Examples of Form 10 in a sentence
Placement Agent As set forth in the Form 10 or the Company’s subsequently filed annual report on Form 10-K, quarterly report on Form 10-Q or current report on Form 8-K.
The Company is not a shell company (as defined in Rule 405) and has not been a shell company for at least 12 calendar months previously and if it has been a shell company at any time previously, has filed current Form 10 information (as defined in Instruction I.B.6. of Form S-3) with the SEC at least 12 calendar months previously reflecting its status as an entity that is not a shell company.
GRAIL shall file with the SEC any amendments or supplements to the Form 10 as may be necessary or advisable in order to cause the Form 10 to become and remain effective as required by the SEC or federal, state or other applicable securities Laws.
In the event of a conflict between any provisions of this Xxxxx XXX, on the one hand, and any other terms of this Agreement, the Investment Advisory Agreement, any Subscription Agreement or the Form 10 of the Company, on the other hand, the provisions of this Annex III shall control.
The Custodian shall take all reasonable action, as the applicable Customer may from time to time request, to obtain year to year favorable opinions from the Customer’s independent accountants with respect to its activities hereunder in connection with the preparation of the applicable Customer’s Form 10 and Form 10-K or other reports filed with the SEC and with respect to any other requirements of the SEC.