Common use of Broker-dealer Clause in Contracts

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Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Appears in 4 contracts

Samples: Master Indenture (STORE CAPITAL Corp), Master Indenture (STORE CAPITAL Corp), Master Indenture (Spirit Finance Corp)

Broker-dealer. The Transferee is a dealer registered pursuant to -------- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Morgan Stanley Capital I Trust 2005 TOP 17), Pooling and Servicing Agreement (Morgan Stanley Capital I Trust 2005 TOP 17)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 16 of the Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Trust 2004-Top16), Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Trust 2004-Top16)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities ------------- Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Banc of America Funding 2007-a Trust), Pooling and Servicing Agreement (Banc of America Funding 2007-E Trust)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended, acting for its own account or the accounts of other qualified institutional buyers or acting in a riskless principal transaction on behalf of a qualified institutional buyer.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Inc), Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Inc)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the ------------- Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Mortgage Capital Funding Inc), Pooling and Servicing Agreement (Salomon Bros Mort Sec Vii Inc Mor Pa THR Cert Se 1997 Hud2)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934Act.

Appears in 1 contract

Samples: Master Indenture (Essential Properties Realty Trust, Inc.)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Certificates Exchange Act of 1934, as amended (the “1934 Act”).

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Etrade Mortgage Backed Securities Corp)

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Broker-dealer. The Transferee is a dealer registered pursuant to ---- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (LB-UBS Commercial Mortgage Trust 2005-C1)

Broker-dealer. The Transferee is a dealer registered pursuant to ------------- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Conseco Finance Corp)

Broker-dealer. The Transferee is a dealer registered ------------- pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Mortgage Pass Through Certificates Series 2002-5)

Broker-dealer. The Transferee is a dealer registered pursuant to ----- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Sec Inc Trust 2004 Top14)

Broker-dealer. The Transferee is a dealer registered pursuant to ------------- Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (ACE Securities Corp Series 2004-Fm2)

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