Common use of Absence of Further Requirements Clause in Contracts

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 19 contracts

Samples: Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.)

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Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with the its offering, issuance or sale of the Securities hereunder or the its consummation of the transactions contemplated by this AgreementAgreement and each Forward Contract, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 15 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any subsidiary of its obligations hereunder, in connection with the offeringissuance, issuance or sale and/or delivery of the Securities hereunder or the Confirmation Securities pursuant to this Agreement or each Forward Contract or its consummation of the transactions contemplated by this Agreementherein and therein contemplated, as applicable, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 11 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (the “FINRA”).

Appears in 9 contracts

Samples: Sales Agreement (American Capital Agency Corp), Sales Agreement (AGNC Investment Corp.), Sales Agreement (MTGE Investment Corp.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, Agreement except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 9 contracts

Samples: Starwood Property (Starwood Property Trust, Inc.), Starwood Property (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Stock Market LLC, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 8 contracts

Samples: Underwriting Agreement (Arqule Inc), Underwriting Agreement (Arqule Inc), Underwriting Agreement (Provention Bio, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENasdaq Global Select Market, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 8 contracts

Samples: Underwriting Agreement (HOOKIPA Pharma Inc.), Underwriting Agreement (Arhaus, Inc.), Underwriting Agreement (Axonics, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the Rules and Regulations, the rules of the NYSEThe Nasdaq Stock Market LLC, state securities laws or laws, the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 7 contracts

Samples: Equity Distribution Agreement (Clever Leaves Holdings Inc.), Equity Distribution Agreement (Sundial Growers Inc.), Equity Distribution Agreement (Sundial Growers Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance offering or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 6 contracts

Samples: Underwriting Agreement (On Assignment Inc), Underwriting Agreement (Kinetik Holdings Inc.), Underwriting Agreement (Kinetik Holdings Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by Company or the Company of its Bank to enter into, or perform their respective obligations hereunderunder, in connection with the offering, issuance or sale of the Securities hereunder Operative Documents or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of 1933 Act Regulations, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 6 contracts

Samples: Underwriting Agreement (Mackinac Financial Corp /Mi/), Underwriting Agreement (Mackinac Financial Corp /Mi/), Underwriting Agreement (Guaranty Federal Bancshares Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Authority is necessary or required for the performance by any of the Company Partnership Entities of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Purchased Units hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).Authority, Inc.

Appears in 6 contracts

Samples: Common Unit Purchase Agreement (Sunoco LP), Common Unit Purchase Agreement, Common Unit Purchase Agreement

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company and the Guarantors of its their obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 5 contracts

Samples: Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Cbre Group, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance offering or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 5 contracts

Samples: Underwriting Agreement (Allison Transmission Holdings Inc), Underwriting Agreement (Allison Transmission Holdings Inc), Underwriting Agreement (Emerald Expositions Events, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or the Operating Partnership of its their respective obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have already been already obtained or as may will be required obtained under the Securities Act, the rules of the NYSE, Act or as required under state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 4 contracts

Samples: Sales Agreement (Aimco Properties Lp), Equity Distribution Agreement (Aimco Properties Lp), Equity Distribution Agreement (Aimco Properties Lp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunderunder this Agreement or the Indenture, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, Agreement or the Indenture except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 4 contracts

Samples: Underwriting Agreement (Starwood Property Trust, Inc.), Starwood Property Trust, Inc., Starwood Property Trust, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder Shares or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 4 contracts

Samples: Equity Offeringsm Sales Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.), Terms Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.), Terms Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Regulatory Agency is necessary or required for the performance by the Company of its obligations hereunderunder this Agreement, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 4 contracts

Samples: Purchase Agreement (Premier Financial Corp), Underwriting Agreement (Great Southern Bancorp, Inc.), Underwriting Agreement (Enterprise Financial Services Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act1933 Act or the 1933 Act Regulations, the rules of Nasdaq, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 3 contracts

Samples: Underwriting Agreement (TriState Capital Holdings, Inc.), Underwriting Agreement (Ameris Bancorp), Underwriting Agreement (TriState Capital Holdings, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the Rules and Regulations, the rules of the NYSEThe Nasdaq Stock Market LLC, state securities laws or laws, the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 3 contracts

Samples: Agreement (Sundial Growers Inc.), Sundial Growers Inc., Sundial Growers Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by Company or each Bank to enter into, or perform their respective obligations under, the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder Operative Documents or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of 1933 Act Regulations, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 3 contracts

Samples: Underwriting Agreement (Firstbank Corp), Underwriting Agreement, Underwriting Agreement (Firstbank Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offeringCompany’s execution, issuance or sale delivery and performance of the Securities hereunder this Agreement or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 3 contracts

Samples: Underwriting Agreement (Napco Security Technologies, Inc), Underwriting Agreement (Napco Security Technologies, Inc), Underwriting Agreement (Napco Security Technologies, Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have already been already obtained or as may will be required obtained under the Securities Act, the rules of the NYSE, Act or as required under state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 3 contracts

Samples: Equity Distribution Agreement (BofI Holding, Inc.), Equity Distribution Agreement (BofI Holding, Inc.), Equity Distribution Agreement (BofI Holding, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance offering or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Agreement (Montrose Environmental Group, Inc.), Montrose Environmental Group, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSERules and Regulations, state securities laws or the rules of the Financial Industry Regulatory Authority (“New York Stock Exchange, state securities laws, the rules of FINRA”).

Appears in 2 contracts

Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by Company or the Company of its Bank to enter into, or perform their respective obligations hereunderunder, in connection with the offering, issuance or sale of the Securities hereunder this Agreement or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of 1933 Act Regulations, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (First Citizens Banc Corp /Oh), Underwriting Agreement

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, New York Stock Exchange and state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).Authority, Inc.

Appears in 2 contracts

Samples: Underwriting Agreement (Qep Resources, Inc.), Underwriting Agreement (Qep Resources, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Equity Distribution Agreement (National Health Investors Inc), Equity Distribution Agreement (National Health Investors Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any of its subsidiaries of their respective obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the Securities Act Regulations, the rules of the NYSEPrincipal Market, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”)FINRA rules.

Appears in 2 contracts

Samples: Open Market Sale (Senseonics Holdings, Inc.), Senseonics, Inc

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of to enter into, or perform its obligations hereunderunder, in connection with the offering, issuance or sale of the Securities hereunder Operative Documents or the consummation of the transactions contemplated by in this Agreement and the Deposit Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of 1933 Act Regulations, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (M&t Bank Corp), Underwriting Agreement (M&t Bank Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act or state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (AGNC Investment Corp.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental body, agency or court is necessary or required for the performance by the Company of its obligations hereunderunder this Agreement, in connection with the offering, issuance or sale of the Securities hereunder Shares or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of Securities Act, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority (“FINRA”).Authority, Inc.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Arthur J. Gallagher & Co.), Common Stock (Arthur J. Gallagher & Co.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale offering of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the 1933 Act Regulations, the rules of the NYSENew York Stock Exchange, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (BOISE CASCADE Co), Underwriting Agreement (BOISE CASCADE Co)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company and the Guarantor of its their obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Cbre Group, Inc.), Underwriting Agreement (Cbre Group, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Placement Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Common Stock (Homology Medicines, Inc.), Common Stock (Homology Medicines, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company Transaction Entities of its their obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws Act or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: American Assets Trust, L.P.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Regulatory Agency is necessary or required for the performance by the Company of its obligations hereunderunder this Agreement, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws Nasdaq Global Select Market (“Nasdaq”) or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Heartland Financial Usa Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company such Selling Stockholder of its obligations hereunder, in connection with the offering, issuance offering or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the Act Regulations, the 1940 Act, the 1940 Act Regulations, the rules of the NYSENasdaq, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Runway Growth Finance Corp.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, Exchange Act, the rules of the NYSEThe Nasdaq Global Market, state securities laws or the rules of the Financial Industry Regulatory Authority FINRA. (“FINRA”tt).

Appears in 1 contract

Samples: Equity Offeringsm Sales Agreement (Janux Therapeutics, Inc.)

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Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Authority is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Offered Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSEThe Nasdaq Stock Market LLC, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (HTG Molecular Diagnostics, Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity governmental entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, Act and state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).Authority, Inc.

Appears in 1 contract

Samples: Underwriting Agreement (Qep Resources, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company or the Operating Partnership of its their respective obligations hereunder, under this Agreement in connection with the offering, issuance offering or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except as such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Colony Starwood Homes)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (American Assets Trust, L.P.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of The NASDAQ Global Select Market (the NYSE“Exchange”), state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Equity Distribution Agreement (Strongbridge Biopharma PLC)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunderhereunder or under the Wycross Agreement, or in connection with the offering, issuance performance by the Company of its obligations with respect to the offering or sale of the Securities hereunder under this Agreement or the consummation of the transactions contemplated by this Agreement, Agreement or the Wycross Agreement except such as have been already obtained or as may be required under the Securities Act, Act or the rules of the NYSE, regulations promulgated thereunder or state securities laws or by the rules of NYSE or the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Sanchez Energy Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENASDAQ Stock Market LLC, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Prometheus Biosciences, Inc.

Absence of Further Requirements. No Except as noted herein, no filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, of any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already or will be obtained or as may be required under the Applicable Securities Act, Laws and the rules of the NYSE, state securities laws or the rules and regulations of the Financial Industry Regulatory Authority Authority, Inc. ("FINRA"), the TSX and the NYSE.

Appears in 1 contract

Samples: Equity Distribution Agreement (Platinum Group Metals LTD)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or its subsidiary of its their respective obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the Act regulations, the rules of the NYSENYSE American, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”)FINRA rules.

Appears in 1 contract

Samples: Terms Agreement (Senseonics Holdings, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency or any other entity or person is necessary or required for the performance by the Company or the Operating Partnership of its obligations hereundertheir obligations, as applicable, under this Agreement or in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by under this Agreement, except such as have been already obtained under the 1933 Act or the 1933 Act Regulations or as may be required under the Securities Act, the rules of the NYSE, state securities laws or under the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (the “FINRA”)) or the NYSE.

Appears in 1 contract

Samples: Underwriting Agreement (Simon Property Group L P /De/)

Absence of Further Requirements. No filing with, or authorizationconsent, approval, consent, licenseauthorization, order, registration, registration or qualification of or decree of, with any Governmental Entity is necessary or required for the execution, delivery and performance by the Company of its obligations hereunder, in connection with this Agreement or the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this AgreementSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as have been already obtained or as may be required under the Securities Act, the rules and regulations of the Commission thereunder, the rules of the NYSE, state the applicable securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).;

Appears in 1 contract

Samples: Underwriting Agreement (Lithia Motors Inc)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification consent or decree order of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, under this Agreement in connection with the offering, issuance or sale of the Securities hereunder Shares or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of 1933 Act Regulations, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Visa Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunderunder this Agreement, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, 1933 Act or the rules of the NYSE, 1933 Act Regulations or state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except (A) such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq Global Market, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Checkmate Pharmaceuticals, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity Regulatory Agency (as defined below) is necessary or required for the performance by the Company of its obligations hereunderunder this Agreement, in connection with the offering, issuance or sale of the Securities hereunder Notes or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (First Foundation Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of to enter into, or perform its obligations hereunderunder, in connection with the offering, issuance or sale of the Securities hereunder Operative Documents or the consummation of the transactions contemplated by in this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of 1933 Act Regulations, the NYSE, state securities laws of any state or non-U.S. jurisdiction or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (M&t Bank Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, or in connection with the offering, issuance or sale of the Securities hereunder Offered Shares under this Agreement or the consummation of the transactions contemplated by this Agreement, Agreement except such as have been already obtained or as may be required under the Securities Act, Act or the rules of the NYSE, regulations promulgated thereunder or state securities laws or the rules of by the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Gulfport Energy Corp)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq Global Market, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Galera Therapeutics, Inc.

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or offer and sale of the Securities hereunder Shares hereunder, or the consummation of the transactions contemplated by this Agreementhereby, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSERules and Regulations, state securities laws or the rules of the Financial Industry Regulatory Authority New York Stock Exchange, state securities laws, and the rules of FINRA. (“FINRA”v).

Appears in 1 contract

Samples: Bird Global, Inc.

Absence of Further Requirements. No Except as noted herein, no filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, of any Governmental Entity court or governmental authority or agency is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already or will be obtained or as may be required under the Applicable Securities Act, Laws and the rules and regulations of the NYSE, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”)) and the Exchanges.

Appears in 1 contract

Samples: Platinum Group Metals LTD

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company or any Guarantor of its obligations hereunder, in connection with the offering, issuance or sale of the Securities hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities 1933 Act, the rules of the NYSE1933 Act Regulations, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (TreeHouse Foods, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the Exchange Act, the rules of the NYSEPrincipal Market, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Open Market Sale Agreement (Finch Therapeutics Group, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Placement Shares hereunder or the consummation of the transactions contemplated by this Agreement, except such as have been already obtained or as may be required under the Securities Act, the rules of the NYSENasdaq, state securities laws or the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Common Stock (Homology Medicines, Inc.)

Absence of Further Requirements. No filing with, or authorization, approval, consent, license, order, registration, qualification or decree of, any Governmental Entity is necessary or required for the performance by the Company of its obligations hereunder, in connection with the offering, issuance or sale of the Securities Shares hereunder or the consummation of the transactions contemplated by this Agreement, except (A) such as have been already obtained or as may be required under the Securities Act, the rules of the NYSEPrincipal Market, state securities laws or the rules of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Tarsus Pharmaceuticals, Inc.

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