Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 58 contracts
Samples: Sale and Servicing Agreement (Ares Capital Corp), Loan and Servicing Agreement (NF Investment Corp.), Sale and Servicing Agreement (Ares Capital Corp)
Broker-dealer. The Borrower is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 17 contracts
Samples: Loan and Servicing Agreement (Apollo Debt Solutions BDC), Loan and Servicing Agreement (Owl Rock Capital Corp), Credit and Security Agreement (Cim Real Estate Finance Trust, Inc.)
Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 11 contracts
Samples: Loan and Servicing Agreement (TCG BDC II, Inc.), Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.), Loan and Servicing Agreement (GOLUB CAPITAL BDC, Inc.)
Broker-dealer. The Borrower is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 11 contracts
Samples: Credit and Security Agreement (Blue Owl Technology Income Corp.), Credit and Security Agreement (Apollo Debt Solutions BDC), Credit and Security Agreement (CION Investment Corp)
Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 2 contracts
Samples: Credit Agreement (Nuveen Churchill Private Capital Income Fund), Credit Agreement (Nuveen Churchill Private Capital Income Fund)
Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.. AmericasActive:18709990.5
Appears in 1 contract
Samples: Loan and Servicing Agreement (Oaktree Strategic Credit Fund)
Broker-dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 1 contract
Samples: Loan and Servicing Agreement (KKR Real Estate Finance Trust Inc.)
Broker-dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 1 contract
Samples: Loan and Servicing Agreement (Carlyle Credit Solutions, Inc.)
Broker-dealer. The Borrower is not a broker-dealer broker‑dealer or subject to the Securities Investor Protection Act of 1970, as amended.
Appears in 1 contract
Samples: Loan and Servicing Agreement (MSD Investment Corp.)
