BOX OF THE APPLICABLE CATEGORY AND INITIAL Sample Clauses

BOX OF THE APPLICABLE CATEGORY AND INITIAL. (a) except in Ontario, a Canadian financial institution, or a Schedule III bank, (a.1) in Ontario, a financial institution described in paragraph 1, 2 or 3 of subsection 73.1 (1) of the Securities Act (Ontario), (b) except in Ontario, the Business Development Bank of Canada incorporated under the Business Development Bank of Canada Act (Canada), (b.1) in Ontario, the Business Development Bank of Canada, (c) except in Ontario, a subsidiary of any person referred to in paragraphs (a) or (b), if the person owns all of the voting securities of the subsidiary, except the voting securities required by law to be owned by directors of that subsidiary, (c.1) in Ontario, a subsidiary of any person or company referred to in clause (a.1) or (b.1), if the person or company owns all of the voting securities of the subsidiary, except the voting securities required by law to be owned by directors of that subsidiary, (d) except in Ontario, a person registered under the securities legislation of a jurisdiction of Canada as an adviser or dealer, (d.1) in Ontario, a person or company registered under the securities legislation of a province or territory of Canada as an adviser or dealer, except as otherwise prescribed by the regulations, Jurisdiction(s) registered:
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BOX OF THE APPLICABLE CATEGORY AND INITIAL. ☐ (a) a Canadian financial institution or a Schedule III bank; ☐ (b) the Business Development Bank of Canada incorporated under the Business Development Bank of Canada Act (Canada);
BOX OF THE APPLICABLE CATEGORY AND INITIAL. □ (a) a Canadian Financial Institution, or a Schedule III bank, □ (b) the Business Development Bank of Canada incorporated under the Business Development Bank of Canada Act (Canada), □ (c) a subsidiary of any person referred to in paragraphs (a) or (b), if the person owns all of the voting securities of the subsidiary, except the voting securities required by law to be owned by directors of that subsidiary, □ (d) a person registered under the securities legislation of a jurisdiction of Canada as an adviser or dealer, □ (e) an individual registered under the securities legislation of a jurisdiction of Canada as a representative of a person referred to in paragraph (d); □ (e.1) an individual formerly registered under the securities legislation of a jurisdiction of Canada, other than an individual formerly registered solely as a representative of a limited market dealer under one or both of the Securities Act (Ontario) or the Securities Act (Newfoundland and Labrador), □ (f) the Government of Canada or a jurisdiction of Canada, or any crown corporation, agency or wholly owned entity of the Government of Canada or a jurisdiction of Canada, □ (g) a municipality, public board or commission in Canada and a metropolitan community, school board, the Comité de gestion de la taxe scolaire de l'île de Montréal or an intermunicipal management board in Québec, □ (h) any national, federal, state, provincial, territorial or municipal government of or in any foreign jurisdiction, or any agency of that government, □ (i) a pension fund that is regulated by the Office of the Superintendent of Financial Institutions (Canada), a pension commission or similar regulatory authority of a jurisdiction of Canada, □ (j) an individual who, either alone or with a spouse, beneficially owns financial assets having an aggregate realizable value that, before taxes, but net of any related liabilities, exceeds $1 000 000,
BOX OF THE APPLICABLE CATEGORY AND INITIAL. (a) (a.1) except in Ontario, a Canadian financial institution, or a Schedule III bank, in Ontario, a financial institution described in paragraph 1, 2 or 3 of subsection 73.1 (1) of the Securities Act (Ontario),

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