AML INFORMATION Clause Samples

AML INFORMATION. The Administrator requires the Investor to provide additional materials outlined in this Section II. The Administrator may request additional information with respect to any Investor. 1. Individual Investors: (i) Social security number and eligible certified copy of an unexpired government-issued picture identification form (e.g., valid passport or driver’s license); (ii) Proof of the individual’s current residential address (e.g., current utility bill or a bank statement), if not included in the form of picture identification. 2. Non-individual Investors: (a) Corporate Evidence (i) Certified copy of Certificate of Incorporation; (ii) Certified copy of Memorandum and Articles of Association (or By-Laws or other comparable governing document); (iii) List or Register of Directors including names, occupations, residential and business addresses and dates of birth; (iv) Properly authorized mandate of the directors to open/operate an account or establish the business relationship and authorizing the subscription; (v) List of names and addresses of shareholders holding 10% or more of the issued share capital of the company and in the case of individual shareholders their occupations and dates of birth; and (vi) Specimen signatures of persons authorized to bind the Investor with regard to its investments with name and office held printed underneath (a sample Incumbency Certificate is attached hereto as Exhibit A). Limited Partnership (or limited liability company documentation) (each of the following): (i) Certified copy of Certificate of Limited Partnership or Formation; (ii) Certified copy of Limited Liability Company Agreement or Operating Agreement; (iii) Properly authorized mandate of the Members/Partners/Directors of the Manager or the Managing Member; directors to open/operate an account or establish the business relationship and authorizing the subscription; (iv) List or Register of Members/Partners/or Directors of the Manager or the Managing Member including names, occupations, residential and business addresses and dates of birth; and (v) Specimen signatures of persons authorized to bind the Investor with regard to its investments with name and office held printed underneath (a sample Incumbency Certificate is attached hereto as Exhibit A).