Available Securities Sample Clauses

Available Securities. Each Fund will designate all securities of such Fund held by the Custodian as Available Securities hereunder; provided, however, that such Fund may restrict securities from being Available Securities hereunder and, if applicable, instruct State Street to recall or repurchase such securities pursuant to a Repo-style Transaction hereunder only in the event that (i) such securities have been sold by such Fund in the ordinary course of its business, (ii) are subject to an upcoming corporate action election, in which case such securities shall be made Available Securities immediately following such election, or (iii) such restriction is required pursuant to Applicable Law.
Sample 1Sample 2Sample 3
AutoNDA by SimpleDocs
Available Securities. Subject to the terms of the Agreement, this Letter Agreement, the Rules and the FINI Regulations, State Street, as the Fund’s agent, will, from time to time, enter into negotiated type transactions under the Rules and lend to Borrower/Counterparty, the Fund’s Taiwan Securities held in the FINI Account identified below (“Taiwan Securities”): PARTY FINI Code Custodian Details Name Fund Number FINI Account Number WisdomTree Trust F23926274 WisdomTree Trust - WisdomTree Asia Local Debt Fund WTDE 969744000 F23927528 WisdomTree Trust - WisdomTree Asia Pacific ex-Japan Fund WTBA 969824000 F23927540 WisdomTree Trust - WisdomTree Global ex-U.S. Utilities Fund WTBU 970064000 F23912530 WisdomTree Trust - WisdomTree Emerging Markets Equity Income Fund WTAS 970224000 F23920209 WisdomTree Trust - WisdomTree Global Equity Income Fund WTBI 970554000 F23935435 WisdomTree Trust - WisdomTree Emerging Markets Dividend Growth Fund WTAY 970634000 F23913986 WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund WTAU 970304000 F00000000 WisdomTree Trust - WisdomTree Global ex-U.S. Dividend Growth Fund WTBJ 969904000 F23927539 WisdomTree Trust - WisdomTree Global ex-U.S. Real Estate Fund WTBS 970144000 F23935526 WisdomTree Trust - WisdomTree Emerging Markets Consumer Growth Fund WTAX 970484000
Sample 1
Available Securities. The Cboe FI Platform offers Participants the ability to enter into Transactions (as such term is defined above) in the current on-the-run issues that are listed on Cboe FI’s website (the “UST Securities Issues Webpage”).
Sample 1
Available Securities. GSAL shall lend securities held in a Lender's Custody Account. Except as set forth in a written instrument provided from time to time by Lender, any securities held in a Custody Account for Lender shall be available for lending pursuant to this Agreement ("Available Securities"). SCHEDULE 2 LIST OF APPROVED BORROWERS Barclays Capital Inc. BNP Paribas Prime Brokerage Inc. / BNP Paribas Securities Corp. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. Xxxxxxx, Sachs & Co.* ING Financial Markets LLC X.X. Xxxxxx Clearing Corp. Xxxxxxx Xxxxx Xxxxxx Xxxxxx & Xxxxx Inc. Xxxxxx Xxxxxxx & Co. Inc. / MS Securities Services Inc. SG Americas Securities LLC UBS Securities LLC -------- * Lenders may from time to time impose additional limitations on the amount that can be on loan at any time to such counterparty. SCHEDULE 3 FORM OF SECURITIES LOAN AGREEMENT SECURITIES LOAN AGREEMENT SECURITIES LOAN AGREEMENT dated __________ by and between Xxxxxxx Sachs Bank USA, doing business as Xxxxxxx Xxxxx Agency Lending, as agent for accounts (in such capacity and not in its individual capacity, "Lender"), and ________________ ("Borrower") setting forth the terms and conditions under which Lender, on behalf of disclosed accounts (each, an "Account" and, collectively, the "Accounts") hereto lends to Borrower certain securities against a pledge of collateral. Lender and Borrower as the parties hereto agree as follows:
Sample 1
Available Securities. The Company will reserve and keep available at all times, free of preemptive or other similar rights or contractual encumbrances, the full number of Underlying Securities.
Sample 1

Related to Available Securities

  • Available Shares The Company will ensure that there are at all times sufficient shares of Common Stock to provide for the issuance, free of any preemptive rights, out its authorized but unissued shares of Common Stock, of the Maximum Amount.

  • Ineligible Securities Securities which may not be underwritten or dealt in by member banks of the Federal Reserve System under Section 16 of the Banking Act of 1933 (12 U.S.C. Section 24, Seventh), as amended.

  • Valid Issuance; Available Shares; Affiliates All of such outstanding shares are duly authorized and have been, or upon issuance will be, validly issued and are fully paid and nonassessable. Schedule 3(r)(iii) sets forth the number of shares of Common Stock that are (A) reserved for issuance pursuant to Convertible Securities (as defined below) (other than the Notes and the Warrants) and (B) that are, as of the date hereof, owned by Persons who are “affiliates” (as defined in Rule 405 of the 1933 Act and calculated based on the assumption that only officers, directors and holders of at least 10% of the Company’s issued and outstanding Common Stock are “affiliates” without conceding that any such Persons are “affiliates” for purposes of federal securities laws) of the Company or any of its Subsidiaries. To the Company’s knowledge, no Person owns 10% or more of the Company’s issued and outstanding shares of Common Stock (calculated based on the assumption that all Convertible Securities (as defined below), whether or not presently exercisable or convertible, have been fully exercised or converted (as the case may be) taking account of any limitations on exercise or conversion (including “blockers”) contained therein without conceding that such identified Person is a 10% stockholder for purposes of federal securities laws).

  • New Securities “New Securities” shall mean any Common Stock or Preferred Stock of the Company, whether now authorized or not, and rights, options or warrants to purchase such Common Stock or Preferred Stock, and securities of any type whatsoever that are, or may become, convertible or exchangeable into such Common Stock or Preferred Stock; provided, however, that the term “New Securities” does not include:

  • Issuance of Convertible Securities If the Company in any manner issues or sells any Convertible Securities, whether or not immediately convertible (other than where the same are issuable upon the exercise of Options) and the price per share for which Common Stock is issuable upon such conversion or exchange is less than the Market Price on the date of issuance, then the maximum total number of shares of Common Stock issuable upon the conversion or exchange of all such Convertible Securities will, as of the date of the issuance of such Convertible Securities, be deemed to be outstanding and to have been issued and sold by the Company for such price per share. For the purposes of the preceding sentence, the "price per share for which Common Stock is issuable upon such conversion or exchange" is determined by dividing (i) the total amount, if any, received or receivable by the Company as consideration for the issuance or sale of all such Convertible Securities, plus the minimum aggregate amount of additional consideration, if any, payable to the Company upon the conversion or exchange thereof at the time such Convertible Securities first become convertible or exchangeable, by (ii) the maximum total number of shares of Common Stock issuable upon the conversion or exchange of all such Convertible Securities. No further adjustment to the Exercise Price will be made upon the actual issuance of such Common Stock upon conversion or exchange of such Convertible Securities.

  • Aggregation of Registrable Securities All Registrable Securities held or acquired by Persons who are Affiliates of one another shall be aggregated together for the purpose of determining the availability of any rights under this Agreement.

  • Issuances of Additional Partnership Securities (a) The Partnership may issue additional Partnership Securities and options, rights, warrants and appreciation rights relating to the Partnership Securities for any Partnership purpose at any time and from time to time to such Persons for such consideration and on such terms and conditions as the General Partner shall determine, all without the approval of any Limited Partners.

  • Adjustments Affecting Registrable Securities The Company shall not take any action, or permit any change to occur, with respect to its securities which would materially and adversely affect the ability of the holders of Registrable Securities to include such Registrable Securities in a registration undertaken pursuant to this Agreement or which would materially and adversely affect the marketability of such Registrable Securities in any such registration (including, without limitation, effecting a stock split or a combination of shares).

Time is Money Join Law Insider Premium to draft better contracts faster.