Applicable Rules and Regulations. In no event will Betterment Securities be obligated to effect any transaction that it determines, in its sole discretion, would violate any federal or state law, rule, or regulation or the rules or regulations of any regulatory body or self-regulatory organization.
Appears in 8 contracts
Samples: Advisory Agreement, Advisory Agreement, Advisory Agreement
Applicable Rules and Regulations. In no event will Betterment Securities be obligated to effect any transaction that it determines, in it its sole discretion, would violate any federal or state law, rule, or regulation or the rules or regulations of any regulatory body or self-regulatory organization.
Appears in 3 contracts
Samples: Brokerage Agreement, Brokerage Agreement, Brokerage Agreement
