Participating Dealers definition

Participating Dealers means broker-dealers who are members of FINRA or that are exempt from broker-dealer registration, and who, in either case, have executed participating dealer or other agreements with the Dealer Manager to sell Shares in a Public Offering.
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Participating Dealers means members in good standing of the National Association of Securities Dealers, Inc., ("NASD") engaged by the Selling Agent to offer and sell Shares on a "best efforts" basis, as well as certain selected foreign broker dealers, who are not eligible for membership in the NASD, who agree to abide by the provisions of Section 25 of the NASD Rules of Fair Practice.
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Participating Dealers means the persons with whom the management company enters into an agreement to sell and repurchase the ETF investment units according to the quantities or value as prescribed in a fund management scheme;
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Examples of Participating Dealers in a sentence

  • In accordance with the New Jersey Drivers’ Privacy Protection Act (“DPPA”) N.J.S.A. 39:2-3.3, et seq., and the federal Drivers’ Privacy Protection Act of 1994, 18 U.S.C. §2721 et seq., Program Provider and its employees shall maintain in strictest confidence and not disclose (except to Participating Dealers and subcontractors approved by the NJMVC in order to perform its duties under this Agreement) to any person, firm or corporation, Personal Information obtained under this Agreement.

  • Supplier’s Participating Dealers must maintain a valid and current status on all required federal, state/provincial, and local licenses, bonds, and permits required for the operation of the business that the Participating Dealer conducts with Sourcewell and Participating Entities.

  • Such fees will be charged by the Participating Auction and deducted from the proceeds of the sale of the Program Vehicles for the VCI Sponsored Auction Sale prior to remitting any net proceeds to Participating Dealers.

  • Program Provider may use the NJMVC’s name as necessary in connection with its provision of services to the Participating Dealers, with the prior written approval of the NJMVC.

  • Program Provider shall inform all Participating Dealers of any changes in NJMVC policies and procedures affecting the DOSP.

  • Program Provider may charge Participating Dealers participation fees for each transaction and such other fees as provided for in the Participating Dealer Agreement.

  • Nothing contained in this Agreement shall limit or affect the responsibility of Program Provider and the Participating Dealers for injuries to persons going on or about the premises where the services provided hereunder are delivered.

  • Program Provider shall indemnify, defend and save harmless the NJMVC and the State of New Jersey and their employees from and against any and all claims, demands, suits, actions, recoveries, judgments and costs and expenses in connection therewith which arise from or result directly or indirectly from the services or other obligations undertaken by Program Provider, its officers, employees, subcontractors and Participating Dealers pursuant to this Agreement.

  • Program Provider shall maintain sufficient staff capable of providing prompt, efficient, courteous and professional service to Participating Dealers.

  • Such fees will be cumulated and deducted by the Participating Auction out of the proceeds of the sale of the Program Vehicles for the VCI Sponsored Auction Sale prior to remitting any net proceeds to Participating Dealers.


More Definitions of Participating Dealers

Participating Dealers as used herein shall include Xxxxxxxxx and all other participating dealers as part of the selling group in the offering. Xxxxxxxxx will enter into a separate Master Selected Dealers Agreement with the other participating dealers pursuant to which all Participating Dealers will agree to be bound by the terms of this Escrow Agreement. For purposes of communications and directives under this Escrow Agreement, the Escrow Agent need only accept those communications and directives made by Xxxxxxxxx.
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Participating Dealers means certain Dealers appointed as Bond Dealers who have been appointed by us to participate in the distribution of Retail Bonds through the Lead Dealer under the relevant Selling Group Agreements. To be a Participating Dealer with respect to Retail Bonds, the Participating Dealer must execute the relevant Selling Group Agreement. A current list of Participating Dealers is available on the Funding Corporation’s website at www.farmcreditfunding.com or upon request to the Funding Corporation at 10 Exchange Place, Suite 1401, Jersey City, New Jersey 07302; telephone: (201)200-8000.
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Participating Dealers means the dealers, distributors and retailers who execute a Letter of Interest and other definitive agreements with the Purchaser to provide vehicle repair services under the Customer Support Program, as identified on Annex 1 attached to the Customer Support Program Manual.
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Participating Dealers as used herein shall include all and only participating dealers electing to utilize a traditional bank and to be bound by this Escrow Agreement. For purposes of communications and directives under this Escrow Agreement, the Escrow Agent need only accept those communications and directives made by Mxxxxxx, as representative of the Participating Dealers.
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Participating Dealers means professional security dealers that are invited by Interlogix to participate in the Program, elect to participate by registering at www.securitypro.com, and agree to these Terms and Conditions.
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Related to Participating Dealers

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

  • Participating Broker-Dealer has the meaning set forth in the Registration Rights Agreement.

  • Participating Dentist means any Dentist who, at the time of rendering a Covered Dental Service to the Member, has a written agreement with CareFirst BlueChoice or the Dental Plan for the rendering of such service.

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Participating Holders means all Holders of Registrable Securities which are proposed to be included in any offering of Registrable Securities pursuant to Section 2.1 or Section 2.2.

  • Participating Holder means any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 2(b) hereof.

  • Participating FFI means an FFI that, as from the effective date of any rules requiring withholding on "passthru payments" (as such term is defined pursuant to Sections 1471 through 1474 of the Code and any regulations thereunder or official interpretations thereof), meets the requirements of Section 1471(b) of the Code and any regulations or other official guidance issued thereunder and that has not elected to be withheld upon pursuant to Section 1471(b)(3) of the Code.

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Participating Agencies means members of National Purchasing Partners for which Vendor has agreed to extend the terms of this Master Price Agreement pursuant to Article 2.6 and Attachment C herein. For purposes of cooperative procurement, “Participating Agency” shall be considered “Purchaser” under the terms of this Agreement.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Participating Merchant means a Merchant that offers the Online Payment Service as an online payment option on the Merchant’s website.

  • Participating Orthotic Provider means an Orthotic Provider who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Participating Investor any Participating Account, Participating Insurance Company or Participating Plan, including the Account and the Company.

  • Participating agency means any LEA, agency or institution that collects, maintains, or uses personally identifiable information, or from which information is obtained, under Part B of the IDEA.

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a Registration Statement.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Wholesale dealer means any dealer who deals in, or who holds a licence under any law to deal in, as the case may be, wholesale quantities of goods, and the business and stock of a wholesale dealer shall be deemed to include the business and stocks of any retail dealer who conducts business on the same premises on which the wholesale dealer conducts his or her business; and

  • Participating Shares means shares that entitle their holders to participate without limitation in distributions.

  • Participating Hospital means an Administrator Hospital that has an agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide Hospital services to participants in the Participating Provider Option program.