Examples of Wells Fargo Securities in a sentence
Wells Fargo Securities, LLCBNY Mellon Capital Markets, LLC Jefferies & Company, Inc.
Investment is pledged as collateral for the Holdings Credit Facility, a revolving credit facility among the Company as Collateral Manager, New Mountain Finance Holdings, L.L.C. (“NMF Holdings”) as the Borrower, Wells Fargo Securities, LLC as the Administrative Agent, and Wells Fargo Bank, National Association, as the Lender and Collateral Custodian.
It does so by dictating the hiring and firing policies of these institutions concerning unvaccinated workers.
Citigroup Global Markets Inc., Goldman Sachs &Co. LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, SG Americas Securities, LLC, TD Securities (USA) LLC, Wells Fargo Securities, LLC and any other Dealer appointed from time to time by the Issuer either generally in respect of the Programme or in relation to a particular Tranche of Notes.
Wells Fargo Securities, LLC (the Company) is organized as a Limited Liability Company.
Wells Fargo Securities: Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company.
Defendant Wells Fargo Securities, LLC (“Wells Fargo”) served as an underwriter for the Company’s IPO.
RBC Capital Markets, LLC ("RBCCM") and Wells Fargo Securities, LLC ("WFS") are acting as our agents to distribute the Notes.
On September 14, 2015, the SEC suffered a rare defeat in an AP when an ALJ dismissed insider trading claims against Joseph Ruggieri, a former trader at Wells Fargo Securities LLC.
BofA Securities, Inc., Goldman Sachs & Co. LLC, Mizuho Securities USA LLC, RBC Capital Markets, LLC and Wells Fargo Securities, LLC are the representatives of the underwriters.