Examples of Principal Underwriter in a sentence
The Trustees shall not be responsible or liable in any event for any neglect or wrongdoing of any officer, agent, employee, Manager, advisor, sub-adviser or Principal Underwriter of the Trust.
Each investment shall be credited to the individual Shareholder’s account in the form of full and fractional Shares of the Trust, in such Series or class as the purchaser may select, at the net asset value per Share next determined for such Series or class after receipt of the investment; provided, however, that the Principal Underwriter may, pursuant to its agreement with the Trust, impose a sales charge upon investments in the Trust.
By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director [Underwriter Signature Page to Underwriting Agreement] 17 EXHIBIT A Principal Underwriter Amount of the Notes X.X. Xxxxxx Securities LLC $ 112,000,000.00 Xxxxxx Xxxxxxx & Co. LLC 101,500,000.00 HSBC Securities (USA) Inc.