1940 Act. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is altered by a rule, regulation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.
Appears in 32 contracts
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust Ii), Investment Sub Advisory Agreement (Northern Lights Fund Trust Ii), Investment Sub Advisory Agreement (Northern Lights Fund Trust Ii)
1940 Act. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is altered by a rule, regulation or order of the SECCommission, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.
Appears in 23 contracts
Sources: Distribution Agreement (Advisors Preferred Trust), Distribution Agreement (Advisors Preferred Trust), Distribution Agreement (Advisors Preferred Trust)
1940 Act. Where In addition, where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is altered modified or interpreted by a rule, regulation any applicable order or order orders of the SECSEC or any rules or regulations adopted by, whether of special or general applicationinterpretative releases of, the SEC thereunder, such provision shall be deemed to incorporate the effect of such order, rule, regulation or orderinterpretative release.
Appears in 1 contract
Sources: Interim Investment Sub Advisory Agreement (DWS Securities Trust)