Common use of Amendment of this Agreement Clause in Contracts

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 959 contracts

Samples: Investment Management Agreement (DWS Variable Series Ii), Investment Management Agreement (Cash Account Trust), Investment Management Agreement (DWS Value Series, Inc)

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Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 540 contracts

Samples: Sub Advisory Agreement (Highmark Funds /Ma/), Sub Advisory Agreement (Highmark Funds /Ma/), Sub Advisory Agreement (Highmark Funds /Ma/)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 440 contracts

Samples: Sub Advisory Agreement (BlackRock Series Fund, Inc.), Sub Advisory Agreement (BlackRock Variable Series Funds, Inc.), Investment Management Agreement (BlackRock Kelso Capital CORP)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 117 contracts

Samples: Investment Sub Advisory Agreement (Columbia Funds Series Trust), Sub Advisory Agreement (Nations Separate Account Trust), Investment Sub Advisory Agreement (Columbia Funds Series Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 95 contracts

Samples: Administration Agreement (Blackrock Liquidity Funds), Administration Agreement (BlackRock Funds II), Sub Administration Agreement (Blackrock Liquidity Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved by the Board of Trustees, including a majority of the members of the Board of Trustees who are not interested persons of the Advisor or the Sub-Advisor, cast in person at a manner consistent with meeting called for the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompurpose of voting on such approval.

Appears in 92 contracts

Samples: Form Of (Trust for Advisor Solutions), Sub Advisory Agreement (Underlying Funds Trust), Sub Advisory Agreement (Underlying Funds Trust)

Amendment of this Agreement. No provision of this Agreement may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 68 contracts

Samples: Dealer Agreement (Ubs Index Trust), Dealer Agreement (Ubs Money Series), Dealer Agreement (Ubs Money Series)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 61 contracts

Samples: Distribution Agreement (Saturna Investment Trust), Distribution Agreement (Victory Portfolios), Distribution Agreement (Saturna Investment Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, ; but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 51 contracts

Samples: Agreement (JNL Series Trust), Advisory Agreement (JNL Series Trust), Agreement (JNL Series Trust)

Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 47 contracts

Samples: Registration Rights Agreement, Administration Agreement (Full Circle Capital Corp), Registration Rights Agreement

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, waiver or discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 46 contracts

Samples: Administrative Reimbursement Agreement (AB Multi-Manager Alternative Fund), Administrative Reimbursement Agreement (AB CarVal Opportunistic Credit Fund), Administrative Reimbursement Agreement (AllianceBernstein Multi-Manager Alternative Fund)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Fund shall be effective effective, to the extent required by the 1940 Act, until approved the applicable shareholders of the Fund in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the Securities and Exchange Commission.

Appears in 43 contracts

Samples: Investment Advisory Agreement (Equinox Funds Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only orally except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 25 contracts

Samples: Investment Advisory Agreement (GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc.), Investment Advisory Agreement (Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.), Investment Advisory Agreement (Tax-Free High Grade Portfolio Bond Fund II for Puerto Rico Residents, Inc.)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 23 contracts

Samples: Blackrock Funds Iv (BlackRock Funds IV), Blackrock Liquidity Funds (Blackrock Liquidity Funds), Form of Distribution Agreement (Blackrock Senior Floating Rate Fund, Inc.)

Amendment of this Agreement. No provision of this Agreement may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be become effective until approved in a manner consistent accordance with applicable requirements under the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 22 contracts

Samples: Investment Management Agreement (Allspring Funds Trust), Investment Management Agreement (Wells Fargo Funds Trust), Investment Management Agreement (Allspring Funds Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement shall be effective until approved by vote of a majority of the outstanding voting securities of the Fund (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct).

Appears in 20 contracts

Samples: Quaker Investment Trust Investment Subadvisory Agreement (Quaker Investment Trust), Investment Subadvisory Agreement (Quaker Investment Trust), Quaker Investment Trust (Quaker Investment Trust)

Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 17 contracts

Samples: Interim Investment Sub Advisory Agreement (Nations Separate Account Trust), Agreement (Nations Master Investment Trust), Agreement (Nations Funds Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any material amendment of this Agreement shall be effective until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromprovisions of Section 15 of the Investment Company Act.

Appears in 15 contracts

Samples: Investment Subadvisory Agreement (American Century Capital Portfolios Inc), Investment Subadvisory Agreement (American Century Capital Portfolios Inc), Investment Subadvisory Agreement (American Century Capital Portfolios Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Fund shall be effective effective, to the extent required by the 1940 Act, until approved the applicable shareholders of the Fund approve such amendment in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the SEC.

Appears in 14 contracts

Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)

Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 13 contracts

Samples: Distribution Agreement (SBL Variable Annuity Account Xi), Distribution Agreement (Variable Annuity Account A), Distribution Agreement (SBL Variable Annuity Account Xiv)

Amendment of this Agreement. No provision of this Agreement may be --------------------------- amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 13 contracts

Samples: Exclusive Dealer Agreement (Painewebber Financial Services Growth Fund Inc), Dealer Agreement (Mitchell Hutchins Securities Trust), Exclusive Dealer Agreement (Painewebber Managed Assets Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 13 contracts

Samples: Master Transfer and Novation Agreement (Ubs Cashfund Inc), Harbor Funds II, Harbor Funds II

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a the manner consistent with required by the 1940 Act and or the rules and regulations thereunder interpretive positions of the Securities and any applicable SEC exemptive order therefromExchange Commission under the 1940 Act.

Appears in 13 contracts

Samples: Hancock John Capital Series, Hancock John Investment Trust Iii, Hancock John Capital Series

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 12 contracts

Samples: Item (Midas Series Trust), Distribution Agreement (Midas Series Trust), Distribution Agreement (Midas Perpetual Portfolio, Inc.)

Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 11 contracts

Samples: Investment Management Agreement (Blackrock Strategic Municipal Trust), Investment Management Agreement (Blackrock Pennsylvania Strategic Municipal Trust), Investment Management Agreement (Blackrock New Jersey Strategic Municipal Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting a Fund shall be effective effective, to the extent required by the 1940 Act, until approved the applicable shareholders of the Fund in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the Securities and Exchange Commission.

Appears in 11 contracts

Samples: Investment Advisory Agreement (FundVantage Trust), Interim Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Fund shall be effective effective, to the extent required by the 1940 Act, until approved the shareholders of the Fund approve such amendment in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the SEC.

Appears in 10 contracts

Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved by the vote of a majority of the Trustees who are not parties to this Agreement or interested persons of any party to this Agreement, cast in person at a manner consistent with meeting called for the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompurpose of voting on such approval.

Appears in 10 contracts

Samples: Investment Advisory Agreement (Weiss Fund), Investment Advisory Agreement (Weiss Treasury Fund), Investment Advisory Agreement (Weiss Treasury Fund)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge waiver or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 10 contracts

Samples: Legal Services Agreement (Hancock John Series Trust), Administration Agreement (John Hancock Financial Opportunities Fund), Legal Services Agreement (John Hancock Tax-Advantaged Dividend Income Fund)

Amendment of this Agreement. No provision of this Agreement may be changedchange, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 10 contracts

Samples: Investment Management Agreement (Dresdner RCM Global Funds Inc), Investment Management Agreement (Emerging Germany Fund Inc), Investment Management Agreement (Dresdner RCM Investment Funds Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with by subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 10 contracts

Samples: Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds)

Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orallyterminated, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 9 contracts

Samples: Administration Agreement (Victory Portfolios), Administration Agreement (Victory Portfolios), Administration Agreement (Victory Variable Insurance Funds)

Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 9 contracts

Samples: Sub Advisory Agreement (Compass Capital Funds\), Sub Advisory Agreement (Blackrock Funds), Sub Advisory Agreement (Compass Capital Funds\)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromparties hereto.

Appears in 9 contracts

Samples: Subadvisory Agreement (Ing Funds Trust), Subadvisory Agreement (Ing Funds Trust), Subadvisory Agreement (Ing Funds Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the requirements of the 1940 Act and rules and regulations thereunder and or any applicable SEC exemptive order or other relief therefrom.

Appears in 9 contracts

Samples: Investment Management Agreement (BlackRock Private Investments Fund), Sub Investment Advisory Agreement (BlackRock Private Investments Fund), Sub Investment Advisory Agreement (BlackRock Private Investments Fund)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. To the extent required by the 1940 Act, and no amendment of this Agreement shall be effective until approved in by vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Master Portfolio(s).

Appears in 8 contracts

Samples: Sub Advisory Agreement (Nations Master Investment Trust), Investment Sub Advisory Agreement (Nations Master Investment Trust), Sub Advisory Agreement (Nations Master Investment Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable interpretative release or SEC exemptive order therefrom.

Appears in 8 contracts

Samples: Investment Advisory Agreement (Japan Fund Inc), Investment Advisory Agreement (Nomura Partners Funds, Inc.), Investment Advisory Agreement (Nomura Partners Funds, Inc.)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 8 contracts

Samples: Distribution Agreement (Offitbank Investment Fund Inc), Distribution Agreement (Offitbank Variable Insurance Fund Inc), Distribution Agreement (Pacific Innovations Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 7 contracts

Samples: Investment Management Agreement (Blackrock Florida Municipal Income Trust), Investment Management Agreement (Blackrock New York Municipal Income Trust), Investment Management Agreement (Blackrock New Jersey Municipal Income Trust)

Amendment of this Agreement. No provision of this Agreement Contract may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 7 contracts

Samples: Exclusive Dealer Agreement (Painewebber Select Fund), Exclusive Dealer Agreement (Mitchell Hutchins Portfolios), Exclusive Dealer Agreement (Mitchell Hutchins Securities Trust)

Amendment of this Agreement. No provision of this Agreement Agree ment may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 7 contracts

Samples: Sub Investment Advisory Agreement (Blackrock Dividend Achievers Trust), Sub Investment Advisory Agreement (S&p Quality Rankings Global Equity Managed Trust), Sub Investment Advisory Agreement (Blackrock New York Municipal Income Trust Ii)

Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in subject to the 0000 Xxx. The Company shall promptly provide a manner consistent with the 1940 Act and rules and regulations thereunder and copy of any applicable SEC exemptive order therefromsuch amendment or waiver to any party entitled thereto.

Appears in 7 contracts

Samples: Investment Management Agreement (BlackRock TCP Capital Corp.), Investment Management Agreement (BlackRock Direct Lending Corp.), Investment Management Agreement (Special Value Continuation Partners, LP)

Amendment of this Agreement. No provision of this Sub-Advisory Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 7 contracts

Samples: Investment Sub Advisory Agreement (Rydex Variable Trust), Investment Sub Advisory Agreement (Rydex Variable Trust), Investment Sub Advisory Agreement (Rydex Variable Trust)

Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 6 contracts

Samples: Investment Management Agreement (PNMAC Mortgage Opportunity Fund, LLC), Investment Management Agreement (PNMAC Mortgage Opportunity Fund LP), Investment Management Agreement (Pennymac Financial Services, Inc.)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. To the extent required by the 1940 Act, and no amendment of this Agreement shall be effective until approved in by vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Master Portfolios.

Appears in 6 contracts

Samples: Columbia Funds Master Investment Trust, LLC, Investment Sub Advisory Agreement (Columbia Funds Master Investment Trust), Investment Sub Advisory Agreement (Columbia Funds Master Investment Trust)

Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 6 contracts

Samples: Sub Advisory Agreement (Blackrock Funds), Sub Advisory Agreement (Compass Capital Funds\), Sub Advisory Agreement (Compass Capital Funds\)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Nations Separate Account Trust), Investment Sub Advisory Agreement (Nations Separate Account Trust), Sub Advisory Agreement (Nations Annuity Trust)

Amendment of this Agreement. No provision of this Agreement may be ---------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 5 contracts

Samples: Fund Participation Agreement (Golden American Life Insurance Co /Ny/), Sub Advisory Agreement (Rembrandt Funds), Investment Advisory Agreement (Fairport Funds)

Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 5 contracts

Samples: Investment Advisory Agreement (Imperial Bancorp), Management Agreement (Croft Funds Corp), Investment Advisory Agreement (Magna Funds /Ma/)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party or Fund against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 4 contracts

Samples: Distribution Agreement (BlackRock CoRI Funds), Administration Agreement (BlackRock Funds II), Administration Agreement (BlackRock CoRI Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.is

Appears in 4 contracts

Samples: Investment Management Agreement (Payden & Rygel Investment Group), Sub Advisory Agreement (Pace Select Advisors Trust), Advisory Agreement (Armada Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged amended or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective until approved in a manner consistent accordance with the requirements of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 4 contracts

Samples: Investment Management Agreement (Chartwell Dividend & Income Fund Inc), Investment Management Agreement (Chartwell Dividend & Income Fund Inc), Investment Management Agreement (Community Reinvestment Act Qualified Investment Fund)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct. 12.

Appears in 4 contracts

Samples: Sub Advisory Agreement (BlackRock Funds II), Sub Advisory Agreement (Blackrock Funds), Sub Advisory Agreement Agreement (Blackrock Funds)

Amendment of this Agreement. No provision of this Agreement may be waived, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the waiver, change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in by the vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Fund.

Appears in 4 contracts

Samples: Sub Advisory Agreement (Commerce Funds), Sub Advisory Agreement (Commerce Funds), Sub Advisory Agreement (Commerce Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to approval to the extent required by the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromthe 1940 Act Rules.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (BlackRock Global Energy & Resources Trust), Investment Sub Advisory Agreement (BlackRock Global Energy & Resources Trust), Investment Sub Advisory Agreement (Partners Balanced Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom. 13.

Appears in 3 contracts

Samples: Distribution Agreement (Bull & Bear Special Equities Fund Inc), Distribution Agreement (Bull & Bear Gold Investors LTD), Distribution Agreement (Bull & Bear Gold Investors LTD)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall will be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.as to

Appears in 3 contracts

Samples: Investment Advisory Agreement (Pacific Horizon Funds Inc), Investment Advisory Agreement (Pacific Horizon Funds Inc), Investment Advisory Agreement (Master Investment Trust Series I)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination termi nation is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 3 contracts

Samples: Investment Management Agreement (Blackrock California Municipal Income Trust), Investment Management Agreement (Blackrock Municipal Income Trust Ii), Investment Management Agreement (Blackrock Florida Municipal Income Trust)

Amendment of this Agreement. No material provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (Ark Funds/Ma), Investment Sub Advisory Agreement (Ark Funds/Ma), Investment Sub Advisory Agreement (Ark Funds/Ma)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or or, terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Advisory Agreement (Sa Funds Investment Trust), Advisory Agreement (RWB Funds Investment Trust), Sa Funds Investment Trust

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party "party" against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Distribution Plan and Agreement (First Eagle Sogen Funds Inc), First Eagle Sogen Overseas Variable Fund, First Eagle Sogen Funds Inc

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Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Market Street Fund Distribution Agreement (Market Street Fund Inc), Market Street Fund Distribution Agreement (Market Street Fund Inc), Market Street Fund Distribution Agreement (Market Street Fund Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally; however, but the provisions of this Agreement may be changed, waived, discharged or terminated only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Form of Investment Advisory Agreement (Torrey Us Strategy Partners LLC), Investment Advisory Agreement (Torrey Multi Strategy Partners LLC), Investment Advisory Agreement (Torrey International Strategy Partners LLC)

Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Investment Management Agreement (FS Investment Corp III), Investment Management Agreement (Pennymac Financial Services, Inc.), Investment Management Agreement (FS Investment Corp IV)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party “party” against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 3 contracts

Samples: Investment Advisory Agreement (First Eagle Variable Funds), Investment Advisory Agreement (First Eagle Funds), First Eagle Funds

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. As applicable, and no any such amendment of this Agreement shall must be effective until approved in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and any applicable or in accordance with exemptive or other relief granted by the SEC exemptive order therefromor its staff.

Appears in 2 contracts

Samples: Distribution Agreement (DGI Investment Trust), Distribution Agreement (DGI Investment Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 2 contracts

Samples: Amended Distribution Agreement (Atlas U.S. Tactical Income Fund), Administration Agreement (Invesco Global Health Sciences Fund)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing 8 signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 2 contracts

Samples: Investment Advisory and Administration Agreement (Schwab Charles Family of Funds), Schwab Charles Family of Funds

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct. 15.

Appears in 2 contracts

Samples: Investment Management Agreement (BlackRock Enhanced Equity Dividend Trust), Investment Management Agreement (BlackRock Resources & Commodities Strategy Trust)

Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Blackrock High Yield Trust), Sub Investment Advisory Agreement (Blackrock High Yield Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 2 contracts

Samples: Administrative Services Agreement (Ashport Mutual Funds Trust), Administrative Services Agreement (Trendstar Investment Trust)

Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom. 9.

Appears in 2 contracts

Samples: Administration Agreement (Commonwealth Cash Reserve Fund Inc), Administration Agreement (Commonwealth Cash Reserve Fund Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party or Fund against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 2 contracts

Samples: Investment Advisory Agreement (BlackRock CoRI Funds), Investment Advisory Agreement (BlackRock CoRI Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the each party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 2 contracts

Samples: Distribution Agreement (Artisan Partners Funds Inc), Distribution Agreement (Artisan Partners Funds Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective with respect to the Portfolio until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Arch Funds Inc), Sub Advisory Agreement (Arch Funds Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. To the extent required by the 1940 Act, and no amendment of this Agreement shall be effective until approved in by vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Fund.

Appears in 2 contracts

Samples: Sub Investment Advisory Agreement (Emerald Funds), Sub Investment Advisory Agreement (Emerald Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.by

Appears in 2 contracts

Samples: Hancock John World Fund, Hancock John Capital Series

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 2 contracts

Samples: Sub Advisory Agreement (BlackRock CoRI Funds), Sub Advisory Agreement (BlackRock CoRI Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orallyterminated, but except as required by applicable law, and only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. Except as permitted by the 1940 Act or any rule thereunder or any exemptive order or no-action letter issued by the SEC thereunder, and no material amendment of this Agreement shall be effective until approved by vote of the holders of a majority of the Portfolio's outstanding voting securities (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.Act)

Appears in 2 contracts

Samples: Investment Management Agreement (Columbia Funds Trust Vii), Investment Management Agreement (Liberty Funds Trust Vii)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 2 contracts

Samples: Investment Advisory Agreement (First Focus Funds Inc), Investment Advisory Agreement (First Omaha Funds Inc)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, . waiver, discharge or termination is sought, and no . No material amendment of this Agreement shall be effective until approved by the vote of a majority of the outstanding voting securities of the applicable Funds (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct).

Appears in 2 contracts

Samples: Quaker Investment Trust (Quaker Investment Trust), Quaker Investment Trust Investment Advisory Agreement (Quaker Investment Trust)

Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and Act. The Company shall promptly provide a copy of any applicable SEC exemptive order therefromsuch amendment or waiver to any party entitled thereto.

Appears in 2 contracts

Samples: Investment Management Agreement (BlackRock TCP Capital Corp.), Fee Waiver Agreement (BlackRock TCP Capital Corp.)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct. 13.

Appears in 1 contract

Samples: Investment Advisory Agreement Agreement (BlackRock Funds II)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which the enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 1 contract

Samples: Sub Investment Advisory Agreement (Blackrock Funds)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom. 11.

Appears in 1 contract

Samples: Investment Advisory and Administration Agreement Agreement (Schwab Capital Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.rules

Appears in 1 contract

Samples: Investors Fund Series

Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act Act, and rules and regulations thereunder and any applicable SEC exemptive order therefromrequires majority shareholder approval.

Appears in 1 contract

Samples: Investment Management Agreement (Restoration Opportunities Fund)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 1 contract

Samples: Shareholder Servicing Agreement (Quaker Investment Trust)

Amendment of this Agreement. No provision of this Agreement Agreement' may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 1 contract

Samples: Investment Advisory Agreement (Coventry Group)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement shall be effective until approved in (i) by the vote of a manner consistent with majority of those Trustees of the 1940 Act and rules and regulations thereunder and Trust who are not parties to this Agreement or interested persons of any applicable SEC exemptive order therefrom.such party, and

Appears in 1 contract

Samples: Sub Advisory Agreement (GuideStone Funds)

Amendment of this Agreement. No provision of this Agreement may be assigned, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the assignment, change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Blue & White Funds Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.

Appears in 1 contract

Samples: Investment Advisory Agreement (First Focus Funds Inc)

Amendment of this Agreement. No provision of this Agreement may be ----------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a the manner consistent with required by the 1940 Act and or the rules and regulations thereunder interpretive positions of the Securities and any applicable SEC exemptive order therefromExchange Commission under the 1940 Act.

Appears in 1 contract

Samples: Hancock John Equity Trust

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.7

Appears in 1 contract

Samples: Investors Fund Series

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the approval of the Independent Managers and, if required by the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct, by the members of the Fund in accordance with Section 15(a) of the 1940 Act. Section 14.

Appears in 1 contract

Samples: Sub Investment Advisory Agreement (Advantage Advisers Xanthus Fund, L.L.C.)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only on1y by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 1 contract

Samples: Sub Sub Investment Advisory Agreement (Lincoln Variable Insurance Products Trust)

Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.is

Appears in 1 contract

Samples: Cash Equivalent Fund

Amendment of this Agreement. No provision of this Agreement may be changed, . waived, discharged or terminated orally, but only orally except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 1 contract

Samples: Investment Advisory Agreement (Tax-Free Fixed Income Fund v for Puerto Rico Residents, Inc.)

Amendment of this Agreement. No provision of this Agreement may be changed, changed waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, change waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.

Appears in 1 contract

Samples: Sub Sub Investment Advisory Agreement (Lincoln Variable Insurance Products Trust)

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