Common use of American Express Clause in Contracts

American Express. Financial Advisors agrees that, except as otherwise provided in this agreement, or as may be permitted consistent with the use of a broker-dealer affiliate of American Express Financial Advisors under applicable provisions of the federal securities laws, neither it nor any of its officers, directors or employees shall at any time during the period of this agreement make, accept or receive, directly or indirectly, any fees, profits or emoluments of any character in connection with the purchase or sale of securities (except securities issued by the Fund) or other assets by or for the Fund.

Appears in 15 contracts

Sources: Distribution Agreement (Ids Discovery Fund Inc), Distribution Agreement (Ids Precious Metals Fund Inc), Distribution Agreement (Ids High Yield Tax Exempt Fund Inc /Mn/)

American Express. Financial Advisors agrees that, except as otherwise provided in this agreement, or as may be permitted consistent with the use of a broker-dealer affiliate of American Express Financial Advisors under applicable provisions of the federal securities laws, neither it nor any of its officers, directors or employees shall at any time during the period of this agreement make, accept or receive, directly or indirectly, any fees, profits or emoluments of any character in connection with the purchase or sale of securities (except securities issued by the FundCorporation) or other assets by or for the FundCorporation.

Appears in 5 contracts

Sources: Distribution Agreement (Ids Global Series Inc), Distribution Agreement (Ids Money Market Series Inc), Distribution Agreement (Axp New Dimensions Fund Inc/)

American Express. Financial Advisors agrees that, except as otherwise provided in this agreement, or as may be permitted consistent with the use of a broker-dealer affiliate of American Express Financial Advisors under applicable provisions of the federal securities laws, neither it nor any of its officers, directors trustees or employees shall at any time during the period of this agreement make, accept or receive, directly or indirectly, any fees, profits or emoluments of any character in connection with the purchase or sale of securities (except securities issued by the FundTrust ) or other assets by or for the FundTrust.

Appears in 1 contract

Sources: Distribution Agreement (Ids Special Tax Exempt Series Trust)