Alberta Securities Laws definition

Alberta Securities Laws means the securities laws, rules, regulations and published policy statements applicable within the Province of Alberta.
Sample 1Sample 2Sample 3
Alberta Securities Laws means the Securities Act (Alberta) and the rules and regulations thereunder and the blanket rulings, orders, instruments and published policies adopted or issued by the Alberta Securities Commission.
Sample 1Sample 2
Alberta Securities Laws means the Securities Act (Alberta) and the regulations and rules thereunder and the blanket rulings and orders issued by the Alberta Securities Commission.
Sample 1Sample 2Sample 3

Examples of Alberta Securities Laws in a sentence

  • Terms used in this Agreement have the same meaning as provided in the Alberta securities laws, a defined term in the Act.

  • General principles relating to prospectus requirement A distribution of securities by an issuer with connections to Alberta may, depending on the facts and circumstances surrounding the transaction, be subject to the prospectus requirement under Alberta securities laws even if the initial purchaser is not located in Alberta.

  • Alberta securities laws require only that you be provided annual financial statements and information regarding how the issuer used the proceeds.

  • Narayan admitted that he was an officer and director of the respondent corporations (Corporate Respondents) and that he authorized the breaches of Alberta securities laws by the Corporate Respondents.

  • However, the exemptions are available to issuers with less than a fundamental connection that seek clarity regarding compliance with Alberta securities laws.

  • In October 2011, Prospera Mortgage agreed to discontinue distributing securities in reliance on the OM Exemption until it had filed an offering memorandum that complied with Alberta securities laws.

  • With that knowledge, Cochrane had every reason to obtain legal advice in respect of the IES distributions to satisfy himself that he was at no risk of contravening Alberta securities laws in that process.

  • Thus, both through him as CEO and more generally among its principals, IES, too, knew quite specific details about Alberta securities laws that were relevant to the IES distributions.

  • TSX Venture Exchange will file with the Commission quarterly financial statements prepared in accordance with Canadian GAAP within 60 days of the end of each financial quarter or any shorter period provided in Alberta securities laws for reporting issuers to file their financial statements.

  • Indirect distributions into Alberta The definition of “distribution” under Alberta securities laws includes “a transaction or series of transactions involving a purchase and sale or a repurchase and resale in the course of or incidental to a distribution”.


More Definitions of Alberta Securities Laws

Alberta Securities Laws means the Act, the regulations and any decisions made by the Commission or the Executive Director and any extra‐provincial securities laws adopted or incorporated by reference under section 211.4.
Sample 1Sample 2
Alberta Securities Laws means this Act, the regulations and any decisions made by the Commission or the Executive Director;
Sample 1
Alberta Securities Laws means the Securities Act (Alberta) (the “ASA”), the rules and regulations thereunder and the rules and policies of the Alberta Securities Commission (“ASC”). We express no opinion with respect to any filings, proceedings, permits, consents, orders or authorizations, which may be required in connection with any transaction involving a party having the status of an insider of the Corporation under Applicable Securities Laws. Based upon the foregoing and subject to the qualifications herein expressed, we are of the opinion that:
Sample 1
Alberta Securities Laws means the Securities Act (Alberta) and the regulations and rules thereunder and the blanket rulings and orders issued by the Alberta Securities Commission; (ii) the term “British Columbia Securities Laws” means the Securities Act (British Columbia) and the regulations, rules and forms thereunder and the blanket rulings and orders issued by the British Columbia Securities Commission; (iii) the term “Ontario Securities Laws” means the Securities Act (Ontario) (the “OSA”) and the regulations and rules thereunder and the blanket rulings and orders issued by the Ontario Securities Commission; and (iv) the term “Applicable Securities Laws” means, collectively, the Alberta Securities Laws, the British Columbia Securities Laws and the Ontario Securities Laws.
Sample 1

Related to Alberta Securities Laws

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Israeli Securities Law means the Israeli Securities Law 5728-1968, as amended and the rules and regulations promulgated thereunder from time to time.

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Canadian Securities Laws means all applicable securities laws in each of the provinces and territories of Canada and the respective regulations made thereunder, together with applicable published fee schedules, prescribed forms, rules, multilateral or national instruments, orders, rulings and other regulatory instruments issued or adopted by the Securities Commissions.

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Applicable Canadian Securities Laws means, collectively, and as the context may require, the applicable securities legislation of each of the provinces and territories of Canada, and the rules, regulations, instruments, orders and policies published and/or promulgated thereunder, as such may be amended from time to time prior to the Effective Date;

  • Applicable Securities Law means the securities laws of the United States, including without limitation the Exchange Act and the Securities Act and any applicable securities law of any State of the United States (and any rules or regulations promulgated thereunder), in each case as may be in effect from time to time.

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Securities Act means the Securities Act of 1933, as amended.

  • Charities Act means the Charities Act 2011;

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • Hague Securities Convention means The Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary (Concluded 5 July 2006), which became effective in the United States of America on April 1, 2017.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • Israeli Companies Law means the Israeli Companies Law, 5759-1999.

  • BC Act means the Securities Act (British Columbia), the regulations and rules made thereunder and all administrative policy statements, blanket orders, notices, directions and rulings issued or adopted by the British Columbia Securities Commission, all as amended;