US SEC definition

US SEC means the United States Securities and Exchange Commission.
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US SEC means the Securities and Exchange Commission of the United States of America.
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US SEC means United States Securities and Exchange Commission, established under Securities Exchange Act of 1934, an independent agency of United States federal government, the supreme regulatory body of US securities industry. “Third-party Brokers” refer to independent third-party brokers that provide trade transaction execution and clearing services.
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Examples of US SEC in a sentence

  • Firstrade is regulated by the U.S. SEC, FINRA, each of the U.S. stock exchanges and option exchanges, each U.S. state securities regulator.

  • Any delay caused by this will be punished according to the punctuality rules.

  • While the SME Guide was accepted by a number of U.S. and international mining and consulting companies, its usefulness remained limited.To resolve the differences between the SME Guide and the U.S. SEC rules and regulations, SME opened a dialogue with the U.S. SEC in 2003, and started a renewed effort to better define the industry position with respect to a number of critical issues.

  • Inc., “Form 10-K,” filed with the US SEC, March 29, 2006, for period ending January 31, 2006, p.

  • THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (U.S. SEC) REGULATES THE REPORTING OF EXPLORATION RESULTS, RESOURCES AND RESERVES BY ORGANIZATIONS, INDIVIDUALS OR COMPANIES (“ENTITIES”) SUBJECT TO THE FILING AND REPORTING REQUIREMENTS OF THE U.S. SEC.

  • THE ADVICE OF SECURITIES COUNSEL SHOULD BE SOUGHT IN PREPARING FILINGS FOR THE U.S. SEC OR OTHER SECURITIES REGULATORY AUTHORITIES, AND IN PREPARING OTHER PUBLIC DISCLOSURES.

  • If an entity is proposing to disclose petroleum resources not reported in accordance with SPE-PRMS (for example, under the US SEC reporting regime for such resources), it should consult with ASX.

  • Certain banks recognized this situation and that the government's policies may influence their investment decisions in prospectuses submitted to the US SEC.

  • Gildan Activewear, US SEC Annual Information Form, February 15, 2002, p.

  • At present, the position of the U.S. SEC with respect to public reporting remains that stated in Industry Guide 7 as interpreted by U.S. SEC staff.


More Definitions of US SEC

US SEC means the United States Security and Exchange Commission;
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US SEC has the meaning ascribed thereto in Section 4.1(i)(iii);
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US SEC means the United States Securities and Exchange Commission;
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US SEC means the United States Securities and Exchange Commission ------ or its successor; and "U.S. GAAP" shall mean, at any time, the generally accepted accounting --------- principles in the United States of America at such time.
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Related to US SEC

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.

  • UK Listing Authority means the Financial Services Authority in its capacity as competent authority under the Financial Services and Markets Xxx 0000.

  • Diocesan Schools Commission means the education service provided by the diocese, which may also be known, or referred to, as the Diocesan Education Service.

  • Federal Energy Regulatory Commission or "FERC" means the

  • the Commission means the Charity Commission for England and Wales;

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • SEC means the Securities and Exchange Commission.

  • Securities Commissions means collectively, the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;