Purchasers. On or prior to the Closing Date, each Purchaser shall deliver or cause to be delivered to the Company the following:
Purchasers a. Contractor acknowledges that use of the Contract by any city, county, state agency, state school district, state higher education institution, public utility district, Medicaid provider, or organization that has a Master Contract Usage Agreement (MCUA) is discretionary.
Purchasers. Name and Address of Purchasers Number of Shares Per Share Purchase Price Aggregate Purchase Price $ 0.25 $ EXHIBIT A LEGEND THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. Exhibit B Form of New Convertible Note Indenture (Attached) Exhibit B has been omitted pursuant to instruction 2 to Item 601 of Regulation S-K. See Exhibit (b)(1) of this Schedule TO for the form of indenture between U.S. Bank National Association, as trustee, and Emergent Capital, Inc. with respect to the 5.00% Senior Unsecured Convertible Notes Due 2023 to be issued by Emergent Capital, Inc. Exhibit (b)(1) modifies Exhibit B to the Master Transaction Agreement as follows: · sets the Final Maturity Date at February 15, 2023; · adds the Stock Price/Additional Shares table to Section 4.06; · makes changes throughout the form of indenture to reflect that New Unsecured Notes will be issued in both $1,000 denominations (in respect of New Unsecured Notes issued in exchange for the aggregate of $70,743,000 principal amount of Old Notes that were originally issued under the Old Notes Indenture) and $1.00 denominations (with respect to (i) New Unsecured Notes issued in exchange for the $3,447,450 in aggregate principal amount of Old Notes that were issued in lieu of the payment of cash interest due on the Old Notes on February 15, 2017 and (ii) New Unsecured Notes issued on the Settlement Date in respect of accrued and unpaid interest on the Old Notes that are tendered in the Exchange Offer through but excluding the Settlement Date); and · removes certain restrictions to conversion contained in Section 4.01(d) and the corresponding definition of “Note Trading Price.” Exhibit C Form of New Senior Note Indenture (Attached) EMERGENT CAPITAL, INC., as Issuer,
Purchasers s/ Billx Xxxxxxx --------------------------------------------- Name: Billx Xxxxxxx Title: Owner Company: Tarpon Investments, L.L.C. PURCHASERS: /s/ N. John Xxxxxxx, Xx. --------------------------------------------- Name: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx, XX 00000 Xxxn: Campxxxx X. Lxxxxx XXX Phone: (334) 000-0000 Xxx: (334) 000-0000 Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx X...
Purchasers. See the introductory paragraph to this Agreement.
Purchasers. MELLON VENTURES II, L.P. By its general partner MVMA II L.P. By its general partner MVMA Inc. By: /s/ Ryan Busch ------------------------------------ Ryan Busch, Senior Associate XXXX XXL By: /s/ Chris Evans ------------------------------------ Chris Evans, President /x/ Xxxxx Evans --------------------------------------- Towner International Services SRL, Secretary, by its authorized signatory HARBOURVEST PARTNERS VI - DIRECT FUND L.P. By: HarbourVest VI - Direct Associates LLC By: HarbourVest Partners, LLC By: /s/ Ofer Nemirovsky -------------------------- SIGNATURE PAGE TO THE PURCHASE AGREEMENT WPG SOFTWARE FUND, L.P. By: Weiss, Peck & Greer, L.L.C., xxx Genxxxx Partner By: /s/ Benjamin James Taylor ------------------------------------ Name: Ben Taylor Title: Managing Xxxxxxxx WPG INSTITUTIONAL SOFTWARE FUND, L.P. By: Weiss, Peck & Greer, L.L.C. ixx Xenexxx Xartner By: /s/ Benjamin James Taylor ------------------------------------ Name: Ben Taylor Title: Managing Xxxxxxxx WPG RAYTHEON SOFTWARE FUND, L.P. By: Weiss, Peck & Greer, L.L.C. ixx Xenexxx Xartner By: /s/ Benjamin James Taylor ------------------------------------ Name: Ben Taylor Title: Managing Xxxxxxxx SIGNATURE PAGE TO THE PURCHASE AGREEMENT SELIGMAN NEW TECHNOLOGIES FUND II, INC. By: J. & W. Seligman & Co. Incoxxxxxxxx, xts investment adviser By: /s/ Richard Schmaltz ------------------------------------- Name: Richard Schmaltz Title: Mxxxxxxx Xxxxxxxx SIGNATURE PAGE TO THE PURCHASE AGREEMENT EXHIBIT A --------- SCHEDULE OF PURCHASERS INITIAL PURCHASERS ------------------ NO. OF SHARES OF NO. OF SHARES OF NO. OF SHARES OF ---------------- ----------------- ---------------- NAME/ADDRESS/FAX NO. SERIES E-1 SERIES E-2 SERIES E-3 -------------------- ---------- ---------- ---------- PREFERRED STOCK PREFERRED STOCK PREFERRED STOCK --------------- --------------- --------------- Mellon Ventures II, L.P. 3,125,000 c/o Mellon Ventures, Inc. Attn: Ryan Busch One Mellon Center, Suite 5300 Pittsburgh, PA 15258-0001 Fxx: (000) 000-0000 Xxxx SRL 2nd Street 8,000,000 Holetown St. James Barbados HarbourVest VI - Direct Fund L.P. Attn: Ofer Nemiroxxxx 3,750,000 One Financial Cxxxxx, 00xx Xxxor Boston, MA 02111 Fax: (617) 350-0300
Purchasers s/ Xxxxx X. Xxxxxxxxx -------------------------------------------------- By: Xxxxx X. Xxxxxxxxx ---------------------------------------------- Title: Principal, Investment Banking ------------------------------------------- SIGNATURE PAGE TO STOCK PURCHASE AGREEMENT
Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, A CALIFORNIA LIMITED PARTNERSHIP By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 PURCHASERS: XXX XXXXX By: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd....
Purchasers. To the respective addresses set forth below the Purchaser’s signature at the foot of this Agreement. With a copy (not constituting notice): Company: The Singing Machine Company, Inc. Attention: Xxxxx Xxxxx 0000 Xxxxx Xxxx, Building A-7 Coconut Creek, FL 33073 With a copy to (not constituting notice): Sichenzia Xxxx Xxxxxxxx Xxxxxxx LLP Attention: Xxxxxx X. Xxxxxx, Esq. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Any notice being delivered within the continental United States shall be deemed delivered upon (a) personal service, or (b) transmission via facsimile (with the original thereof to be immediately sent via mail, postage prepaid), or (c) forty eight (48) hours after the time of deposit in the mail, as the case may be. In the event any Party changes its address, such change of address shall be communicated to the other Party in the manner set forth in this Section.
Purchasers. Each Purchaser severally (and not jointly) hereby represents and warrants to the Company solely as to such Purchaser that:
