Applicable Rules and Regulations. All transactions shall be subject to the constitution, rules, regulations, customs and usages of the exchange or market and its clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 21 contracts
Samples: Robinhood Financial and Robinhood Securities, Robinhood Financial and Robinhood Securities, Account Agreement
Applicable Rules and Regulations. All transactions shall be subject to the constitution, rules, regulations, customs and usages of the exchange exchange, market, or market and its clearing house, if any, upon which such transactions are house where executed, except as otherwise specifically provided in this Agreementand to all applicable SRO rules, and federal and state laws and regulations.
Appears in 5 contracts
Samples: Services Agreement, Services Agreement, Investment Advisory Services Agreement
Applicable Rules and Regulations. All transactions shall be subject to the constitution, rules, regulations, procedures and customs and usages of the exchange or market and its clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 3 contracts
Samples: Margin and Short Agreement, Margin and Short Agreement, irp.cdn-website.com
Applicable Rules and Regulations. All transactions shall be subject to the constitution, rules, regulations, customs and usages of the exchange or market and its andits clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 3 contracts
Samples: Account Agreement, content.sogotrade.com, folionet.com
Applicable Rules and Regulations. All transactions effected by you or on your behalf shall be subject to all applicable laws, rules and regulations and shall also be subject to the constitution, rules, regulations, customs and usages practices of the exchange exchanges or market markets and its their clearing househouses, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 1 contract
Samples: Customer Agreement