Common use of Address for Notice Clause in Contracts

Address for Notice. By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Title: Chief Financial Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886

Appears in 1 contract

Samples: Securities Purchase Agreement (Wave Systems Corp)

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Address for Notice. By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Xxxxx Xxx Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Xxxxx Xxx Title: Chief Financial Officer XxxNew Dragon Asia Corp. Suite 2808 International Chamber of Xxxxxxxx Xxxxx Xxxxx Xxxxx Xxxx Xxxxxxxx, XX 00000 Xxxxx Facsimile number: (00 000) 0000-0000 With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] Loeb & Loeb LLP 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxxxx X. Xxxxxxxx, Esq. [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENTAGREEMENT WITH NWD] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Capital PartnersIslandia, L.P. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing EntityPurchaser: /s/ Xxxxxxx X. Xxxxxx Name of Authorized Signatory: Xxxxxxxx Xxxxxxx X. Xxxxxx Title of Authorized Signatory: Managing Member President of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Xxxx Xxxx, Inc., G.P. Address for Notice of Investing EntityPurchaser: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions Address for Common Stock: [Attached] Delivery of Securities for Purchaser (if not same as above): Subscription Amount: $1,800,000 2,000,000 Shares of Preferred Stock: 2,000 Warrant Shares: 1,234,818 EIN Number: [AttachedPROVIDE THIS UNDER SEPARATE COVER] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Triton Offshore Fund, Midsummer Investment Ltd. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing EntityPurchaser: /s/ Xxxxx X. Xxxxxxx Name of Authorized Signatory: Xxxxxxxx Xxxxxx Xxxxx X. Xxxxxxx Title of Authorized Signatory: Managing Member Director, Midsummer Capital, LLC, acting as investment manger of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Midsummer Investment, Ltd. Address for Notice of Investing EntityPurchaser: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions Address for Common Stock: [Attached] Delivery of Securities for Purchaser (if not same as above): Subscription Amount: $1,800,000 4,000,000 Shares of Preferred Stock: 4,000 Warrant Shares: 1,923,077 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886PROVIDE THIS UNDER SEPARATE COVER]

Appears in 1 contract

Samples: Securities Purchase Agreement (New Dragon Asia Corp)

Address for Notice. 10X000 00xx Xxxxxx Xxxx Xxxxx, IL 60527 Fax: (000) 000-0000 By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp /s/Mxxxxxx Xxxxxxxx Name: Xxxxxx X. Xxxxxx 000 Mxxxxxx Xxxxxxxx Xxxxxx Title: Chief Financial Executive Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] [PURCHASER SIGNATURE PAGES Polsinelli PC 100 X. Xxxxx Avenue, Suite 4200 Chicago, IL 60601 Attn: Jxxxx X. Xxxxxxxx, Esq. Fax: (000) 000-0000 EXHIBITS AND SCHEDULES Exhibit A Form of Note Exhibit B Form of Warrant Exhibit C Escrow Agreement Exhibit D Security Agreement Exhibit E Form of Investor Questionnaire Exhibit F Waiver and Consent Schedule 3.1(a) Schedule 3.1(g) Schedule 3.1(h) Schedule 3.1(i) Schedule 3.1(o) Schedule 3.1(q) Schedule 3.1(r) Schedule 4.5 Exhibit A Form of Note NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE I IAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION DR TI IE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACE OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO WAVX AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES PURCHASE AGREEMENT] ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN WITNESS WHEREOFA TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO BORROWER. THIS SECURITY AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN “ACCREDITED INVESTOR” AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT OR OTHER LOAN SECURED BY SUCH SECURITIES. Original Issue Date: May 8, 2015 Principal Amount: Original Conversion Price (subject to adjustment herein): $13.76 SECURED CONVERTIBLE NOTE DUE NOVEMBER 8, 2016 THIS CONVERTIBLE NOTE is one of a series of duly authorized and validly issued Notes of ACCELERATED PHARMA, INC., a Delaware corporation, (the “Borrower”), having its principal place of business at 10X000 00” Xxxxxx, Xxxx Xxxxx, IL 60527, Fax: (000) 000-0000, due November 8, 2016 (this note, the undersigned “Note” and, collectively with the other notes of such series, the “Notes”). FOR VALUE RECEIVED, Borrower promises to pay to [________], or its registered assigns (the “Holder”), 10 Xxxxxxx Xxxx, Xxxxxxxx, Xxx York 11559, or shall have caused paid pursuant to the terms hereunder, the principal sum of [________]on November 8, 2016 (the “Maturity Date”) or such earlier date as this Securities Purchase Agreement Note is required or permitted to be duly executed by their respective authorized signatories repaid as of the date first indicated above. Name of Investing Entity: JMG Capital Partnersprovided hereunder, L.P. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxxand to pay interest, Xxx 0000 Xxx Xxxxxxxif any, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORPHolder on the aggregate unconverted and then outstanding principal amount of this Note in accordance with the provisions hereof. OPTIONS AND WARRANTS OUTSTANDING: Options The Holder of this Note has been granted pursuant a security interest in assets of Borrower. This Note is subject to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886the following additional provisions:

Appears in 1 contract

Samples: Exclusive License Agreement (Accelerated Pharma, Inc.)

Address for Notice. 0000 X. Xxxxxxxx Avenue, #110 Tucson, AZ 85719 By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Xxxxxxx Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Xxxxxxx Title: Chief Financial Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] President and CEO [PURCHASER SIGNATURE PAGES TO WAVX TFER SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Ascendiant Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx LLC Signature of Authorized Signatory of Investing EntityPurchaser: /s/ Xxxxxxx X. Wilhite____________ Name of Authorized Signatory: Xxxxxxxx Xxxxxx Xxxxxxx X. Xxxxxxx Title of Authorized Signatory: Managing Member of the Advisor Partner Email Address of Authorized EntityPurchaser: xxx@xxxxxxxxxx.xxx xxxxxxxx@xxxxxxxxxx.xxx Fax Number of Purchaser: (000) 000-0000 Address for Notice of Investing EntityPurchaser: Ascendiant Capital Partners, LLC 00000 Xxxxxxxx XxxxxxxxxXxx Xxxxxx Xxxxxx, Xxx 0000 Xxx Xxxxxxx16th Floor Irvine, XX 00000 DWAC Instructions CA 92612 Address for Common Stock: [Attached] Subscription Delivery of Securities for Purchaser (if not same as above): Brokerage Identification Code (if delivered via DWAC) Commitment Amount: Up to $1,800,000 EIN Number: 10,000,000 [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENTCONTINUE] IN WITNESS WHEREOFEXHIBIT B DRAW DOWN NOTICE/COMPLIANCE CERTIFICATE TITAN IRON ORE CORP. The undersigned hereby certifies, with respect to shares of Common Stock of Titan Iron Ore Corp. (the undersigned have caused “Company”) issuable in connection with this Draw Down Notice and Compliance Certificate dated _____________ (the “Notice”), delivered pursuant to the Amended and Restated Securities Purchase Agreement to be duly executed by their respective authorized signatories dated as of February __, 2013 (the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund“Agreement”), Ltd. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886as follows:

Appears in 1 contract

Samples: Securities Purchase Agreement (Titan Iron Ore Corp.)

Address for Notice. 10X000 00’ Xxxxxx Xxxx Xxxxx, IL 60527 Fax: (000) 000-0000 By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Mxxxxxx Xxxxxxxx Name: Xxxxxx X. Xxxxxx 000 Mxxxxxx Xxxxxxxx Xxxxxx Title: Chief Financial Executive Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): Pxxxxxxxxx PC 100 X. Xxxxx Avenue, Suite 4200 Chicago, IL 60601 Attn: Jxxxx X. Xxxxxxxx, Esq. Fax: (000) 000-0000 SIGNATURE PAGES PAGE FOR PURCHASERS FOLLOWPURCHASER FOLLOWS] [PURCHASER SIGNATURE PAGES EXHIBITS AND SCHEDULES Exhibit A Form of Note Exhibit B Form of Warrant Exhibit C Escrow Agreement Exhibit D Security Agreement Exhibit E Form of Investor Questionnaire Exhibit F Second Waiver and Consent Schedule 3 .1(a) Schedule 3.1(g) Schedule 3.1(h) Schedule 3.1(i) Schedule 3.1(o) Schedule 3.1(q) Schedule 3.1(r) Schedc:e 4.5 Exhibit A Form of Note NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE I IAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION DR TI IE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACE OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO WAVX AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES PURCHASE AGREEMENT] ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN WITNESS WHEREOFA TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO BORROWER. THIS SECURITY AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN “ACCREDITED INVESTOR” AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT OR OTHER LOAN SECURED BY SUCH SECURITIES. Original Issue Date: May 8, 2015 Principal Amount: Original Conversion Price (subject to adjustment herein): $13.76 SECURED CONVERTIBLE NOTE DUE NOVEMBER 8, 2016 THIS CONVERTIBLE NOTE is one of a series of duly authorized and validly issued Notes of ACCELERATED PHARMA, INC., a Delaware corporation, (the “Borrower”), having its principal place of business at 10X000 00” Xxxxxx, Xxxx Xxxxx, IL 60527, Fax: (000) 000-0000, due November 8, 2016 (this note, the undersigned “Note” and, collectively with the other notes of such series, the “Notes”). FOR VALUE RECEIVED, Borrower promises to pay to [________], or its registered assigns (the “Holder”), 10 Xxxxxxx Xxxx, Xxxxxxxx, Xxx York 11559, or shall have caused paid pursuant to the terms hereunder, the principal sum of [________]on November 8, 2016 (the “Maturity Date”) or such earlier date as this Securities Purchase Agreement Note is required or permitted to be duly executed by their respective authorized signatories repaid as of the date first indicated above. Name of Investing Entity: JMG Capital Partnersprovided hereunder, L.P. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxxand to pay interest, Xxx 0000 Xxx Xxxxxxxif any, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORPHolder on the aggregate unconverted and then outstanding principal amount of this Note in accordance with the provisions hereof. OPTIONS AND WARRANTS OUTSTANDING: Options The Holder of this Note has been granted pursuant a security interest in assets of Borrower. This Note is subject to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886the following additional provisions:

Appears in 1 contract

Samples: Security Agreement (Accelerated Pharma, Inc.)

Address for Notice. PX Xxx 000. Xxxxxxxxxx, Xxx, 0000, Xxxxxxxxx By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Jxxxx Xxxxxxxxxxx Fax: +0000000-0000 Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Jxxxx Xxxxxxxxxxx Title: Chief Financial Officer Xxx, XX 00000 CEO With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] [PURCHASER SIGNATURE PAGES TO WAVX PPCH SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx Delafield Investments Limited Signature of Authorized Signatory of Investing EntityPurchaser: /s/ Jxxxx Xxxxx Name of Authorized Signatory: Xxxxxxxx Xxxxxx Jxxxx Xxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx Director Signature of Authorized Signatory of Investing EntityPurchaser: /s/ Jxxxxx Xxxxx Name of Authorized Signatory: Xxxxxxxx Xxxxxx Jxxxxx Xxxxx Title of Authorized Signatory: Managing Member of the Advisor Director Email Address of Authorized EntitySignatory: xxx@xxxxxxxxxx.xxx Reseach @Mxx.xx Facsimile Number of Authorized Signatory: 600-000-0000 Address for Notice of Investing Entityto Purchaser: 00000 Xxxxxxxx XxxxxxxxxMagna 40 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx 0000 Xxx Xxxxxxx, XX Xxxx 00000 DWAC Instructions Address for Common Stock: [Attached] Delivery of Securities to Purchaser (if not same as address for notice): Subscription Amount: $1,800,000 4,000,000.00 Warrant Shares: 26,190,476 EIN Number: 90-0000000 [AttachedSIGNATURE PAGES CONTINUE] SCHEDULE 3.1(f) to the 45 DISCLOSURE SCHEDULES TO SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS BY AND AMONG PROPANC HEALTH GROUP CORP. OPTIONS AND WARRANTS OUTSTANDINGEACH PURCHASER IDENTIFIED ON THE SIGNATURE PAGE Dated as of: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886October [__], 2015

Appears in 1 contract

Samples: Securities Purchase Agreement (Propanc Health Group Corp)

Address for Notice. 00 Xxxxxxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx Xxxxxx, X0X 0X0 By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp “Xxxxx Xxxxxxxxx” Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Xxxxx Xxxxxxxxx Title: Chief Financial Executive Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): Email: xxxxxx@xxxxxxxxxx.xxx [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK SIGNATURE PAGES PAGE FOR PURCHASERS FOLLOWPURCHASER FOLLOWS] [PURCHASER SIGNATURE PAGES TO WAVX PHRM SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx REDACTED Signature of Authorized Signatory of Investing EntityPurchaser: REDACTED Name of Authorized Signatory: Xxxxxxxx Xxxxxx REDACTED Title of Authorized Signatory: Managing Member of the Advisor REDACTED Email Address of Authorized EntitySignatory: xxx@xxxxxxxxxx.xxx REDACTED Address for Notice of Investing Entityto Purchaser: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC REDACTED Instructions for Common StockCDS Electronic Delivery of Shares: [Attached] Subscription Amount: $1,800,000 CA$5,000,000 Shares: 7,812,500 Prefunded Warrants: Warrant Shares: 7,812,500 EIN Number: REDACTED [AttachedSIGNATURE PAGES CONTINUE] [PURCHASER SIGNATURE PAGES TO WAVX PHRM SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx REDACTED Signature of Authorized Signatory of Investing EntityPurchaser: REDACTED Name of Authorized Signatory: Xxxxxxxx Xxxxxx REDACTED Title of Authorized Signatory: Managing Member of the Advisor REDACTED Email Address of Authorized EntitySignatory: xxx@xxxxxxxxxx.xxx REDACTED Address for Notice of Investing Entityto Purchaser: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC REDACTED Instructions for Common StockCDS Electronic Delivery of Shares: [Attached] Subscription Amount: $1,800,000 CA$5,000,000 Shares: 7,812,500 Prefunded Warrants: Warrant Shares: 7,812,500 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886REDACTED

Appears in 1 contract

Samples: Securities Purchase Agreement

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Address for Notice. 0000 X. Xxxxxxxx Avenue, #110 Tucson, AZ 85719 By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Title: Chief Financial Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] [PURCHASER SIGNATURE PAGES TO WAVX TFER SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Ascendiant Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx LLC Signature of Authorized Signatory of Investing EntityPurchaser: __________________________________ Name of Authorized Signatory: Xxxxxxxx Xxxxxx Xxxxxxx X. Xxxxxxx Title of Authorized Signatory: Managing Member of the Advisor Partner Email Address of Authorized EntityPurchaser: xxx@xxxxxxxxxx.xxx xxxxxxxx@xxxxxxxxxx.xxx Fax Number of Purchaser: (000) 000-0000 Address for Notice of Investing EntityPurchaser: Ascendiant Capital Partners, LLC 00000 Xxxxxxxx XxxxxxxxxXxx Xxxxxx Xxxxxx, Xxx 0000 Xxx Xxxxxxx16th Floor Irvine, XX 00000 DWAC Instructions CA 92612 Address for Common Stock: [Attached] Subscription Delivery of Securities for Purchaser (if not same as above): Brokerage Identification Code (if delivered via DWAC) Commitment Amount: Up to $1,800,000 EIN Number: 10,000,000 [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENTCONTINUE] IN WITNESS WHEREOFEXHIBIT B DRAW DOWN NOTICE/COMPLIANCE CERTIFICATE TITAN IRON ORE CORP. The undersigned hereby certifies, with respect to shares of Common Stock of Titan Iron Ore Corp. (the undersigned have caused “Company”) issuable in connection with this Draw Down Notice and Compliance Certificate dated _____________ (the “Notice”), delivered pursuant to the Securities Purchase Agreement to be duly executed by their respective authorized signatories dated as of October 17, 2012 (the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund“Agreement”), Ltd. /s/ Xxxxxxxx Xxxxxx Signature of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886as follows:

Appears in 1 contract

Samples: Securities Purchase Agreement (Titan Iron Ore Corp.)

Address for Notice. 6000 X. Xxxxxx Xxxx, Xxxxx 000, Xxx Xxxxx, XX 00000 By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Rxxx Xxxxxxx Email: rxxx.xxxxxxx@xxxxxxxxxxx.xxx Title: Chief Financial Executive Officer Xxx, XX 00000 and Chairman With a copy to (which shall not constitute notice): SIGNATURE PAGES FOR PURCHASERS FOLLOW] Rxxxxxx X. Xxxxxxxx, Esq. Sheppard, Mullin, Rxxxxxx & Hxxxxxx, LLP 30 Xxxxxxxxxxx Xxxxx Xxx Xxxx, XX 00000 [PURCHASER SIGNATURE PAGES TO WAVX MSLP AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Amended and Restated Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing EntityPurchaser: JMG Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx By: Signature of Authorized Signatory of Investing EntityPurchaser: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice to Purchaser: Address for Delivery of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions Securities to Purchaser (if not same as address for Common Stock: notice): [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENTCONTINUE] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories INITIAL SCHEDULE OF PURCHASERS (1) (2) (3) (3A) (4) (5) (6) Purchaser Address and Facsimile Number Aggregate Principal Amount of Initial Notes Aggregate Principal Amount of Initial Notes (as adjusted) Number of the date first indicated above. Name Initial Warrant Shares Initial Subscription Amount Legal Representative’s Address and Facsimile Number TOTAL 57 SUBSEQUENT SCHEDULE OF PURCHASERS (1) (2) (3) (4) (5) (6) Purchaser Address and Facsimile Number Aggregate Principal Amount of Investing Entity: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx Signature Subsequent Notes Number of Authorized Signatory of Investing Entity: Name of Authorized Signatory: Xxxxxxxx Xxxxxx Title of Authorized Signatory: Managing Member of the Advisor Email Subsequent Warrant Shares Subsequent Subscription Amount Legal Representative’s Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number: [Attached] SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 Warrants Outstanding(1) 2,215,412 Total 14,749,886Facsimile Number TOTAL EXHIBIT A

Appears in 1 contract

Samples: Securities Purchase Agreement (MusclePharm Corp)

Address for Notice. By: /s/ Xxxxxx X. Xxxxxx Wave Systems Corp Name: Xxxxxx X. Xxxxxx 000 Xxxxxxxx Xxxxxx Title: Chief Financial Officer Xxx, XX 00000 With a copy to (which shall not constitute notice): [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK SIGNATURE PAGES FOR PURCHASERS FOLLOW] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Whalehaven Capital Partners, L.P. /s/ Xxxxxxxx Xxxxxx Fund Limited Signature of Authorized Signatory of Investing Entity: /s/ Xxxx Xxxxxxxxxxx Name of Authorized Signatory: Xxxxxxxx Xxxxxx Xxxx Xxxxxxxxxxx Title of Authorized Signatory: Managing Member of the Advisor Director Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number500,000.00 Shares: 854,701 Warrant Shares: 156,250 [AttachedSIGNATURE PAGES CONTINUE] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: JMG Triton Offshore Fund, Ltd. /s/ Xxxxxxxx Xxxxxx Platinum Long Term Growth II LLC Signature of Authorized Signatory of Investing Entity: /s/ Xxxx Xxxxxxxxx Name of Authorized Signatory: Xxxxxxxx Xxxxxx Xxxx Xxxxxxxxx Title of Authorized Signatory: Managing Member of the Advisor President Email Address of Authorized Entity: xxx@xxxxxxxxxx.xxx Address for Notice of Investing Entity: 00000 Xxxxxxxx Xxxxxxxxx, Xxx 0000 Xxx Xxxxxxx, XX 00000 DWAC Instructions for Common Stock: [Attached] Subscription Amount: $1,800,000 EIN Number1,100,000 Shares: 1,880,342 Warrant Shares: 348,750 [AttachedPURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: Alpha Capital AG Signature of Authorized Signatory of Investing Entity: /s/ Kounod Xxxxxxxx Name of Authorized Signatory: Kounod Xxxxxxxx Title of Authorized Signatory: Director Email Address of Authorized Entity: Address for Notice of Investing Entity: DWAC Instructions for Common Stock: Subscription Amount: $1,500,000 Shares: 2,564,102 Warrant Shares: 468,750 [SIGNATURE PAGES CONTINUE] [PURCHASER SIGNATURE PAGES TO WAVX SECURITIES PURCHASE AGREEMENT] IN WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement to be duly executed by their respective authorized signatories as of the date first indicated above. Name of Investing Entity: Xxxxx International Signature of Authorized Signatory of Investing Entity: /s/ Xxxxxxx Xxxxx Name of Authorized Signatory: Xxxxxxx Xxxxx Title of Authorized Signatory: Officer Email Address of Authorized Entity: Address for Notice of Investing Entity: DWAC Instructions for Common Stock: Subscription Amount: $400,000 Shares: 683,761 Warrant Shares: 125,000 SCHEDULE 3.1(f) to the SECURITIES PURCHASE AGREEMENT DATED AUGUST DECEMBER 5, 2005 FOR WAVE SYSTEMS CORP. OPTIONS AND WARRANTS OUTSTANDING: Options granted pursuant to Employee and Non-employee Director Stock Option plans 12,275,680 Options granted pursuant to Employee Stock Purchase Plan 258,794 12,237,185 Warrants Outstanding(1) 2,215,412 Total 14,749,88614,452,597

Appears in 1 contract

Samples: Securities Purchase Agreement (Wave Systems Corp)

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