Relevant Regulators definition

Relevant Regulators means the RI Regulator and any other Governmental Authority agreed in writing by the Parties after the date of this Agreement (each Party acting reasonably and in good faith in respect of the same), and “Relevant Regulator” means any of them.
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Relevant Regulators mean the PBOC, China Banking Regulatory Commission, and China Securities Regulatory Commission or their branches;
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Relevant Regulators means any relevant regulatory or industry body or law enforcement agency (including, without limitation, the SFC, SEHK and overseas regulatory authorities) applicable to the Bank at any time and from time to time.
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Examples of Relevant Regulators in a sentence

  • Words and phrases defined in the Rules of the Relevant Regulators have the same meaning in this Agreement unless expressly defined in this Agreement.

  • The Client shall also inform the Relevant Regulators of the identity, address, occupation and contact details of any third party (if different from the Client/the ultimate beneficiary) who originated the transaction.

  • RBC Paris Branch is regulated by the French prudential and resolution authority (Autorité de contrôle prudentiel et de résolution – the "ACPR") and the French financial market authority (Autorité des marchés financiers – the "AMF") (together referred to as the "French Relevant Regulators").

  • The PRA and FCA are together referred to as the "Relevant Regulators".

  • In addition, the Client shall immediately inform the Brokerwhenhisdiscretion in respect of any transaction effectedfor such scheme, fund, account or trust has been overridden and, upon request by the Broker, immediately inform the Relevant Regulators of the identity, address, occupation, and contact details of the person(s) who gave the overriding Instructions.

  • The Customer undertakes to disclose such other information concerning itself to the Company within the time the Company specified as may be required for the Company to comply with the applicable laws, rules, regulations, and/ or the requirements of Relevant Regulators.

  • The terms and conditions included must, in the Relevant Regulator's opinion, be reasonable.

  • In addition, the Client shall immediately inform the Broker when his discretion in respect of any transaction effected for such scheme, fund, account or trust has been overridden and, upon request by the Broker, immediately inform the Relevant Regulators of the identity, address, occupation, and contact details of the person(s) who gave the overriding Instructions.


More Definitions of Relevant Regulators

Relevant Regulators means the Securities and Exchange Commission, Capital Market Supervisory Board, Office of the Securities and Exchange Commission, Derivatives Exchanges, Thailand Securities Depository Co., Ltd., the Thailand Clearing House Co. Ltd., and/or any regulators that are obligated to supervise securities and/or Derivatives businesses, the Bank of Thailand, and other financial regulators under
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Related to Relevant Regulators

  • Relevant Regulator means the PRA or any successor entity or other entity primarily responsible for the prudential supervision of the Issuer.

  • relevant regulations means, at any time, any requirements of Austrian law or contained in the regulations, requirements, guidelines or policies of the Competent Authority, the European Parliament and/or the European Council, then in effect in the Republic of Austria and applicable to the BAWAG Regulatory Group and/or (as the case may be) the Issuer, including but not limited to the provisions of the BWG, the CRD, the CRR, the CDR and the SSM Regulation, in each case as amended from time to time, or such other law, regulation or directive as may come into effect in place thereof.

  • Plant regulator means any substance or mixture of

  • Procurement Regulations means, for purposes of paragraph 87 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated July 2016, revised November 2017 and August 2018.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • Development regulations or "regulation" means the controls

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Regulators means the SFC, the relevant Exchange, the relevant clearing house and any other regulator whether in Hong Kong or elsewhere;

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Relevant Authorities means any governmental or statutory authority with the

  • Information Regulator means the Information Regulator as established in terms of Section 39 of POPIA;

  • Regulatory Requirements means all applicable federal and state statutes, regulations, regulatory guidance, judicial or administrative rulings, requirements of Governmental Contracts and standards and requirements of any accrediting or certifying organization, including, but not limited to, the requirements set forth in a Product Attachment.

  • Regulatory Authorities means the Commissions and the Exchange;

  • Relevant Requirements means all applicable Law relating to bribery, corruption and fraud, including the Bribery Act 2010 and any guidance issued by the Secretary of State for Justice pursuant to section 9 of the Bribery Act 2010;

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Government Authorities means, without limitation, all Government departments and agencies with responsibility for the import and export of goods, the collection of revenue on the import and export of goods and the transport of those goods to include, without limitation, Customs, AQIS, the ATO and the RSA;

  • contracting authorities means the State, regional or local authorities, bodies governed by public law or associations formed by one or more such authorities or one or more such bodies governed by public law;

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • Conduct Regulations means the Conduct of Employment Agencies and Employment Businesses Regulations 2003;

  • CPSC means the U.S. Consumer Product Safety Commission.

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • Relevant Governmental Body means the Federal Reserve Board and/or the Federal Reserve Bank of New York, or a committee officially endorsed or convened by the Federal Reserve Board and/or the Federal Reserve Bank of New York or any successor thereto.

  • CFDA means the Code of Federal Domestic Assistance assigned to a federal grant.

  • Aeronautical authorities means, in the case of the People’s Republic of China, the General Administration of Civil Aviation of China, or any person or agency authorized to perform any function presently exercised by the said Administration; and in the case of the Republic of South Africa, the Minister responsible for civil aviation or any person or agency authorized to perform any particular function provided for in this Agreement.

  • BCSC means the British Columbia Securities Commission;