Broker-dealer. The Servicer is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 57 contracts
Samples: Loan and Servicing Agreement, Loan and Servicing Agreement (Ares Capital Corp), Sale and Servicing Agreement (Ares Capital Corp)
Broker-dealer. The Servicer is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 18 contracts
Samples: Loan and Servicing Agreement (Apollo Debt Solutions BDC), Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.), Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.)
Broker-dealer. The Servicer is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 2 contracts
Samples: Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.), Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.)