Common use of Broker-dealer Clause in Contracts

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 2342 contracts

Samples: Pooling and Servicing Agreement (RASC Series 2007-Ks2 Trust), Pooling and Servicing Agreement (First Horizon Asset Sec Mort Pass THR Certs Ser 2006-Aa6), Pooling and Servicing Agreement (RFMSI Series 2007-S5 Trust)

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Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 206 contracts

Samples: Trust Agreement (Wachovia Asset Securitization Inc 2002 He2 Trust), Indenture (Credit Acceptance Corp), Pooling and Servicing Agreement (Long Beach Mortgage Loan Trust 2005-2 Asset-Backed Certificates, Series 2005-2)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ___

Appears in 55 contracts

Samples: Pooling and Servicing Agreement (Greenwich Capital Acceptance Inc), Trust Agreement (Structured Asset Sec Corp Thornburg Mort Sec Trust 2003 6), Pooling and Servicing Agreement (HarborView Mortgage Loan Trust 2005-3)

Broker-dealer. The Buyer Purchaser is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 23 contracts

Samples: Trust and Servicing Agreement (BBCMS Mortgage Trust 2020-C6), Trust and Servicing Agreement (Citigroup Commercial Mortgage Trust 2019-C7), Trust and Servicing Agreement (Benchmark 2020-Ig1 Mortgage Trust)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ____

Appears in 17 contracts

Samples: Pooling and Servicing Agreement (Hsi Asset Securitization Corp), Pooling and Servicing Agreement (Hasco 2006-Opt3), Pooling and Servicing Agreement (HSI Asset Securitization CORP Trust 2006-Wmc1)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the ------------- Securities Exchange Act of 1934.

Appears in 14 contracts

Samples: Trust Agreement (Residential Funding Mortgage Securities Ii Inc), Trust Agreement (Residential Funding Mortgage Securities Ii Inc), Custodial Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer Purchaser is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 6 contracts

Samples: Indenture and Servicing Agreement (Marriott Vacations Worldwide Corp), Indenture (Diamond Resorts Parent, LLC), Indenture and Servicing Agreement (Marriott Vacations Worldwide Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934., as amended. ___

Appears in 5 contracts

Samples: Bear Stearns Asset Backed Securities Inc, Bear Stearns Asset Backed Securities Inc, Irwin Home Equity Loan Trust 2004-1

Broker-dealer. The Buyer is a dealer registered ------------- pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 4 contracts

Samples: Owner Trust Agreement (CSFB Acceptance Corp Home Equity Loan Back Notes Ser 2003-A), Pooling and Servicing Agreement (CWMBS Inc), Pooling and Servicing Agreement (Morgan Stanley ABS Capital I Inc. Trust 2007-He4)

Broker-dealer. The Buyer is a dealer registered pursuant to ------------- Section 15 of the Securities Exchange Act of 1934.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (Bank of America National Trust & Saving Association), Pooling and Servicing Agreement (CWMBS Inc), Certificate Purchase Agreement (Healthcare Financial Partners Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. -----------------

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc), Pooling and Servicing Agreement (ABFC Asset-Backed Certificates, Series 2004-He1), Trust Agreement (GS Mortgage GSAMP Trust 2004-Wf)

Broker-dealer. The Buyer is a dealer registered pursuant ------------- to Section 15 of the Securities Exchange Act of 1934.

Appears in 3 contracts

Samples: Exhibit 99 (CWMBS Inc), Pooling and Servicing Agreement (Morgan Stanley Capital I Inc Home Eq Ln as Bk Cer Ser 1999-2), Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the ------------- Securities Exchange Act of 1934.. ___

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Residential Funding Mortgage Securities I Inc), Trust Agreement (Residential Funding Mortgage Securities Ii Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities ------------- Exchange Act of 1934.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc), Trust Agreement (Imh Assets Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange ------------- Act of 1934.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Indymac MBS Inc), Pooling and Servicing Agreement (Indymac Indx Mortgage Loan Trust 2004-Ar11)

Broker-dealer. The Buyer is a dealer registered pursuant to --- Section 15 of the Securities Exchange Act of 1934.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (CWMBS Inc), Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ----------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Home Equity Mortgage Pass-Through Certificates, Series 2004-3)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 19341934 (the “Exchange Act”).

Appears in 1 contract

Samples: Registration Rights Agreement (Insmed Inc)

Broker-dealer. The Buyer is a dealer ------------- registered pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Indymac MBS Inc Residential Asset Securit Trust 2002-A13)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as Amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Chase Mortgage Finance Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. _________________________

Appears in 1 contract

Samples: Pooling and Servicing Agreement (ABFC 2006-Opt2 Trust)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 --- ------------- of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (PNC Mortgage Securities Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. −

Appears in 1 contract

Samples: Trust Agreement (KeyCorp Student Loan Trust 2006-A)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. -------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Wells Fargo Asset Securities Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ―

Appears in 1 contract

Samples: Trust Agreement (Key Consumer Receivables LLC)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934., as amended. _____

Appears in 1 contract

Samples: Trust Agreement (BancCap Asset Securitization Issuance Corp, BASIC Asset Backed Securities Trust 2006-1, Mortgage Pass-Through Certificates, Series 2006-1)

Broker-dealer. The Buyer is a dealer registered pursuant to ----- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Mortgage Loan Asset-Backed Certificates, Series 2005-3)

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Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the the. Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 1999-3)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities theSecurities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Residential Funding Mortgage Securities I Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. __

Appears in 1 contract

Samples: Trust Agreement (Keycorp Student Loan Trust 2003-A)

Broker-dealer. The Buyer is a dealer registered ------------ ------------- pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Cwabs Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ------------------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant ------ to Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2001-2)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section ------------- 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section -------------- 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (PNC Mortgage Securities Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ------------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 --- of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Washington Mutual Mort Sec Corp Wamu Mo Pa Th Ce Se 2002-Ar9)

Broker-dealer. The Buyer is a dealer registered pursuant to --- ------------- Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Norwest Asset Acceptance Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. -------------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Wells Fargo Asset Securities Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 ------------- of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Trust Agreement (Imh Assets Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. -----------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Wells Fargo Home Equity Asset-Backed Securities 2005-3 Trust)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. --

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RALI Series 2006-Qa7 Trust)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ----------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

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