Applicable Rules and Regulations. All transactions for the Account shall be subject to the constitution, rules, regulations, customs and usages of the exchange or market and its clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 46 contracts
Samples: Customer Account Agreement, Customer Account Agreement, Electronic Agreement and Disclosure
Applicable Rules and Regulations. All transactions for the Account shall be subject to the constitution, rules, regulations, customs customs, and usages of the exchange or market and its clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 9 contracts
Samples: Ach Agreement, Customer Account Agreement and Advisor Authorization, Customer Account Agreement and Advisor Authorization
Applicable Rules and Regulations. All transactions in the account(s) will be subject to applicable law and regulatory policy, including without limitation, the constitution, bylaws, rules, customs and usage of the exchanges or markets and their clearing houses, if applicable, or through which the transactions for the Account shall be subject to account(s) are made, and the constitution, rulesorders, regulations, customs rules and usages policies of the exchange or market all courts and its clearing house, if any, upon which regulatory authorities having jurisdiction in connection with such transactions are executed, except as otherwise specifically provided in this Agreementtrades.
Appears in 2 contracts
Samples: Account Agreement, Client Account Agreement
Applicable Rules and Regulations. All transactions for the Account shall be subject to the constitution, rules, regulations, customs customers, and usages of the exchange or market and its clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 1 contract
Samples: Investment Management Agreement
Applicable Rules and Regulations. All transactions for the Account shall be subject to the constitution, rules, regulations, customs and usages of the exchange or market and its clearing houseagency, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement.
Appears in 1 contract
Samples: Application & Agreement
Applicable Rules and Regulations. All transactions for the Account shall be subject to the constitution, rules, regulations, customs and usages of the exchange or market and its clearing house, if any, upon which such transactions are executed, except as otherwise specifically provided in this Agreement. 2.
Appears in 1 contract
Samples: Customer Account Agreement
