Common use of Affiliates or Associated Persons of Members Clause in Contracts

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 26 contracts

Samples: Underwriting Agreement (Frontier Investment Corp), Underwriting Agreement (Kimbell Tiger Acquisition Corp), Underwriting Agreement (BowX Acquisition Corp.)

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Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 21 contracts

Samples: Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Project Energy Reimagined Acquisition Corp.), Underwriting Agreement (Victory Acquisition Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 17 contracts

Samples: Underwriting Agreement (Qell Acquisition Corp), Administrative Services Agreement (CHP Merger Corp.), Underwriting Agreement (Kensington Capital Acquisition Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 13 contracts

Samples: Underwriting Agreement (Hamilton Lane Alliance Holdings I, Inc.), Underwriting Agreement (Shelter Acquisition Corp I), Underwriting Agreement (Shelter Acquisition Corp I)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 13 contracts

Samples: Underwriting Agreement (Silverman Acquisition Corp I), Underwriting Agreement (JOFF Fintech Acquisition Corp.), Trust Agreement (Foresight Acquisition Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 8 contracts

Samples: Underwriting Agreement (890 5th Avenue Partners, Inc.), Underwriting Agreement (Northern Genesis Acquisition Corp. II), Underwriting Agreement (Northern Genesis Acquisition Corp. II)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 5 contracts

Samples: Underwriting Agreement (Act II Global Acquisition Corp.), Forward Purchase Agreement (Israel Amplify Program Corp.), Underwriting Agreement (Jack Creek Investment Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 5 contracts

Samples: Underwriting Agreement (Catcha Investment Corp 2.0), Underwriting Agreement (Consonance-HFW Acquisition Corp.), Underwriting Agreement (Consonance-HFW Acquisition Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 510% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 4 contracts

Samples: Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (ScION Tech Growth II), Underwriting Agreement (Cartica Acquisition Corp)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 4 contracts

Samples: Underwriting Agreement (ScION Tech Growth I), Tuatara Capital Acquisition Corp, ScION Tech Growth I

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its their counsel if it is aware that any 510% or greater stockholder Shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 4 contracts

Samples: Underwriting Agreement (Lakeshore Acquisition II Corp.), Warrant Agreement (Lakeshore Acquisition II Corp.), Warrant Agreement (Lakeshore Acquisition II Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 4 contracts

Samples: Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Population Health Investment Co., Inc.), Underwriting Agreement (Isos Acquisition Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the UnitsParticipating Member.

Appears in 4 contracts

Samples: Graf Acquisition Corp. IV, Graf Acquisition Corp. II, Graf Acquisition Corp. III

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Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 3 contracts

Samples: Underwriting Agreement (Delwinds Insurance Acquisition Corp.), Underwriting Agreement (Delwinds Insurance Acquisition Corp.), Delwinds Insurance Acquisition Corp.

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the each Representative and its counsel if it is aware that any 510% or greater stockholder shareholder of any class of the Company’s equity securities or securities that are convertible or exchangeable into equity securities of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 3 contracts

Samples: Underwriting Agreement (Chain Bridge I), Underwriting Agreement (Chain Bridge I), Underwriting Agreement (Chain Bridge I)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 3 contracts

Samples: Underwriting Agreement (Concord Acquisition Corp), Underwriting Agreement (Concord Acquisition Corp), Underwriting Agreement (Concord Acquisition Corp)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder Shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Public Units.

Appears in 2 contracts

Samples: Underwriting Agreement (Lakeshore Acquisition I Corp.), Underwriting Agreement (Lakeshore Acquisition I Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Underwriter and its counsel if it is aware that any 510% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 2 contracts

Samples: Underwriting Agreement (AF Acquisition Corp.), AF Acquisition Corp.

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its their counsel if it is aware that any 510% or greater stockholder shareholders of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 2 contracts

Samples: Underwriting Agreement (Excelsa Acquisition Corp.), Underwriting Agreement (Excelsa Acquisition Corp.)

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its counsel if it is aware that any 5% or greater stockholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 2 contracts

Samples: Underwriting Agreement (Empower Ltd.), Empower Ltd.

Affiliates or Associated Persons of Members. The Company shall advise FINRA, the Representative Representatives and its counsel if it is aware that any 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a Member participating in the distribution of the Units.

Appears in 1 contract

Samples: Underwriting Agreement (Jack Creek Investment Corp.)

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