ADVISOR INFORMATION Sample Clauses

ADVISOR INFORMATION. The Advisor must complete the first paragraph of this Subscription Agreement, provide the information listed below, sign where indicated and return an executed Subscription Agreement to the address on page one together with payment of the subscription amount in immediately available funds in accordance with the payment instructions set out below or by such other payment method as is acceptable to the Manager. Please print all information (other than signatures), as applicable, in the space provided below.

ADVISOR INFORMATION. 1. Advisor represents and warrants that all information provided to TIAA-CREF in connection with this Agreement and any related agreements, including but not limited to Advisor’s Form ADV, is true, accurate and complete. Advisor agrees to promptly notify TIAA-CREF if such information becomes materially inaccurate, false or otherwise misleading. Advisor further agrees to promptly take such action necessary to correct such information. 2. Advisor authorizes TIAA-CREF to conduct any due diligence and other inquiries on Advisor and the principals and authorized agents of Advisor as TIAA-CREF deems necessary or advisable in connection with Advisor’s participation in the Program. Advisor further authorizes TIAA-CREF and its agents and service providers to use, verify and confirm any of the information that Advisor provides, including conducting background checks, obtaining reports concerning Advisor’s credit standing and business conduct (and those of Advisory’s principals and authorized agents) for the purpose of determining Advisor’s eligibility to participate in the Program. Upon Advisor’s written request, TIAA-CREF will inform Advisor whether it has obtained credit reports, and, if so, will provide Advisor with the name and address of the reporting agency that furnished the reports. Advisor agrees that, without notifying Advisor, TIAA-CREF may request a new credit report in connection with any review, extension, or renewal of services. TIAA-CREF agrees to use such information consistent with TIAA-CREF’s privacy policy. 3. Advisor will provide TIAA-CREF with any information reasonably requested by TIAA-CREF concerning Advisor’s participation in the Program or Advisor’s compliance with applicable laws, rules and regulations. 4. Advisor agrees that TIAA-CREF has the right not to accept instructions from Advisor or any person acting on behalf of Advisor, or otherwise to limit or terminate the services available through the Program based on the results of any credit bureau information, due diligence or other inquiries conducted by TIAA-CREF or for any other reason at any time, and that TIAA-CREF may notify Participant of any such rejection and the reason therefore. 5. In no event with TIAA-CREF or its affiliates be obligated to accept any instruction or effect any transaction they believe would violate any applicable federal or state law, rule or regulation or the rules or regulations of any regulatory or self-regulatory body.

ADVISOR INFORMATION. If you were introduced to the Partnership by a Financial Advisor, your Financial Advisor will be copied on all communications related to your investment in the Partnership unless you check the second below box, thereby indicating that you do not want your Financial Advisor to receive copies of all communications related to your investment in the Partnership. If you check the first box below, list your Financial Advisor in the space provided. ☐ Please provide my Advisor with access to all correspondence from the Partnership. My Financial Advisor is: Name of Advisory Firm: Name of Representative: Email address of Representative: ☐ Please send all correspondence from the Partnership exclusively to my Financial Advisor listed above. Please note that certain correspondence will still be sent to the Investor as required by law. ☐ I either (i) do not have a Financial Advisor or (ii) do not want my Financial Advisor copied on correspondence from the Partnership. ☐ Yes, please copy the following individuals on correspondence from the Partnership with respect to my investment ☐ No, do not copy any additional individuals on correspondence from the Partnership with respect to my investment Name: Relationship to Investor: Email: Phone: Name: Relationship to Investor: Email: Phone: Name: Relationship to Investor: Email: Phone: Name: Relationship to Investor: Email: Phone: Name: Relationship to Investor: Email: Phone: Sophistication in Finance and Business. Do you believe that you have such knowledge and experience in finance and business matters to enable you to thoroughly and completely evaluate the merits and risks of investing in illiquid securities? ☐ Yes ☐ No

ADVISOR INFORMATION. TITLE: 🞎🞎MR. 🞎🞎 MRS. 🞎🞎 MISS 🞎🞎 MS. Last Name First Name: Initial Address: Telephone Number: City: Province: Postal Code: E-mail Address:

ADVISOR INFORMATION. Advisor Name (Last, First): Proposed topic of thesis research: Advisor responsibilities:  Ensure that the student’s thesis is manageable with respect to objectives and time allocation, that the hypotheses are appropriate, and that goals are achievable.  Provide appropriate mentorship and guidance toward independent thesis research and broader areas of career planning.  Together with the student, put together a thesis committee that can provide guidance, particularly at three required meetings (May, following proposal presentation; Nov/Dec of 2nd year; Thesis defense).  Provide timely feedback to student at all stages of thesis research and writing.  Plan for the eventual publishing of research results in a peer-reviewed journal.

ADVISOR INFORMATION. The Client acknowledges that, in connection with the performance by the Advisor of its duties hereunder, the Client may become aware of internal files, records, memoranda and other data, including without limitation computer programs of the Advisor (“Advisor Information”). The Client acknowledges that all Advisor Information, except reports prepared by the Advisor for the Client, is confidential and proprietary to the Advisor, and Client agrees that it will not, directly or indirectly, disclose the same or any part thereof to any person or entity except upon the express written consent of the Advisor.

ADVISOR INFORMATION. TITLE: MR.  MRS.  MISS  MS. LAST NAME FIRST NAME: INITIAL ADDRESS: TELEPHONE NUMBER: CITY: PROVINCE: POSTAL CODE: E-MAIL ADDRESS:

ADVISOR INFORMATION. None of the information supplied or to be supplied by such Advisor for inclusion or incorporation by reference in (i) the Registration Statement will, at the time the Registration Statement is filed with the SEC, at any time the Registration Statement is amended or supplemented or at the time the Registration Statement becomes effective under the Securities Act, or (ii) the Proxy Statement/Prospectus will, at the date the Proxy Statement/Prospectus or any amendment or supplement is first mailed to stockholders of CSL or at the time of the CSL Stockholders Meeting, in each case, contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, and in the case of the Proxy Statement/Prospectus in light of the circumstances in which they are made, not misleading, except that no representation or warranty is made by such Advisor with respect to information supplied by the other Advisor, CSL III, CSL or Merger Sub for inclusion or incorporation by reference in the Registration Statement or the Proxy Statement/Prospectus.