SEF Official definition

SEF Official means any Director or Officer of, or individual employed directly by, BSEF, the Regulatory Services Provider or any individual rendering similar services to BSEF under an administrative or similar agreement.
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SEF Official means any Director or Officer of, or individual employed directly by, the SEF, the Regulatory Services Provider or any individual rendering similar services to the SEF under an administrative or similar agreement.
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SEF Official means any Director or Officer of, or individual employed directly by, Tradition SEF, the Regulatory Services Provider or any individual rendering similar services to Tradition SEF under an administrative or similar agreement.
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Examples of SEF Official in a sentence

  • Gifts and Gratuities Except as permitted in Writing by the Chief Compliance Officer, no Participant or Authorized Trader shall, directly or indirectly, give or permit to be given anything of value (including gratuities) to a SEF Official or BSEF, including any agents or independent contractors of BSEF.

  • No SEF Official will interfere with or attempt to influence the process or resolution of any inquiry, investigation, disciplinary or appeals proceeding, summary imposition of fines, summary suspension or other summary action.

  • Disclosing Orders Prohibited No Person shall disclose another Person’s RFQ or Order to buy or sell except to a designated SEF Official or the CFTC, and no Person shall solicit or induce another Person to disclose RFQ or Order information.

  • BSEF will not accept the registration as an Authorized Trader of any individual who is a SEF Official.

  • Prohibition of Misstatements It shall be an offense to make any knowing misstatement of a material fact to BSEF, any SEF Official, any Board committee or SEF panel, the Compliance Department and/or agents of BSEF (including the Regulatory Services Provider) or any Participant or any of its Account Managers, Authorized Traders or Supervised Persons.

  • Prohibition of Misstatements It shall be an offense to make any knowing misstatement of a material fact to BSEF, any SEF Official, any Board committee or SEF panel, the Compliance Department and/or agents of BSEF (including the Regulatory Services Provider) or any Participant or any of its Account Managers, Authorized Traders or Supervised Persons.RULE 510.

  • No SEF Official will interfere with or attempt to influence the process or resolution of a Disciplinary Action except to the extent provided under the SEF Rules with respect to a proceeding in which the SEF Official is a member of the relevant panel.

  • Disclosing Orders Prohibited No Participant shall disclose another Customer’s Order to buy or sell except to a designated MarketAxess SEF Official or the CFTC, and no Participant shall solicit or induce another Participant to disclose Order information.

  • Prohibition of Misstatements No Participant shall make any knowing false or misleading statement of a material fact, or omit to state any material fact that is necessary to make such statement not misleading, to the MarketAxess SEF, any MarketAxess SEF Official or any Board committee or MarketAxess SEF panel.

  • Rule 1001(d) shall not prohibit a MarketAxess SEF Official, agent or independent contractor of the MarketAxess SEF from disclosing material, non-public information while discharging his or her official duties and responsibilities, including disclosures to another Self-Regulatory Organization, linked MarketAxess SEF, court of competent jurisdiction, or a representative of any agency or department of the federal or state government.


More Definitions of SEF Official

SEF Official means any Director or Officer of, or individual employed directly by, Tera, the Regulatory Services Provider or any individual rendering similar services to Tera under an administrative or similar agreement.
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SEF Official means any Director or Officer of, or individual employed directly by, BSEF, the Regulatory Services Provider or any individual
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SEF Official means any Director or Officer of, or individual employed directly by, GTX, the Regulatory Services Provider or any individual rendering similar services to GTX under an administrative or similar agreement.
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SEF Official means any Director or Officer of, or individual employed directly by, SDX Trading, the Regulatory Services Provider or any individual rendering similar services to SDX Trading under an administrative or similar agreement.
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Related to SEF Official

  • Election official means any election officer, election judge, or poll worker.

  • Management Official means General Manager, Manager, President, or Chief Executive Officer.

  • Government Official means (a) any official, officer, employee, or representative of, or any person acting in an official capacity for or on behalf of, any Governmental Authority, (b) any salaried political party official, elected member of political office or candidate for political office, or (c) any company, business, enterprise or other entity owned or controlled by any person described in the foregoing clauses;

  • School Official For the purposes of this Agreement and pursuant to 34 CFR 99.31 (B), a School Official is a contractor that: (1) Performs an institutional service or function for which the agency or institution would otherwise use employees; (2) Is under the direct control of the agency or institution with respect to the use and maintenance of education records; and (3) Is subject to 34 CFR 99.33(a) governing the use and re-disclosure of personally identifiable information from Education Records. Student Data: Student Data means personally identifiable information, whether gathered by Contractor or provided by LEA or its users, students, or students’ parents/guardians, that is descriptive of the student including, but not limited to, information in the student’s educational record or email, first and last name, home address, telephone number, email address, or other information allowing online contact, discipline records, videos, test results, special education data, juvenile dependency records, grades, evaluations, criminal records, medical records, health records, social security numbers, biometric information, disabilities, socioeconomic information, food purchases, political affiliations, religious information text messages, documents, student identifies, search activity, photos, voice recordings or geolocation information. Student Data shall constitute Education Records for the purposes of this Agreement, and for the purposes of Utah and federal laws and regulations. Student Data as specified in Exhibit “B” is confirmed to be collected or processed by the Contractor pursuant to the Services. Student Data shall not constitute that information that has been anonymized or de-identified, or anonymous usage data regarding a student’s use of Contractor’s services.

  • Chief election official means the state official or body that is authorized to certify the total number of popular votes for each presidential slate;

  • Applicable Public Official or State Employee means any public official or state employee described in

  • Applicable public official means a person elected to an office or a person appointed to complete a term of an elected office, who has the authority to award or influence the award of the contract for which the prospective contractor is submitting a competitive sealed proposal or who has the authority to negotiate a sole source or small purchase contract that may be awarded without submission of a sealed competitive proposal.

  • Ex officio means membership “by virtue of office” and includes all rights, responsibilities, and power to vote unless otherwise specified;

  • City Official means any elected official, employee, appointee to a board or commission, or citizen volunteer authorized to act on behalf of the City of Portland, Oregon.

  • Presidential elector certifying official means the state official or body that is