The over 1,258,166 contracts contained on this website are SEC document filings that have been catalogued and indexed by contract type, state/jurisdiction, company, signees and filing date. Read more
US Highland, Inc. – Contract (September 13th, 2018)
Thompson Designs – September 11, 2018 VIA EMAIL Dear David: (September 13th, 2018)
On behalf of the Board of Directors of BioPharmX Corporation (the "Company"), I am very pleased to confirm our offer to you of employment with the Company. Subject to your acceptance of this offer and the conditions set forth below, your employment with the Company shall be governed by the following terms and conditions (this "Agreement").
To: Qualcomm Incorporated 5775 Morehouse Drive San Diego, California 92121-1714 a/C: TBD From: Citibank, N.A. Re: Accelerated Stock Buyback Ref. No: As Provided in the Supplemental Confirmation Date: September 12, 2018 (September 13th, 2018)
This master confirmation (this Master Confirmation), dated as of September 12, 2018, is intended to set forth certain terms and provisions of certain Transactions (each, a Transaction) entered into from time to time between Citibank, N.A. (Dealer) and Qualcomm Incorporated (Counterparty). This Master Confirmation, taken alone, is neither a commitment by either party to enter into any Transaction nor evidence of a Transaction. The additional terms of any particular Transaction shall be set forth in a Supplemental Confirmation in the form of Schedule A hereto (a Supplemental Confirmation), which shall reference this Master Confirmation and supplement, form a part of, and be subject to this Master Confirmation. This Master Confirmation and each Supplemental Confirmation together shall constitute a Confirmation as referred to in the Agreement specified below.
DAVIDsTEA Inc. – Recitals (September 13th, 2018)
WHEREAS the Borrower and the Lender have entered into a credit agreement dated as of April 24, 2015 in connection with the establishment of certain credit facilities, as amended by amendment no. 1 dated September 15, 2016 (collectively, the "Credit Agreement");
Praco – Common Stock Purchase Warrant Arista Financial Corp. (September 13th, 2018)
This COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received (in connection with the issuance of the $137,500.00 convertible promissory note to the Holder (as defined below) of even date) (the "Note"), FirstFire Global Opportunities Fund, LLC, a Delaware limited liability company (including any permitted and registered assigns, the "Holder"), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof during the Exercise Period, to purchase from Arista Financial Corp., a Nevada corporation (the "Company"), up to 50,000 shares of Common Stock (as defined below) (the "Warrant Shares") (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) at the Exercise Price per share then in effect. This Warrant is issued by the Company as of the date hereof in connection with that certain securities purchase agreement d
Dated 13 September 2018 (1) the Hanover Insurance Group, Inc. And (2) China Reinsurance (Group) Corporation Agreement for the Sale and Purchase of Shares in the Capital of the Hanover Insurance International Holdings Limited, Chaucer Insurance Company Designated Activity Company and Hanover Australia Holdco Pty Ltd (September 13th, 2018)
Bison Capital Acquisition Corp – EXHIBIT H to Merger Agreement FORM OF ESCROW AGREEMENT (September 13th, 2018)
This ESCROW AGREEMENT (this "Agreement") is made and entered into as of [*], 2018, by and among: (i) Bison Capital Acquisition Corp., a British Virgin Islands company which, prior to the consummation of the transactions contemplated by the Merger Agreement (as defined below), will domesticate as a Delaware corporation and, immediately thereafter will be known as "Xynomic Pharmaceuticals Holdings, Inc." ("Parent"), (ii) Yinglin Mark Xu, solely in his capacity under the Merger Agreement as the Stockholder Representative (the "Stockholder Representative"); and (iii) Continental Stock Transfer & Trust Company, as escrow agent (the "Escrow Agent"). Capitalized terms used herein but not defined herein shall have the meanings given to such terms in the Merger Agreement (as defined below).
Federal Home Loan Bank of Indianapolis – Trade Date CUSIP Settlement Date Maturity Date Next Pay Date Call Type1 Call Style2 Rate Type/ Rate Sub-Type3,4 Next Call/Amort Date Coupon Percent FHLBank Par ($) (September 13th, 2018)
Lloyds Bank Plc CityMark (September 13th, 2018)
Atlantic Acquisition Corp. – Form of Employment Agreement (September 13th, 2018)
This EMPLOYMENT AGREEMENT (this "Agreement"), dated as of August 22, 2018, by and among HF GROUP HOLDING CORPORATION a Delaware corporation having its principal executive offices in Greensboro, NC (the "Company"), and CHAN SIN WONG ("Executive").
Openwave Systems Ltd – March 21, 2018 (September 13th, 2018)
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of September 12, 2018 Among METHODE ELECTRONICS, INC., as the Company, CERTAIN SUBSIDIARIES OF THE COMPANY IDENTIFIED HEREIN, as the Designated Borrowers, BANK OF AMERICA, N.A., (September 13th, 2018)
This CREDIT AGREEMENT ("Agreement") is entered into as of September 12, 2018, among METHODE ELECTRONICS, INC., a Delaware corporation (the "Company"), certain Subsidiaries of the Company party hereto pursuant to Section 2.17 (each a "Designated Borrower" and together with the Company, the "Borrowers" and each individually, a "Borrower"), each lender from time to time party hereto (collectively, the "Lenders" and individually, a "Lender"), WELLS FARGO BANK, NATIONAL ASSOCIATION, as L/C Issuer, and BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer.
Cherokee Inc. – Contract (September 13th, 2018)
THIS WARRANT AND ANY SECURITIES OBTAINABLE UPON ITS EXERCISE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE'S SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION UNDER THE SECURITIES ACT OR PURSUANT TO AN EXEMPTION THEREFROM.
Amended and Restated Harte Hanks 2013 Omnibus Incentive Plan (September 13th, 2018)
Drive Auto Receivables Trust 2018-4 – ADMINISTRATION AGREEMENT Between DRIVE AUTO RECEIVABLES TRUST 2018-4, as Issuer, SANTANDER CONSUMER USA INC., as Administrator and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee Dated as of September 19, 2018 (September 13th, 2018)
ImageWare Systems, Inc. – Exchange Agreement (September 13th, 2018)
This Exchange Agreement (this "Agreement") is dated as of September __, 2018 (the "Closing Date"), by and among ImageWare Systems, Inc., a Delaware corporation (the "Company"), and ________ ("______").
Private & Confidential (September 13th, 2018)
This letter agreement (the Agreement) outlines the terms and conditions of your retirement from Carlisle Companies Incorporated and, to the extent applicable, its subsidiaries and affiliates (collectively, the Company).
Exchange Agreement (September 13th, 2018)
THIS EXCHANGE AGREEMENT (this "Agreement") is entered into and effective as of September 7, 2018 (the "Effective Date") by and between ASCENT SOLAR TECHNOLOGIES, INC., a Delaware corporation (the "Company") and BAYBRIDGE CAPITAL FUND, LP, a Delaware limited partnership (hereinafter, the "Holder"). Each of the Company and the Holder may be referred to individually as a "Party" and collectively as the "Parties".
Drive Auto Receivables Trust 2018-4 – SALE AND SERVICING AGREEMENT by and Among DRIVE AUTO RECEIVABLES TRUST 2018-4, as Issuer SANTANDER DRIVE AUTO RECEIVABLES LLC, as Seller SANTANDER CONSUMER USA INC., as Servicer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Indenture Trustee Dated as of September 19, 2018 (September 13th, 2018)
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of JAMBA, INC. (September 13th, 2018)
Drive Auto Receivables Trust 2018-4 – DRIVE AUTO RECEIVABLES TRUST 2018-4 Class A-1 2.45136% Auto Loan Asset Backed Notes Class A-2-A 2.78% Auto Loan Asset Backed Notes Class A-2-B LIBOR + 0.27% Auto Loan Asset Backed Notes Class A-3 3.04% Auto Loan Asset Backed Notes Class B 3.36% Auto Loan Asset Backed Notes Class C 3.66% Auto Loan Asset Backed Notes Class D 4.09% Auto Loan Asset Backed Notes INDENTURE Dated as of September 19, 2018 WILMINGTON TRUST, NATIONAL ASSOCIATION, as the Indenture Trustee (September 13th, 2018)
SVMK Inc. – September 10, 2018 Alexander J. Lurie C/O SVMK Inc. One Curiosity Way San Mateo, CA 94403 Re: Confirmatory Employment Letter Dear Alexander: (September 13th, 2018)
This letter agreement (the Agreement) is entered into between Alexander J. Lurie (you) and SVMK Inc. (together with its affiliates and subsidiaries, the Company, we, or SurveyMonkey). This Agreement is effective as of the date you sign it, as indicated below. The purpose of this Agreement is to confirm the current terms and conditions of your employment.
Third Amended and Restated Credit Agreement (September 13th, 2018)
THIRD AMENDED AND RESTATED CREDIT AGREEMENT, dated as of September 13, 2018 (as amended from time to time, this "Agreement"), among EL PASO ELECTRIC COMPANY, a Texas corporation ("El Paso"), THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association with trust powers, not in its individual capacity, but solely in its capacity as successor trustee of the Rio Grande Resources Trust II (said trustee being the successor to JPMorgan Chase Bank, N.A., formerly known as JPMorgan Chase Bank, successor by merger to The Chase Manhattan Bank, successor by merger to Chase Bank of Texas, National Association, successor by change of name to Texas Commerce Bank National Association, as trustee of the Rio Grande Resources Trust II) (in such capacity, including any successor thereto, the "Trustee"; each of El Paso and the Trustee is referred to individually herein as a "Borrower" and collectively as the "Borrowers"), the Lenders (as defined in Article I) named herein and from time
Cherokee Inc. – Pledge and Security Agreement (September 13th, 2018)
PLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of August 3, 2018, made by each of the Grantors referred to below, in favor of Gordon Brothers Finance Company, a Delaware corporation, in its capacity as collateral agent for the Secured Parties referred to below (in such capacity, together with its successors and assigns in such capacity, if any, the "Collateral Agent").
Cortex Pharmaceuticals – Common Stock and Warrant Purchase Agreement (September 13th, 2018)
This Common Stock and Warrant Purchase Agreement, dated as of [ ], 2018 (this "Agreement"), is entered into by and among RespireRx Pharmaceuticals Inc. (the "Company"), a corporation incorporated in the state of Delaware, and the undersigned persons and entities listed on the schedule of investors attached hereto as Schedule I (the "Investors"). This Agreement is expected to be one of several like agreements, collectively the "Common Stock and Warrant Purchase Agreements."