Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 417 contracts
Samples: Loan and Security Agreement (SafeStitch Medical, Inc.), Loan and Security Agreement (Restoration Robotics, Inc.), Credit Agreement (Sonendo, Inc.)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 138 contracts
Samples: Loan and Security Agreement (Active Network Inc), Master Services Agreement (Sunesis Pharmaceuticals Inc), Lease (Pacira Pharmaceuticals, Inc.)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of as defined in Regulation D promulgated under the Act.
Appears in 68 contracts
Samples: Brand Engagement Network Inc., Private Equity Loan Agreement (Upholstery International, Inc.), Recapitalization Agreement (Northwest Biotherapeutics Inc)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the 1933 Act.
Appears in 34 contracts
Samples: Security Agreement (Resonant Inc), Loan and Security Agreement (Tangoe Inc), Loan and Security Agreement (Tangoe Inc)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 31 contracts
Samples: Investment Agreement (Veritone, Inc.), Loan and Security Agreement (Accolade, Inc.), Note and Warrant Purchase Agreement (Amyris, Inc.)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of as defined in Regulation D promulgated under the Securities Act.
Appears in 11 contracts
Samples: Note and Warrant Purchase Agreement (Acelrx Pharmaceuticals Inc), Research and Development Agreement (Ziopharm Oncology Inc), Note and Warrant Purchase Agreement (Acelrx Pharmaceuticals Inc)
Accredited Investor Status. Holder is familiar with the definition of, and qualifies as, an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 7 contracts
Samples: Subscription Agreement (BioPharmX Corp), Subscription Agreement (BioPharmX Corp), Australian Collaboration Agreement (Heliogen, Inc.)
Accredited Investor Status. Holder is an “"accredited investor” " within the meaning of Regulation D promulgated under the Act.
Appears in 6 contracts
Samples: Warrant Agreement (Global Immune Technologies Inc.), Invuity, Inc., Invuity, Inc.
Accredited Investor Status. The Holder is an “"accredited investor” " within the meaning of Regulation D promulgated under the Act0000 Xxx.
Appears in 5 contracts
Samples: Subscription Agreement (One Horizon Group, Inc.), Subscription Agreement (One Horizon Group, Inc.), Subscription Agreement (One Horizon Group, Inc.)
Accredited Investor Status. The Holder is an “"accredited investor” " within the meaning of Regulation D promulgated under the Act.
Appears in 5 contracts
Samples: Loan and Security Agreement (Kintera Inc), Jamdat Mobile Inc, Click2learn Inc/De/
Accredited Investor Status. The Holder is an “accredited investor” investor or is represented by a purchaser representative within the meaning of Regulation D promulgated under the Securities Act.
Appears in 4 contracts
Samples: Biocept Inc, Biocept Inc, Biocept Inc
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act0000 Xxx.
Appears in 4 contracts
Samples: Broadsoft Inc, Amber Road, Inc., Angie's List, Inc.
Accredited Investor Status. The Holder is an “accredited investor” investor within the meaning of Regulation D promulgated under the Act.
Appears in 4 contracts
Samples: Purchase Stock (Achaogen Inc), Purchase Stock (Achaogen Inc), Purchase Stock (Achaogen Inc)
Accredited Investor Status. The Holder represents and warrants that the Holder is an “accredited investor” within the meaning of Rule 501(a) of Regulation D D, promulgated under the Securities Act. The Holder understands that the Warrants are being offered and sold only to “accredited investors” (as that term is defined under Rule 501(a) of Regulation D), and the Holder represents that the Holder is an accredited investor.
Appears in 4 contracts
Samples: Exercise Agreement (American Wagering Inc), Exercise Agreement (American Wagering Inc), Exercise Agreement (Alpine Advisors LLC)
Accredited Investor Status. Holder is an “accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D promulgated by the SEC under the Act.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Applovin Corp), Applovin Corp, Applovin Corp
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act of 1933, as amended (the “Act”), as currently in effect.
Appears in 3 contracts
Samples: Related Agreement (Vitro Biopharma, Inc.), Vitro Biopharma, Inc., Vitro Biopharma, Inc.
Accredited Investor Status. The Registered Holder is familiar with the definition of, and qualifies as, an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Carried Interest Participation Agreement (DigitalBridge Group, Inc.), Common Stock Purchase Warrant (DigitalBridge Group, Inc.), Colony Capital, Inc.
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Katapult Holdings, Inc., 4D Pharma PLC, 4D Pharma PLC
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act by virtue of being an entity, all of whose equity owners are “accredited investors” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 3 contracts
Samples: Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.), Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.), Media and Marketing Services Agreement (G Medical Innovations Holdings Ltd.)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of as such term is defined in Regulation D promulgated under the Act.
Appears in 2 contracts
Samples: Warrant Agreement (Spire Global, Inc.), Warrant Agreement (Spire Global, Inc.)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of each of (i) Regulation D promulgated under the ActAct and (ii) National Instrument 45-106—Prospectus and Registration Exemptions.
Appears in 2 contracts
Samples: Assignment Agreement (Aquinox Pharmaceuticals (Usa) Inc), Assignment Agreement (Aquinox Pharmaceuticals, Inc)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the 1933 Act.
Appears in 2 contracts
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Form of Letter Agreement (Lpath, Inc), Credit Agreement (Lpath, Inc)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActAct and National Instrument 45-106 (Prospectus and Registration Exemptions) promulgated under the Securities Act (British Columbia).
Appears in 2 contracts
Samples: Sophiris Bio Inc., Sophiris Bio Inc.
Accredited Investor Status. The Holder is an “accredited investor” within the meaning as such term is defined in Rule 501 of Regulation D promulgated under the Act.
Appears in 2 contracts
Samples: Preferred Stock Financing (Adynxx, Inc.), Preferred Stock Financing (Adynxx, Inc.)
Accredited Investor Status. The Holder represents to the Company that it is an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 2 contracts
Samples: Zonare Medical Systems Inc, Zonare Medical Systems Inc
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActAct and of National Instrument 45-106 Prospectus Exemptions (“NI 45-106”), and is purchasing the Warrant pursuant to an exemption from the prospectus requirements of applicable securities laws.
Appears in 2 contracts
Samples: Fennec Pharmaceuticals Inc., Fennec Pharmaceuticals Inc.
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActSecurities Act and has sufficient knowledge and experience in financial and business matters so as to be capable of evaluating the merits and risks of this Warrant and the Shares issuable hereunder.
Appears in 2 contracts
Samples: MTBC, Inc., MTBC, Inc.
Accredited Investor Status. The Holder is an “"accredited investor” " within the meaning of Regulation D promulgated under the 1933 Act.
Appears in 2 contracts
Samples: Kaltura Inc, Tegal Corp /De/
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActAct and National Instrument 45-106 (Prospectus and Registration Exemptions) promulgated under the Securities Act (British Columbia).
Appears in 2 contracts
Samples: Sophiris Bio Inc., Sophiris Bio Inc.
Accredited Investor Status. Holder is an “accredited investor” within the meaning of as defined in Regulation D promulgated under the ActAct and the rules and regulations promulgated thereunder.
Appears in 2 contracts
Samples: Registration Rights (Augmedix, Inc.), Registration Rights (Augmedix, Inc.)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of U.S. Securities and Exchange Commission (“SEC”) Rule 501 of Regulation D promulgated the under the ActAct as presently in effect.
Appears in 2 contracts
Samples: TELA Bio, Inc., TELA Bio, Inc.
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActAct (an “accredited investor”).
Appears in 2 contracts
Samples: Carbon Black, Inc., Carbon Black, Inc.
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated, as presently in effect, under the 1933 Act, or a Non-U.S. Person as defined under Regulation S promulgated under the 1933 Act.
Appears in 2 contracts
Samples: Share Exchange Agreement (Kaltura Inc), Share Exchange Agreement (Kaltura Inc)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D D, Rule 501(a), promulgated under the Securities Act. The Holder also represents that it has not been organized for the purpose of acquiring the Shares.
Appears in 2 contracts
Samples: Mavenir Systems Inc, Mavenir Systems Inc
Accredited Investor Status. The Holder is familiar with the definition of, and qualifies as, an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 2 contracts
Samples: Placement Agreement (Force10 Networks Inc), Series B Agreement (Force10 Networks Inc)
Accredited Investor Status. Holder (and its affiliates) is an “accredited investor” within the meaning of Regulation D D, Rule 501(a), promulgated under the Securities Act.
Appears in 1 contract
Samples: Homeaway Inc
Accredited Investor Status. Holder is an “accredited investorAccredited Investor” within the meaning as that term is defined in Rule 501(a)(3) of Regulation D promulgated under of the Securities Act. 5.3.
Appears in 1 contract
Accredited Investor Status. The Holder is an “accredited investor” within the meaning investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.
Appears in 1 contract
Samples: Toast, Inc.
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the U.S. Securities Act., and is purchasing the Warrant pursuant to an exemption from the registration and prospectus requirements of applicable securities laws.
Appears in 1 contract
Samples: Credit and Security Agreement (Greenbrook TMS Inc.)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Act.
Appears in 1 contract
Samples: Lenco Mobile Inc.
Accredited Investor Status. The Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a)(3) of Regulation D promulgated under the Securities Act. The Holder was not organized solely for the purpose of acquiring the Securities.
Appears in 1 contract
Samples: Convertible Promissory Note Conversion Agreement (Evolus, Inc.)
Accredited Investor Status. The Holder is an “"accredited ---------------------------- investor” " within the meaning of Regulation D promulgated under the Act.
Appears in 1 contract
Samples: Purchase Stock (Rapidtron Inc)
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Regulation D promulgated under the U.S. Securities Act, and is purchasing the Warrant pursuant to an exemption from the registration and prospectus requirements of applicable securities laws.
Appears in 1 contract
Samples: Credit and Security Agreement (Greenbrook TMS Inc.)
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D D, Rule 501 (a), promulgated under the Securities Act.
Appears in 1 contract
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActSecurities Act of 1933, as amended.
Appears in 1 contract
Samples: Cornerstone OnDemand Inc
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act, as such rule is presently in effect. If other than an individual, the Holder also represents that it has not been organized for the purpose of acquiring the Shares.
Appears in 1 contract
Samples: Preferred Stock and Warrant Purchase Agreement (Glori Acquisition Corp.)
Accredited Investor Status. The Holder is an “"accredited investor” " within the meaning of Regulation D promulgated under the Securities Act.
Appears in 1 contract
Samples: Fitbit Inc
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the Act..
Appears in 1 contract
Samples: Everspin Technologies Inc
Accredited Investor Status. Holder is an “accredited investor” within the meaning of Regulation D promulgated under the ActAct and within the meaning of such term under National Instrument 45-106 Prospectus Exemptions promulgated under the Securities Act (British Columbia).
Appears in 1 contract
Samples: Sophiris Bio Inc.
Accredited Investor Status. Holder is an “accredited investor” within the meaning as that term is defined in Rule 501(a) of Regulation D promulgated under the Act.D.
Appears in 1 contract
Samples: MamaMancini's Holdings, Inc.
Accredited Investor Status. Holder is familiar with the definition of, and qualifies as, an “accredited investor” within the meaning of Regulation D promulgated under the Act.
Appears in 1 contract
Samples: Graybug Vision, Inc.
Accredited Investor Status. The Holder is an “accredited investor” within the meaning of as defined in Regulation D D, as presently in effect, as promulgated under the Act.
Appears in 1 contract
Samples: Jet.AI Inc.
Accredited Investor Status. Holder is familiar with the definition of, and qualifies as, an “accredited investorHolder” within the meaning of Regulation D promulgated under the Securities Act.
Appears in 1 contract
Samples: LendingClub Corp
