private issuer definition

private issuer means an issuer

private issuer means any Person other than a Public Issuer.

private issuer means an issuer with securities for which a market quotation is not readily available.

Examples of private issuer in a sentence

• Foreign Private Issuer We are a "foreign private issuer” as defined under the Securities Exchange Act of 1934, as amended (the "Exchange Act”).

• The Company is a Foreign Private Issuer and is not an investment company registered or required to be registered under the U.S. Investment Company Act of 1940.

• Endeavour is a "Foreign Private Issuer" as defined in Rule 405 under U.S. Securities Act.

• A Foreign Private Issuer may follow its home country practice in lieu of the requirements of Rule 14.207(b)(3) by utilizing the process described in Rule 14.407(a)(3), including but not limited to the requirement to submit to IEX a written statement from an independent counsel in such Company’s home country certifying that the Company’s practices are not prohibited by the home country’s laws.

• Xxxxx will also be furnishing copies of the proxy statement and form of proxy card to the SEC and TASE as exhibits to a Report of Foreign Private Issuer on Form 6-K to be filed by Xxxxx.

More Definitions of private issuer

private issuer means a “foreign private issuer” as that term is defined in Rule 405 under the US Securities Act. Without limiting the foregoing, but for greater clarity in this Schedule, it means any issuer which is: a corporation or other organization incorporated under the laws of any foreign country, except an issuer meeting the following conditions as of the last Business Day of its most recently completed second fiscal quarter: (1) more than 50 percent of the outstanding voting securities of such issuer are held of record either directly or indirectly by residents of the United States; and (2) any of the following; (i) the majority of the executive officers or directors of the issuer are United States citizens or residents, (ii) more than 50 percent of the assets of the issuer are located in the United States, or (iii) the business of the issuer is administered principally in the United States; General Solicitation or General Advertising means “general solicitation or general advertising”, as used in Rule 502(c) under the U.S. Securities Act, including any advertisement, article, notice or other communication published in any newspaper, magazine, on the internet or similar media or broadcast over radio or television or on the internet, or any seminar or meeting whose attendees had been invited by general solicitation or general advertising;

private issuer means an issuer with securities for which a market quotation is not readily available, other than cash equivalents.

private issuer means a private com-pany or a private

private issuer means DZ BANK Perpetual Funding Private Issuer (Jersey) Limited, a company incorporated in Jersey and organised under the Companies (Jersey) Law 1991.

private issuer means a Person:

private issuer means an issuer, other than a mutual fund,

private issuer means an issuer- that is not a reporting issuer; whose securities, other than non-voting debt securities- are subject to restriction on transfer; and are beneficially owned by no more than fifty persons, not including senior officers and employees or former senior officers and former employees of the issuer and its affiliates; that does not distribute securities in the securities market on a frequent basis; and that meets such other requirements under the regulations;