokerage Commissions. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that could reasonably be expected to give rise to a valid claim against the Company or any of its subsidiaries Subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.
Appears in 1 contract
