AGREED FACTS. Registration History
AGREED FACTS. Introduction
AGREED FACTS. Introduction 1 The staff of the Alberta Securities Commission (respectively, Staff and Commission) conducted an investigation into allegations that individuals, including Xxxxx Xxxx Xxxxxxx (Xxxxxxx) breached the Alberta securities laws regarding illegal xxxxxxx xxxxxxx, and acted contrary to the public interest.
AGREED FACTS. Introduction 1 The staff (Staff) of the Alberta Securities Commission (Commission) conducted an investigation into allegations that Xxxxxxx Xxxx Xxxxxxx (Berscht) breached the Alberta securities laws regarding the filing of insider trade reports and acted contrary to the public interest. 2 The investigation confirmed and Xxxxxxx acknowledges that he breached section 182 of the Act, and that he acted contrary to the public interest.
AGREED FACTS. 3. For this proceeding, and any other regulatory proceeding commenced by a securities regulatory authority, Xxxxxxxxx agrees with the facts as set out in Part III of this Settlement Agreement.
AGREED FACTS. Introduction 1 The staff of the Alberta Securities Commission (respectively, Staff and Commission) conducted an investigation into allegations that Xxxxxxxxx Xxxxx Xxxxxx (Xxxxxx) acted contrary to the public interest in connection with the inadequate rectification of incorrect production disclosed to the public in press releases issued by High Plains Energy Inc. (High Plains) between July 2005 and January 2006. 2 Xxxxxx admits that he acted contrary to the public interest as outlined herein.
AGREED FACTS. 1.1 Employer has the right to use certain software with related documentation (the "DPI Software Package") from DPI/TFS, Inc. (hereinafter referred to as "DPI"). The Software Package contains confidential information and trade secrets belonging to DPI.
AGREED FACTS. 1. HCC and Participant have heretofore entered into an HCC Participant Agreement dated effective ________________ (hereinafter called the "Participant Agreement").
AGREED FACTS. 1. HCC and Participant have heretofore entered into an HCC Participant Agreement dated effective March 31, 1995 (hereinafter called the "Participant Agreement").
AGREED FACTS. 3. For the Proceeding, and any other regulatory proceeding commenced by a securities regulatory authority, Ovenden and NSCI agree with the facts as set out in Part III of this Settlement Agreement. Ovenden and the New Solutions Companies Ovenden
