A Hold Order Sample Clauses

A Hold Order or Sell Order may be placed only by an Existing Holder covering a number of shares of MuniPreferred not greater than the number of shares of MuniPreferred currently held by such Existing Holder. 3. Potential Holders may make Bids only, each of which must specify a rate. If more than one Bid is submitted on behalf of any Potential Holder, each Bid submitted shall be a separate Bid with the rate specified. 4. Bids may contain no more than three figures to the right of the decimal point (.001 of 1%). ==================================================================================================================================== EXHIBIT C --------- (To be used only for transfers made to a Broker-Dealer other than pursuant to an Auction) [NAME OF FUND] MUNICIPAL AUCTION RATE CUMULATIVE PREFERRED STOCK [SHARES], SERIES ___ TRANSFER FORM We are the Broker-Dealer to whom the Existing Holder or Beneficial Owner named below transferred shares of the above series of MuniPreferred other than pursuant to an Auction. We hereby notify you that such Existing Holder or Beneficial Owner has transferred _______ shares of the above series of MuniPreferred to us. ------------------------------------------------- (Name of Existing Holder or Beneficial Owner) ------------------------------------------------- (Name of Broker-Dealer) By: ---------------------------------------------- Printed Name: Title: EXHIBIT D --------- (To be used only for failures to deliver shares of MuniPreferred sold pursuant to an Auction) [NAME OF FUND] MUNICIPAL AUCTION RATE CUMULATIVE PREFERRED STOCK [SHARES], SERIES ____ NOTICE OF A FAILURE TO DELIVER Complete either I or II -----------------------
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A Hold Order or Sell Order may be placed only by an Existing Holder covering a number of shares of MuniPreferred not greater than the number of shares of MuniPreferred currently held by such Existing Holder.
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A Hold Order or Sell Order may be placed only by an Existing Holder covering a number of FundPreferred shares not greater than the number of FundPreferred shares currently held by such Existing Holder.
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A Hold Order or Sell Order may be placed only by an Existing Holder covering a number of FundNotes not greater than the principal amount of FundNotes currently held by such Existing Holder.
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A Hold Order. Sell Order or Bid may be placed only by an Existing Holder covering a number of shares of VTP not greater than the number of shares of VTP currently held.
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A Hold Order. The Broker-Dealer Agreements will provide that a Broker-Dealer who signs a Master Purchaser's Letter may submit Orders in Auctions for its own account, unless the Fund notifies all Broker-Dealers that they may no longer do so; provided that Broker-Dealers may continue to submit Hold Orders and Sell Orders. If a Broker-Dealer submits an Order for its own account in any Auction, it may have knowledge of Orders placed through it in that Auction and therefore have an advantage over other Bidders. In the Broker-Dealer Agreements, Broker-Dealers shall agree to handle customer orders in accordance with their respective duties under applicable securities laws and rules. DESCRIPTION OF PREFERRED STOCK
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A Hold Order or Sell Order may be placed only by an Existing Holder covering a number of shares of TAPS not greater than the number of shares of TAPS currently held by such Existing Holder.
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Related to A Hold Order

  • Sale Order The Bankruptcy Court shall have entered the Sale Order and the Sale Order shall be a Final Order.

  • Auction Schedule; Method of Submission of Orders (a) The Fund and the Auction Agent shall conduct Auctions for Preferred Shares in accordance with the schedule set forth below. Such schedule may be changed at any time by the Auction Agent with the consent of the Fund, which consent shall not be withheld unreasonably. The Auction Agent shall give notice of any such change to BD. Such notice shall be received prior to the first Auction Date on which any such change shall be effective. Time Event ---- -----

  • Initial Order Effective upon the Closing, IXC accepts the Bandwidth Orders attached hereto as Exhibit G-1 as PSINet's initial Bandwidth Orders for the Requested Delivery dates specified therein.

  • Stop Transfer Order In furtherance of this Agreement, concurrently herewith, the Stockholder shall, and hereby does authorize the Company or its counsel to, notify the Company's transfer agent that there is a stop transfer order with respect to all of the Subject Securities (and that this Agreement places limits on the voting and transfer of such shares); provided that, the stop transfer order shall not restrict or prohibit any Transfer of the Subject Securities if such transfer is made pursuant to the Offer or such Transfer is made at any time following the Expiration Date.

  • Stop-Transfer Orders (a) The Optionee agrees that, in order to ensure compliance with the restrictions set forth in the Plan and this Agreement, the Company may issue appropriate “stop transfer” instructions to its duly authorized transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records.

  • Approval Order The Bankruptcy Court shall have entered the Approval Order and such Order shall be a Final Order.

  • FCC Order An action, order or decision of the FCC granting its consent to the assignment of the FCC Licenses to Buyer.

  • Auction Schedule The Auction Agent shall conduct Auctions in accordance with the schedule set forth below. Such schedule may be changed by the Auction Agent with the consent of the Company, which consent shall not be withheld unreasonably. The Auction Agent shall give notice of any such change to each Broker-Dealer. Such notice shall be received prior to the first Auction Date on which any such change shall be effective. Time Event ---- ----- By 9:30 A.M. Auction Agent advises the Company and the Broker-Dealers of the Reference Rate and the Maximum Applicable Rate as set forth in Section 2.2(e)(i) hereof.

  • Restrictive Legends and Stop Transfer Orders (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws.

  • Purchaser's Election to Commence Foreclosure Proceedings (a) In connection with any Mortgage Loan identified in a report under Section 2.01(a)(i)(B), the Purchaser may elect to instruct the Company to cause, to the extent that the Company as Master Servicer is granted such authority in the related Servicing Agreement, the related Servicer to proceed with the Commencement of Foreclosure as soon as practicable. Such election must be evidenced by written notice received by the Company by 5:00 p.m., New York City time, on the third Business Day following the delivery of such report under Section 2.01(a)(i).

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