United States Securities Laws definition

United States Securities Laws means the Securities Act of 1933, as amended, of the United States of America, and the rules and regulations promulgated from time to time thereunder, the Securities Exchange Act of 1934, as amended, of the United States of America, and the rules and regulations promulgated from time to time thereunder, together with the applicable blue sky or securities legislation in the states of the United States, and the published rules and policies of the New York Stock Exchange, Inc. and the NYSE Alternext U.S., LLC.
United States Securities Laws means all applicable securities legislation in the United States, including without limitation, the 1933 Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, including the rules and policies of the SEC and any applicable state securities laws;
United States Securities Laws means United States federal and applicable state securities laws;

Examples of United States Securities Laws in a sentence

  • Additional information regarding avoiding insider trading is available in our Compliance with United States Securities Laws and Security Trading: Securities Trading Policy.

  • Such deliveries shall constitute the consent of the Company to the Underwriters’ use of the Final Offering Documents for the distribution of the Securities in compliance with the provisions of this Agreement and the Canadian Securities Laws and United States Securities Laws.

  • Such deliveries shall constitute the consent of the Company to the Underwriter’s use of the Final Offering Documents for the distribution of the Offered Shares in compliance with the provisions of this Agreement and the Canadian Securities Laws and United States Securities Laws.

  • If Calmare subsequently lost the alleged contract with the United States Government, it has failed to report such loss on a Form 8-K as required by the United States Securities Laws, including the Exchange Act.

  • Following the approvals and filings set forth in the foregoing paragraphs, the Underwriters may provide the marketing materials, if any, to potential investors to the extent permitted by Canadian Securities Laws and applicable United States Securities Laws.


More Definitions of United States Securities Laws

United States Securities Laws means the United States Securities Act, the Exchange Act, all applicable state or “blue sky” laws and all rules and regulations promulgated thereunder or otherwise adopted from time to time by the applicable authority having jurisdiction in respect thereof, and the AMEX Rules, as applicable. authority having jurisdiction in respect thereof, and the AMEX Rules, as applicable.
United States Securities Laws means United States federal and state securities laws. In the event that the Company has only one subsidiary, then all references herein to “subsidiaries” of the Company shall be deemed to refer to such single subsidiary, mutatis mutandis. The Company hereby confirms its agreements with the Underwriters as follows:
United States Securities Laws means the United States Securities Act, the Exchange Act, the Sarbanes Oxley Act, all applicable state or “blue sky” laws and all rules and regulations promulgated thereunder or otherwise adopted from time to time by the applicable authority having jurisdiction in respect thereof, and the AMEX Rules, as applicable;
United States Securities Laws means the United States Securities Act of 1933, as amended, the United States Securities Exchange Act of 1934, as amended, the applicable securities laws of each of the states, territories and/or possessions of the United States of America, and the rules, regulations, policies, orders and rulings made thereunder, including discretionary orders or rulings of the United States Securities and Exchange Commission, or any securities regulator of any of the states, territories or possessions of the United States of America, made in connection with the transactions contemplated herein;
United States Securities Laws means the U.S. Securities Act and the U.S. Exchange Act, together with the applicable “blue-sky” or securities legislation in the states of the United States;
United States Securities Laws means the Xxxxxxxx-Xxxxx Act of 2002, as amended, and all rules and regulations promulgated thereunder or implementing the provisions thereof (“Xxxxxxxx-Xxxxx”), the Act, the Securities Act, the Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations of the Commission, the auditing principles, rules, standards and practices applicable to auditors of “issuers” (as defined in Xxxxxxxx-Xxxxx) promulgated or approved by the Public Company Accounting Oversight Board. For purposes of this agreement (the “Agreement”), “free writing prospectus” has the meaning set forth in Rule 405 under the Securities Act, “Time of Sale Prospectus” means the Preliminary U.S. Prospectus together with the information set forth in Schedule II hereto, “Time of Sale” means 5:00 p.m. New York City time on the date of this Agreement, and “broadly available road show” means a “bona fide electronic road show” as defined in Rule 433(h)(5) under the Securities Act. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “Subsidiaries” means Trulieve, Inc., Leef Industries, LLC, Life Essence, Inc., Trulieve Holdings, Inc., Trulieve Bristol, Inc. (formerly, The Healing Corner, Inc.), PurePenn LLC and Keystone Relief Centers, LLC (doing business as Solevo Wellness). As used herein, the termsRegistration Statement,” “preliminary prospectus,” “Time of Sale Prospectus,” “Preliminary U.S. Prospectus,” “Canadian Prospectus” and “Prospectuses” shall include the documents, if any, incorporated by reference therein as of the date hereof (collectively, the “Offering Documents”). Unless otherwise expressly provided in this Agreement, words importing only the singular number include the plural and vice versa and words importing gender include all genders. Reference to Sections or Schedules are to the appropriate Section or Schedule of this Agreement All references to “dollars” or “$” are to Canadian dollars, unless otherwise expressly stipulated. The schedules to this Agreement are incorporated by reference in, and form an integral part of, this Agreement for all purposes of it. The division of this Agreement into sections and the insertion of headings are for convenience of reference only and shall not affect the construc...
United States Securities Laws means the United States Securities Act, the Exchange Act, all applicable state or “blue sky” laws and all rules and regulations promulgated thereunder or otherwise adopted from time to time by the applicable authority having jurisdiction in respect thereof, and the AMEX Rules, as applicable. authority having jurisdiction in respect thereof, and the AMEX Rules, as applicable. “Updated Disclosure Letter” shall have the meaning ascribed to it in Section 3.3(b)(i).