investment dealer means a person or company registered in the category of investment dealer;
investment dealer means a person or company registered as an investment dealer under the securities legislation of a jurisdiction of Canada;
investment dealer means any one of the five largest Canadian investment dealers by capital as determined by the Investment Industry Regulatory Organization of Canada or any successor thereto;
Examples of investment dealer in a sentence
WSII is a registered Investment Dealer in each province and territory of Canada and is a member of the Investment Industry Regulatory Organization of Canada and the Canadian Investor Protection Fund.
More Definitions of investment dealer
investment dealer means a person or company that is registered under the Act in the category of investment dealer;
investment dealer means a person registered in the category of investment dealer;
investment dealer means a person or company registered in a category referred to in Appendix A opposite the name of the local jurisdiction under the heading “Investment Dealer”;
investment dealer means a person who holds an investment dealer licence;
investment dealer means a licensed investment dealer under the Securities Act 2005;
investment dealer means BMO Xxxxxxx Xxxxx Inc./Ltee or any successor thereto.
investment dealer means a company licensed as such under section 29 of the Securities Act 2005 and to whom the Exchange has given the right to enter orders into the ATS bids and offers for securities traded on the Exchange.