Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares that it may purchase from the Company pursuant to this Agreement which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “Broker-Dealer”). The Investor shall provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer.
Appears in 18 contracts
Samples: Common Stock Purchase Agreement (NPS Pharmaceuticals Inc), Common Stock Purchase Agreement (Vical Inc), Common Stock Purchase Agreement (MAP Pharmaceuticals, Inc.)
Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares Securities that it may purchase or otherwise acquire from the Company pursuant to this Agreement the Transaction Documents, as applicable, which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “Broker-Dealer”). The Investor shall provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer, which shall not exceed customary brokerage fees and commissions.
Appears in 16 contracts
Samples: Investment Agreement (Dc Brands International Inc), Investment Agreement (Dynamic Ventures Corp.), Investment Agreement (Shamika 2 Gold, Inc.)
Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares that it may purchase from the Company pursuant to this Agreement which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “Broker-Dealer”). The Investor shall will provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer.
Appears in 6 contracts
Samples: Common Stock Purchase Agreement (Corgentech Inc), Common Stock Purchase Agreement (Cv Therapeutics Inc), Common Stock Purchase Agreement (Nanogen Inc)
Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares that it may purchase from the Company pursuant to this Agreement which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “Broker-Dealer”). The Investor shall provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer.the
Appears in 2 contracts
Samples: Common Share Purchase Agreement (Xoma LTD /De/), Common Stock Purchase Agreement (Poniard Pharmaceuticals, Inc.)
Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares that it may purchase from the Company pursuant to this Agreement which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “"Broker-Dealer”"). The Investor shall will provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Lexicon Genetics Inc/Tx)
Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares Securities that it may purchase or otherwise acquire from the Company pursuant to this Agreement the Transaction Documents, as applicable, which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “Broker-Dealer”). The Investor shall provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer., which shall not exceed customary brokerage fees and commissions. 45
Appears in 1 contract
Broker-dealer. The Investor shall use one or more brokerbrokers-dealers to effectuate all sales, if any, of the Shares that it may purchase from the Company pursuant to this Agreement which (or whom) shall not be unaffiliated affiliated (as that term is defined in the Exchange Act) with the Investor and not then been currently engaged or used by the Company (collectively, the “Broker-Dealer”)Company. The Investor shall will provide the Company with all information regarding the Brokeridentity of any broker-Dealer dealer used by Investor reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Brokerbroker-Dealerdealer.
Appears in 1 contract
Samples: Equity Distribution Agreement (Acacia Research Corp)
Broker-dealer. The Investor shall use one or more broker-dealers to effectuate all sales, if any, of the Shares that it may purchase from the Company pursuant to this Agreement which (or whom) shall be unaffiliated with the Investor and not then currently engaged or used by the Company (collectively, the “"Broker-Dealer”"). The Investor shall provide the Company with all information regarding the Broker-Dealer reasonably requested by the Company. The Investor shall be solely responsible for all fees and commissions of the Broker-Dealer.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Ariad Pharmaceuticals Inc)
