Account Service Fees. A. Product Minimum Fee $25,000 per year per product for 1st CUSIP in each Product $5,000 per year for each additional CUSIP within same Product
Account Service Fees. A. Complex Minimum Fee $125,000 per year (Note: Includes up to 1 product offerings. These minimums apply to the initial product offering. If a subsequent product offering is added the complex minimum will increase by 50% with each additional product offering.)
Account Service Fees. Open Account Fee 0 – 3,500 Accounts $10.00/account/per year 3,501 – 6,000 Accounts $9.00/account/per year 6,001 + Accounts $7.50/account/per year CUSIP Fees Complex Base Fee (covers up to 13 CUSIPS) $280,000/year1 Additional Complex Fee (for each additional CUSIP) $12,500/CUSIP/year Fiduciary Administration Fees (paid by shareholder) Account Maintenance Fee $15.00/account/year UPA Services Fees Implementation Fee:2 Waived External Data Feed Fee (Optional): $500.00 per data feed execution Secondary Mailing Fee (Optional):3 $5,000.00 Data transmissions to 3rd Party Providers Print/Mail transmissions $0.05/Investor reporting group Other transmissions of sensitive shareholder data $0.05/record sent Excess History records (beyond the standard purge) $2.80/1,000 lines of history per year Purged History $1.80/1,000 records On request reporting $60.00/report Technical programming support $195/hour Other Fees, Charges and Expenses Billed as Incurred In accordance with Section 3.2 of the Agreement. 1 Fees for the following products and services have been bundled into the Complex Base Fee: Closed accounts, AML, Regulatory and Compliance+, Omnibus Transparency, UPA Base Fee, Escheatment CUSIP Fee, Escheated Item Fee, and Short-term trader fee. 2 Funds with > 15,000 inactive accounts will be charged an additional $2.00 per inactive account. 3 Fund will be charged $2.50 per inactive SSN for each unique SSN > 1,000 in the secondary mailing SCHEDULE 10.6 INFORMATION SECURITY PROGRAM This Schedule is made subject to the terms of the Agreement and to the extent the terms hereunder conflict with the terms of the Agreement, the terms of this Schedule shall prevail. The requirements of this Schedule are applicable if and to the extent that the Transfer Agent creates, has access to, or receives from or on behalf of the Fund any Confidential Information (as defined in the Agreement) of the Fund.
Account Service Fees. A. Product Minimum Fee $25,000 per year per product for 1st CUSIP in each Product $5,000 per year for each additional CUSIP within same Product B. Account and Processing Fees Compared to Minimum: Asset Based Fees (basis points)2 $0 to $250,000,000 3.0 Basis Points $250,000,000 - $1,000,000,000 2.25 Basis Points > $1,000,000,000 1.5 Basis Points Open Accounts 0 – 50,000 $7.50 per acct per year > 50,000 $5.00 per acct per year Closed Account Fee $1.80 per acct per year New Account Setup Fee - Manual $15.00 per NASU New Account Setup Fee – Semi Automated $8.00 per NASU New Account Setup Fee – Fully Automated $2.00 per NASU Phone Calls $8.00 per call Correspondence $5.00 per item Redemption Fees $10.00 per item (Note: Product Minimum (Section II.A) applies unless aggregate charges for each product in the affected month included in Section II.B exceeds one-twelfth of the annual minimum.) 2 Each financial product, inclusive of all share classes for that product, is measured individually for purposes of the asset based fees described above averaged over the course of the applicable billing period. III. Other Services:3 Financial Product Setup Fee $10,000 per CUSIP Closing Services $3.00 per position Closing Services Minimum $25,000 per product per event (Closing Services may include the following: coordination from non-traded to listed / traded product, liquidation event, or merger with existing public company. Programming fees related to Closing Services are not included. The greater of the closing services per product minimum or the per position fee will apply.)
Account Service Fees. The Service fees listed in your Rates and Fees Schedule apply to all Accounts unless we specifically refer to a particular Account or indicate otherwise. Service fees are charged in the currency of the Account unless indicated otherwise and collected on the same day as the monthly fees. Monthly Account fees Monthly Account fees are calculated from the first to the last day of the monthly Account cycle and collected on the last day of the monthly Account cycle. The monthly Account cycle is the monthly period that we assign to your Account. In the case of a partial monthly Account cycle (for example, when an Account is opened, closed or changed during a monthly Account cycle), the monthly fee is prorated to the number of days the Account is open and collected on the last day of the partial monthly Account cycle. In the case of an Account closing, the monthly fee is calculated from the day after the fees were last collected up to and including the day before the Account is closed and is collected on the day the Account is closed. If the last day of the monthly Account cycle falls on a non-business day, the monthly fee will be collected the next business day. While our specialty Accounts may include a variety of Services in the monthly fee, you may occasionally need other banking services. When the Services you need are not included in the Account package, there is a fee for these Services. We don’t want you to be surprised when you receive your statement, update your passbook or come into one of our branches when you need any of these Services so we’ve listed them for you in the Rates and Fees Schedule. If you change your Account in the middle of a month to an Account with a different fee structure, all the transactions in your Account during that month (including those that happened before the change) will be subject to the fees charged to the Account type you have at the end of that month. For foreign currency Accounts, the fees listed in the Rates and Fees Schedule are quoted in the same currency as the foreign currency Account. Free transactions Some of the Account products allow a certain number of free debit transactions per month. This means that the free debit transactions must be used in each monthly Account cycle and cannot be carried forward to the next monthly Account cycle if not used. Fees apply for debit transactions over the allowed free items for specific Account products. In some countries, there is no charge for the following transactions: ...
Account Service Fees. Money Market Funds $15.00 Daily Accrual Fund(s) $4.80 Non-Daily Accrual Fund(s) $2.25 Closed Account Fee $1.35 Fees are billable on a monthly basis at the rate of 1/12 of the annual fee. A charge is made for an account in the month that an account opens or closes. Fixed Per Account Rate ---------------------- Elfun $8.00 S&S $2.00 GE Funds $8.00 Other Fees ---------- Annual XXX Maintenance Fee to BFDS (Stock XXX) $25.00 Out-of-Pocket Expenses ---------------------- Out-of-Pocket expenses include but are not limited to: Confirmation statements, checks, certificates, postage forms, telephone, microfilm, microfiche, year-end forms and expenses incurred at the specific direction of the fund. GEIC Funds STATE STREET BANK & TRUST CO. By: Xxx X. Xxxxx By: /s/ Xxxxxx X. Xxxxx ------------------------------- ------------------------------ Title: Title: ------------------------------- ------------------------------ Date: Date: ------------------------------- ------------------------------
Account Service Fees. Open Account Fee $10.00/account/per year Closed Account Fee $1.20/account/per year CUSIP Fees Complex Base Fee (covers up to 13 CUSIPS) $180,000/year Additional Complex Fee (for each additional CUSIP) $12,500/CUSIP/year Regulatory and Compliance Fees Regulatory $200/CUSIP/year Compliance Plus Fee $0.75/account/year Fiduciary Administration Fees (paid by shareholder) Account Maintenance Fee $15.00/account/year Omnibus Transparency Full Service Fees Annual Technology Fee Accountlets1* 0-500,000 $0.45/accountlet 500,001-2,000,000 $0.45/accountlet (waived) 2,000,001 and greater $0.10/accountlet Investigation Fee Accountlets Base Fee2/month 0-50,000 $3,000 (includes 25 investigations) 50,001-100,000 $4,000 (includes 50 investigations) 100,001 and greater $5,000 (includes 100 investigations) Out-of-Pocket Expenses Out-of-pocket expenses are billed as incurred and include, but are not limited to: costs associated with mailing expenses (i.e., statements, stationery, checks, certificates, sales literature, printing, postage, etc.), automated telephone servicing charges, telecommunication expenses, equipment and software expenses (client-site only), programming expenses (i.e., charges necessary to establish consolidated statement), microfiche, freight, ACH bank charges, and all other expenses incurred on the Fund’s behalf. The Bank reserves the right to introduce specific cost recovery increases as needed, should future regulatory changes require, similar to those implemented for Anti-Money Laundering delegated duties, the Xxxxxxxx-Xxxxx of 2002 and the USA PATRIOT Act. The Bank commits that should such increases be required, mutual agreement will be reached 90 days prior to the implementation. 1 An accountlet is the underlying sub-position on a Financial Intermediary’s system for an omnibus account. 2 There is a $12.00 fee for each investigation that exceeds the allowance limit specified. THE COMMERCE FUNDS STATE STREET BANK AND TRUST COMPANY By: /s/ Xxxxxxx X. Xxxxxxxxx By: /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx X. Xxxxxxxxx Name: Xxxxxxx Xxxxxx
Account Service Fees. A flat charge of $50 per month shall be charged to cover costs of research, subscriptions, reference materials, computer research time and media monitoring. Expenses such as photocopies, messenger and delivery services, postage, telephone and facsimile will be billed at cost without xxxx up.
