Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 472 contracts
Samples: Common Stock Purchase Agreement (rEVO Biologics, Inc.), Stock Purchase Agreement (TomoTherapy Inc), Subscription Agreement (PROOF Acquisition Corp I)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 202 contracts
Samples: Forward Purchase Agreement (Zimmer Energy Transition Acquisition Corp.), Forward Purchase Agreement (Artisan Acquisition Corp.), Forward Purchase Agreement (Summit Healthcare Acquisition Corp.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 89 contracts
Samples: Escrow Agreement (Narek Pharmaceuticals), Form of Warrant Purchase Agreement (SRKP 18 Inc), Form of Warrant Purchase Agreement (SRKP 24 Inc)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended and has executed the statement of accredited investor annexed hereto as Exhibit A.
Appears in 59 contracts
Samples: Common Stock Purchase Agreement (Trenton Acquisition Corp.), Common Stock Purchase Agreement (Pinkbrick Holdings Inc.), Common Stock Purchase Agreement (SRKP 20 Inc)
Accredited Investor. The Purchaser represents that it is an accredited investor as defined in Rule 501(a) within the meaning of Regulation D promulgated under the Securities Act.
Appears in 47 contracts
Samples: Note Purchase Agreement (Biovest International Inc), Note and Warrant Purchase Agreement (Biovest International Inc), Securities Purchase Agreement (TRUEYOU.COM)
Accredited Investor. The Purchaser represents that it is an accredited investor as defined in Rule 501(a) within the meaning of Regulation D promulgated under the Securities Act.
Appears in 34 contracts
Samples: Securities Purchase Agreement (Electric City Corp), Securities Purchase Agreement (American Water Star Inc), Securities Purchase Agreement (Electric City Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 30 contracts
Samples: Stock Purchase Agreement (Ideanomics, Inc.), Securities Purchase Agreement (FMC Technologies Inc), Membership Interest Purchase Agreement (Urban-Gro, Inc.)
Accredited Investor. The Purchaser is an accredited investor as ------------------- defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 21 contracts
Samples: Preferred Stock Purchase Agreement (Onvia Com Inc), Stock Purchase Agreement (Loudeye Technologies Inc), Preferred Stock Purchase Agreement (Onvia Com Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 20 contracts
Samples: Series a Preferred Subscription Agreement (Arrowhead Research Corp), Securities Purchase Agreement (Ap Pharma Inc /De/), Series B Preferred Stock Purchase Agreement (Edgar Online Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act. If Purchaser is an entity, Purchaser was not formed for the specific purpose of acquiring the Securities, and, if it was, all of Purchaser’s equity owners are “accredited investors” as defined above.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Stellar Technologies, Inc.), Securities Purchase Agreement (Stellar Technologies, Inc.), Securities Purchase Agreement (Matinas BioPharma Holdings, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in under Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.)
Accredited Investor. The Such Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 14 contracts
Samples: Stock Purchase Agreement (Energy Exploration Technologies, Inc.), Preferred Stock Purchase Agreement, Business Combination Agreement (Pure Acquisition Corp.)
Accredited Investor. The Purchaser is an “accredited investor investor,” as that term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act.D.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Lone Star Value Management LLC), Securities Purchase Agreement (Lone Star Value Management LLC), Securities Purchase Agreement (ATRM Holdings, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Noble Medical Technologies, Inc.), Unit Purchase Agreement (Isc8 Inc. /De), Securities Purchase Agreement (Noble Medical Technologies, Inc.)
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" within the meaning of Rule 501(a) of Regulation D promulgated 501 under the Securities Act.
Appears in 12 contracts
Samples: Stock Purchase Agreement (Intercel Inc/De), Stock Purchase Agreement (Powertel Inc /De/), Stock Purchase Agreement (Powertel Inc /De/)
Accredited Investor. The Purchaser is an accredited investor as ------------------- defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 12 contracts
Samples: Preferred Stock Purchase Agreement (Avantgo Inc), Preferred Stock Purchase Agreement (Avantgo Inc), Preferred Stock Purchase Agreement (Avantgo Inc)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Amcon Distributing Co), Securities Purchase Agreement (Amcon Distributing Co), Securities Purchase Agreement (Amcon Distributing Co)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act. The Purchaser has considered the Federal and state income tax implications of the exercise of the Warrant and the purchase and subsequent sale of the Warrant Shares and the Conversion Shares.
Appears in 11 contracts
Samples: Stock Purchase Warrant (Thar Pharmaceuticals Inc), Stock Purchase Warrant (Intelepeer Inc), Stock Purchase Warrant (Intelepeer Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated D, as amended, under the Securities 1933 Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (United Energy Corp /Nv/), Preferred Stock Purchase Agreement (Harken Energy Corp), Purchase Agreement (Hq Sustainable Maritime Industries, Inc.)
Accredited Investor. The Purchaser is an accredited investor “Accredited Investor,” as such term is defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct (without reliance on Rule 501(a)(4) thereof).
Appears in 10 contracts
Samples: Purchase Agreement (Sharper Image Corp), Purchase Agreement (Knightspoint Partners II, L.P.), Purchase Agreement (Sharper Image Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 10 contracts
Samples: Subscription Agreement (Empire Resorts Inc), Subscription Agreement (Kien Huat Realty III LTD), Subscription Agreement (Empire Resorts Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 9 contracts
Samples: First Tranche Stock Purchase Agreement (Siebert Financial Corp), Second Tranche Stock Purchase Agreement (Siebert Financial Corp), Securities Purchase Agreement (Bio Key International Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a501(a)(8) of Regulation D D, promulgated under the Securities Act.
Appears in 9 contracts
Samples: Stock Purchase Agreement (Chimera Investment Corp), Stock Purchase Agreement (Annaly Capital Management Inc), Stock Purchase Agreement (Chimera Investment Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (SRKP 10 Inc), Warrant Purchase Agreement (Pier Acquisition II, Inc.), Common Stock Purchase Agreement (SRKP 5 Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act. The Purchaser has considered the Federal and state income tax implications of the exercise of the Warrant and the purchase and subsequent sale of the Warrant Shares.
Appears in 9 contracts
Samples: Conversion Agreement (Geospatial Corp), Conversion Agreement (Geospatial Corp), Conversion Agreement (Geospatial Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under pursuant to the Securities Act of 1933, as amended (the “Act”).
Appears in 8 contracts
Samples: Rights Purchase Agreement (Esl Partners, L.P.), Rights Purchase Agreement (Esl Partners, L.P.), Rights Purchase Agreement (Esl Partners, L.P.)
Accredited Investor. The Purchaser Buyer is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Digital Angel Corp), Stock Purchase Agreement (City Media, Inc.), Share Purchase Agreement (Esco Inc)
Accredited Investor. The Each Purchaser represents that such Purchaser is an accredited investor Accredited Investor as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the "Securities Act").
Appears in 8 contracts
Samples: Securities Purchase Agreement (Bioenvision Inc), Securities Purchase Agreement (Enhance Biotech Inc), Securities Purchase Agreement (Auto Data Network)
Accredited Investor. The Purchaser is either (A) an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act., as updated; or (B) a “sophisticated investor,” defined by the U.S. Securities and Exchange Commission as investors who “have sufficient knowledge and experience in financial and business matters to make them capable of evaluating the merits and risks of the prospective
Appears in 8 contracts
Samples: Note Purchase Agreement (Alpine 4 Holdings, Inc.), Note Purchase Agreement (Alpine 4 Holdings, Inc.), Note Purchase Agreement (Alpine 4 Holdings, Inc.)
Accredited Investor. The Purchaser Buyer is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Opko Health, Inc.), Stock Purchase Agreement (Quikbyte Software Inc), Forward Purchase Agreement (Aldel Financial Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as such term is defined in Rule 501(a) 501 of Regulation D the General Rules and Regulations promulgated under by the SEC pursuant to the Securities Act.
Appears in 7 contracts
Samples: Stock Purchase Agreement (Fate Therapeutics Inc), Stock Purchase Agreement (Fate Therapeutics Inc), Stock Purchase Agreement (Fate Therapeutics Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Summus Inc Usa), Common Stock Purchase Agreement (Eos Petro, Inc.), Private Placement Purchase Agreement (Cyclone Power Technologies Inc)
Accredited Investor. The Purchaser is an "accredited investor investor" as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 7 contracts
Samples: Shareholders Agreement (Princeton Video Image Inc), Shareholders Agreement (Princeton Video Image Inc), Securities Purchase Agreement (Salon Media Group Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a501(a)(1), (2), (3), (7) or (8) of Regulation D promulgated under the Securities Act, and is able to bear the economic risk of losing its entire investment in the Acquired Interests.
Appears in 7 contracts
Samples: Purchase and Sale Agreement (Pattern Energy Group Inc.), Purchase and Sale Agreement (Pattern Energy Group Inc.), Purchase and Sale Agreement (Pattern Energy Group Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended, and has executed the Statement of Accredited Investor annexed hereto as Exhibit A.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (CBC Acquisition Corp. 1), Common Stock Purchase Agreement (Plato Star Acquisition Corp 1), Common Stock Purchase Agreement (Plato Star Acquisition Corp 1)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of under Securities and Exchange Commission Regulation D promulgated under the Securities Act.D.
Appears in 7 contracts
Samples: Unit Purchase Agreement (Star Group, L.P.), Stock Purchase Agreement (Tandy Leather Factory Inc), Unit Purchase Agreement (Star Group, L.P.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a501(a)(1), (2), (3), (7) or (8) of Regulation D promulgated under the Securities Act, and is able to bear the economic risk of losing its entire investment in the Acquired Interests, and is an “accredited investor” for the purposes of the Securities Act (Ontario).
Appears in 7 contracts
Samples: Purchase and Sale Agreement (Pattern Energy Group Inc.), Purchase and Sale Agreement, Purchase and Sale Agreement (Pattern Energy Group Inc.)
Accredited Investor. The Each Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under of the Securities Actand Exchange Commission.
Appears in 7 contracts
Samples: Note Purchase Agreement (Allurion Technologies, Inc.), Convertible Note Purchase and Security Agreement (Kodiak Sciences Inc.), Securities Purchase Agreement (Evofem Biosciences, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended, and has executed the statement of accredited investor annexed hereto as Exhibit A.
Appears in 6 contracts
Samples: Common Stock Purchase Agreement (Plastron Acquisition Corp Iii), Common Stock Purchase Agreement (Plastron Acquisition Corp Iii), Common Stock Purchase Agreement (CBC Acquisition Corp. 1)
Accredited Investor. The Purchaser is an accredited investor as that term is defined in Rule 501(a) Section 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (Wynnefield Partners Small Cap Value Lp)
Accredited Investor. The Each Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act. Each Purchaser agrees to furnish any additional information requested by the Company to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 6 contracts
Samples: Convertible Note Purchase Agreement (MOVING iMAGE TECHNOLOGIES INC.), Convertible Note Purchase Agreement (Mosaic ImmunoEngineering Inc.), Convertible Note Purchase Agreement (Professional Diversity Network, Inc.)
Accredited Investor. The Purchaser is an "accredited investor investor" as that term is defined in Rule 501(a) of Regulation D promulgated under by the Securities Act.and Exchange Commission. The term "Accredited Investor" under Regulation D refers to:
Appears in 6 contracts
Samples: Bridge Loan and Common Stock Purchase Agreement (Valuestar Corp), Series C Preferred Stock and Warrant Purchase Agreement (Valuestar Corp), Preferred Stock Purchase Agreement (Valuestar Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Celgene European Investment Co LLC), Securities Purchase Agreement (Volu-Sol Reagents CORP), Assignment and Assumption Agreement (Heska Corp)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act. If Purchaser is an entity, Purchaser was not formed for the specific purpose of acquiring the Shares, and, if it was, all of Purchaser’s equity owners are “accredited investors” as defined above.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Blue Calypso, Inc.), Common Stock Purchase Agreement (Zone Mining LTD), Securities Purchase Agreement (Blue Calypso, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor,” as that term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Acquisition Agreement (Andain, Inc.), Acquisition Agreement (Andain, Inc.), Acquisition Agreement (Andain, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in "Accredited Investor" within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (General Electric Capital Corp), Securities Purchase Agreement (Th Lee Putnam Internet Fund Advisors LLC), Securities Purchase Agreement (Krauses Furniture Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act. Purchaser agrees to furnish any additional information requested by the Seller to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 6 contracts
Samples: Stock Purchase Agreement (Rokk3r Inc.), Stock Purchase Agreement (Rokk3r Inc.), Stock Purchase Agreement (Rokk3r Inc.)
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Wolf Carl T), Securities Purchace Agreement (Wolf Carl T), Securities Purchase Agreement (Steel Partners Ii L P)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Idleaire Technologies Corp), Subscription and Standby Commitment Agreement (Westpoint International Inc), Securities Purchase Agreement (Idleaire Technologies Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities 1933 Act.
Appears in 5 contracts
Samples: Secondary Stock Purchase Agreement (Taylor Andrew C), Stock Transfer Agreement (Zynerba Pharmeceuticals, Inc.), Series a Preferred Stock and Debt Exchange Agreement (Salt Blockchain Inc.)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Fonix Corp), Securities Purchase Agreement (Biophan Technologies Inc), Securities Purchase Agreement (Remote MDX Inc)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in under Rule 501(a) 501 of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Note Purchase Agreement (Medical Media Television, Inc.), Note Purchase Agreement (Medical Media Television, Inc.), Stock Purchase Agreement (Medical Media Television, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”). The Purchaser agrees to furnish to Seller any additional information reasonably requested by it to assure compliance with applicable Federal and state securities laws in connection with the purchase and sale of the Shares.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Hudson Technologies Inc /Ny), Stock Purchase Agreement (Hudson Technologies Inc /Ny), Stock Purchase Agreement (Hudson Technologies Inc /Ny)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated 501 adopted under the Securities Act.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Heng Fung Holdings Co LTD), Stock Purchase Agreement (Heng Fung Holdings Co LTD), Stock Purchase Agreement (Heng Fung Holdings Co LTD)
Accredited Investor. The Such Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Purchase Agreement (Warburg Pincus Private Equity Viii L P), Purchase Agreement (Nuance Communications, Inc.), Securities Purchase Agreement (Warburg Pincus Private Equity Viii L P)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a) of Regulation D ), promulgated by the Securities and Exchange Commission under the Securities ActAct and will submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 5 contracts
Samples: Adoption Agreement (Tenon Medical, Inc.), Adoption Agreement (Tenon Medical, Inc.), Adoption Agreement (Tenon Medical, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as such term is defined in Rule 501(a501(a)(3) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Private Placement Warrants Purchase Agreement (Tristar Acquisition I Corp.), Private Placement Warrants Purchase Agreement (Tristar Acquisition I Corp.), Private Placement Warrants Purchase Agreement (Tristar Acquisition I Corp.)
Accredited Investor. The Purchaser is an accredited investor investor, as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.), Convertible Note and Warrant (Patient Safety Technologies, Inc), Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Slca Ii, Inc.), Common Stock Purchase Agreement (Slca I, Inc.), Common Stock Purchase Agreement (Slca Ii, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.D.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Braeburn Pharmaceuticals, Inc.), Securities Purchase Agreement (Oncobiologics, Inc.), Common Stock Purchase Agreement (Intellia Therapeutics, Inc.)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated 501 under the Securities Act of 1933, as amended (the "Securities Act").
Appears in 4 contracts
Samples: Stock Purchase Agreement (Probe Manufacturing Inc), Stock Purchase Agreement (Probe Manufacturing Inc), Stock Purchase Agreement (Usa Dealers Auction Com Inc)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933 as amended.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.), Series B Preferred Stock Purchase Agreement (Neah Power Systems, Inc.)
Accredited Investor. The Purchaser is an accredited investor “Accredited Investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. Purchaser is able to bear the substantial economic risks of Purchaser’s investment in the Company and the purchase of securities of the Company in that, among other factors, Purchaser can afford to hold securities of the Company for an indefinite period and can afford a complete loss of Purchaser’s investment in the Company.
Appears in 4 contracts
Samples: Stock Purchase Agreement (China Information Technology, Inc.), Stock Purchase Agreement (China Information Technology, Inc.), Stock Purchase Agreement (China Information Technology, Inc.)
Accredited Investor. The Purchaser is an "accredited investor as defined in investor" within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Healthcare Capital Partners Lp), Securities Purchase Agreement (Worms & Co Inc), Securities Purchase Agreement (Recovery Engineering Inc)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Interest Purchase Agreement (Caladrius Biosciences, Inc.), Stock Purchase Agreement (Apollo Medical Holdings, Inc.), Unit Purchase Agreement (Caladrius Biosciences, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under of the Securities Act.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Steiner Michael S), Stock Purchase Agreement (Steiner Robert M), Stock Purchase Agreement (Symmetric Capital LLC)
Accredited Investor. The Each Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act or a “non-U.S. person” as defined in Regulation S.
Appears in 4 contracts
Samples: Warrant Purchase Agreement (Pantheon China Acquisition Corp Iii), Warrant Purchase Agreement (Pantheon China Acquisition Corp Ii), Common Stock Purchase Agreement (Pantheon China Acquisition Corp Iii)
Accredited Investor. The Purchaser is an “accredited investor investor,” as such term is defined in Rule 501(a) for purposes of Regulation D promulgated under by the Securities ActCommission.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Black Raven Energy, Inc.), Securities Purchase Agreement (Black Raven Energy, Inc.), Securities Purchase Agreement (Black Raven Energy, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Kasturi Seenu G.), Securities Purchase Agreement (Kasturi Seenu G.), Securities Purchase Agreement (American Restaurant Concepts Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) of Regulation D 501 promulgated under the Securities Act. The Purchaser has considered the Federal and state income tax implications of the exercise of the Warrant and the purchase and subsequent sale of the Shares.
Appears in 4 contracts
Samples: Tabula Rasa HealthCare, Inc., Tabula Rasa HealthCare, Inc., Tabula Rasa HealthCare, Inc.
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) 501 of Regulation D promulgated the General Rules and Regulations under the Securities ActAct by reason of Rule 501(a)(3).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Smart Energy Solutions, Inc.), Purchase Agreement (Dci Usa, Inc), Purchase Agreement (Dci Usa, Inc)
Accredited Investor. The Purchaser is an accredited investor "Accredited Investor" (as defined in Rule 501(a) of Regulation D promulgated under the Securities Act).
Appears in 4 contracts
Samples: Purchase Agreement (Penske Capital Partners LLC), Purchase Agreement (Penske Capital Partners LLC), Purchase Agreement (Penske Capital Partners LLC)
Accredited Investor. The Purchaser Purchasers are "Accredited Investors" as such term is an accredited investor as defined in Rule 501(a) 501 of Regulation D the rules and regulations of the Securities and Exchange Commission promulgated under the Securities Act.
Appears in 4 contracts
Samples: Purchase Agreement (Greenlight Capital LLC), Purchase Agreement (Greenlight Capital LLC), Purchase Agreement (New World Restaurant Group Inc)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of SEC Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Voting Agreement (Visterra, Inc.), And Warrant Purchase Agreement (Visterra, Inc.), Voting Agreement (Visterra, Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act and has accurately and truthfully completed the Accredited and FINRA Questionnaire attached hereto as Exhibit A.
Appears in 3 contracts
Samples: Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.), Unit Purchase Agreement (Bonds.com Group, Inc.)
Accredited Investor. The Purchaser represents to the Company that it is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 3 contracts
Samples: Securities Purchase Agreement (T3 Motion, Inc.), Securities Purchase Agreement (T3 Motion, Inc.), Securities Purchase Agreement (T3 Motion, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a) of Regulation D promulgated ), under the Securities Act. The Purchaser was not formed for the specific purpose of acquiring the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Virgin Investments LTD), Convertible Note Due 2024 Subscription Agreement (Virgin Investments LTD), Securities Purchase Agreement (Yield10 Bioscience, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor,” as such term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and the Purchaser is able to bear the economic risk of an investment in the Purchased Shares.
Appears in 3 contracts
Samples: Share Purchase Agreement (Planet Green Holdings Corp.), Share Purchase Agreement (Planet Green Holdings Corp.), Share Purchase Agreement (Planet Green Holdings Corp.)
Accredited Investor. The Such Purchaser is an “accredited investor investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (New Century Transportation, Inc.), Backstop Agreement (Capstar Special Purpose Acquisition Corp.), Forward Purchase Agreement (Black Knight, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act. The Purchaser agrees to furnish any additional information requested by the Company to assure compliance with applicable U.S. federal and state securities laws in connection with the purchase and sale of the Securities.
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (DUET Acquisition Corp.), Securities Purchase Agreement (Harrow Health, Inc.), Note Purchase Agreement (Aura Fat Projects Acquisition Corp)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Regulation D, Rule 501(a), promulgated by the Securities and Exchange Commission (“SEC”) of Regulation D promulgated under the Securities Act, and shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.
Appears in 3 contracts
Samples: Note Purchase Agreement (iRhythm Technologies, Inc.), Note Purchase Agreement (iRhythm Technologies, Inc.), Note Purchase Agreement (iRhythm Technologies, Inc.)
Accredited Investor. The Purchaser is an "accredited investor investor" as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Share Purchase Agreement (Corel Corp), Common Stock Purchase Agreement (Lendingtree Inc), Securities Purchase Agreement (Platinum Underwriters Holdings LTD)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under of the Securities Act.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Softbank Group Corp.), Stock Purchase Agreement (Cohen Richard B), Stock Purchase Agreement (Ladensohn David A)
Accredited Investor. The Purchaser is an “accredited investor investor” as such term is defined in Rule 501(a) 501 of Regulation D promulgated under the Securities Act, and the Purchaser is able to bear the economic risk of a loss of its entire investment in the Securities and the Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Prospect Global Resources Inc.), Securities Purchase Agreement (Prospect Global Resources Inc.), Securities Purchase Agreement (Prospect Global Resources Inc.)
Accredited Investor. The Purchaser Buyer is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Missouri River & Gold Gem Corp), Stock Purchase Agreement (Zosano, Inc.), Purchase Agreement (Quicksilver Resources Inc)
Accredited Investor. The Purchaser is an accredited investor "Accredited Investor" as such term is defined in Rule 501(a) 501 of Regulation D the rules and regulations of the Commission promulgated under the Securities Act.
Appears in 3 contracts
Samples: Employment Agreement (Logimetrics Inc), Purchase Agreement (L 3 Communications Corp), Stock Purchase Agreement (Halpern Denny Iii Lp)
Accredited Investor. The Purchaser is an Purchasers are accredited investor investors as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Forward Purchase Agreement (Lux Health Tech Acquisition Corp.), Forward Purchase Agreement (Lux Health Tech Acquisition Corp.), Forward Purchase Agreement (Khosla Ventures Acquisition Co.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended, and has executed the Statement of Accredited Investor annexed hereto as Exhibit B.
Appears in 3 contracts
Samples: Warrant Purchase Agreement (Wrasp 34 Inc), Warrant Purchase Agreement (Wrasp 33, Inc), Warrant Purchase Agreement (Wrasp 34 Inc)
Accredited Investor. The Purchaser is an accredited investor as defined “Accredited Investor” within the definition set forth in Rule 501(a) of Regulation D promulgated under issued pursuant to the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (Regado Biosciences Inc), Convertible Note Purchase Agreement (Regado Biosciences Inc), Note and Warrant Purchase Agreement (Aria International Holdings, Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor,” as defined in Rule 501(a) of Regulation D promulgated 501 under the Securities Act.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Alnylam Pharmaceuticals, Inc.), Common Stock Purchase and Registration Rights Agreement (Curis Inc), Common Stock Purchase Agreement (Altus Pharmaceuticals Inc.)
Accredited Investor. The Purchaser is an “accredited investor investor” as that term is defined in Rule 501(a) of under Securities and Exchange Commission Regulation D promulgated under the Securities ActAct of 1933, as amended.
Appears in 3 contracts
Samples: Unit Purchase Agreement (Star Group, L.P.), Unit Purchase Agreement (Star Group, L.P.), Unit Purchase Agreement (Star Group, L.P.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities ActAct of 1933 as amended.
Appears in 3 contracts
Samples: Series a Preferred Share Purchase Agreement, Series a Preferred Share Purchase Agreement, Series a Preferred Share Purchase Agreement
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. The Purchaser’s principal executive offices are in the jurisdiction set forth immediately below the Purchaser’s name on the applicable signature page attached hereto.
Appears in 3 contracts
Samples: Ordinary Share Purchase Agreement (TuSimple Holdings Inc.), Ordinary Share Purchase Agreement (TuSimple Holdings Inc.), Ordinary Share Purchase Agreement (TuSimple Holdings Inc.)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities ActAct and has sufficient knowledge and experience in finance, securities, investments and other business matters to be able to protect its interests in connection with the transactions contemplated by this Agreement.
Appears in 3 contracts
Samples: Senior Perpetual Preferred Stock Subscription Agreement (IMH Financial Corp), Convertible Preferred Stock Subscription Agreement (IMH Financial Corp), Convertible Preferred Stock Subscription Agreement (IMH Financial Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.Act of 1933, as amended and has completed and executed the statement of accredited investor annexed hereto as Exhibit A.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Good Harbor Partners Acquisition Corp), Common Stock Purchase Agreement (Good Harbor Partners Acquisition Corp), Common Stock Purchase Agreement (Asia Select Acquisition Iii Corp)
Accredited Investor. The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act. The Purchaser’s principal place of business is set forth in Section 8 below.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Hanmi Financial Corp), Stock Purchase Agreement (BrightSource Energy Inc), Common Stock Purchase Agreement (Tesla Motors Inc)
Accredited Investor. The Purchaser is an accredited investor as defined in “Accredited Investor” within the meaning of Rule 501(a) 501 of Regulation D promulgated under the Securities Act, as presently in effect.
Appears in 3 contracts
Samples: Confidential Purchase and Release Agreement (NextPlat Corp), Confidential Purchase and Release Agreement (Progressive Care Inc.), Confidential Purchase and Release Agreement (NextPlat Corp)
Accredited Investor. The Each Purchaser represents that such Purchaser is an accredited investor Accredited Investor as that term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”).
Appears in 3 contracts
Samples: Subscription Agreement (BioDrain Medical, Inc.), Subscription Agreement (BioDrain Medical, Inc.), Subscription Agreement (BioDrain Medical, Inc.)
Accredited Investor. The Purchaser is an “accredited investor as defined in investor” within the meaning of Rule 501(a501(a)(1), (2), (3), (7) or (8) of Regulation D promulgated under the Securities Act, and is able to bear the economic risk of losing its entire investment in the Acquired Interests.
Appears in 3 contracts
Samples: Purchase and Sale Agreement (Pattern Energy Group Inc.), Purchase and Sale Agreement (Pattern Energy Group Inc.), Easement Agreement (Pattern Energy Group Inc.)
Accredited Investor. The Purchaser represents that it is an accredited investor “Accredited Investor” as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Exchange and Purchase Agreement (B. Riley Financial, Inc.), Exchange and Purchase Agreement (Vintage Capital Management LLC), Exchange and Purchase Agreement (B. Riley Financial, Inc.)
