Examples of UK FSMA in a sentence
Unless otherwise permitted by then current laws and regulations, Notes (including Notes denominated in pound sterling) having a maturity of less than one year and in respect of which the issue proceeds are to be accepted by the Issuer in the United Kingdom or whose issue otherwise constitutes a contravention of section 19 of the UK FSMA will have a minimum denomination of £ 100,000 (or its equivalent in other currencies).
Triodos SICAV II is an alternative investment fund for the purposes of UK FSMA and subordinate legislation made under UK FSMA, including the Alternative Investment Fund Managers Regulations 2013 (the “AIFMR”), the Financial Services and Markets Act 2000 (Financial Promotion Order) 2005 (the “FPO”) and the Financial Services and Markets Act (Promotion of Collective Investment Schemes) (Exemptions) Order 2007 (the “SPO”).
Unless otherwise permitted by then current laws and regulations, Notes (including Notes denominated in pound sterling) having a maturity of less than one year and in respect of which the issue proceeds are to be accepted by the Issuer in the United Kingdom or whose issue otherwise constitutes a contravention of section 19 of the UK FSMA will have a minimum denomination of £100,000 (or its equivalent in other currencies).
This means that there are strict controls on the promotion of the Company’s shares in the UK, both by authorised and unauthorised persons within the meaning of UK FSMA.
The content of this Prospectus has not been issued or approved by a person authorised under UK FSMA, nor is the Company considered to be a recognised collective investment scheme for the purposes of sections 264 or 272 UK FSMA.
The statute of limitations period typically begins when a participant’s formal application for benefits is denied by the plan.
This meansthat there are strict controls on the promotion of the Company’s shares in the UK, both by authorised and unauthorised persons within the meaning of UK FSMA.
Consequently, there is not much evidence that the stance of monetary policy contributes to the quality of the signal.
The content of this Prospectus has not been issued or approved by a person authorised under UK FSMA, nor is the Company considered to bea recognised collective investment scheme for the purposes of sections 264 or 272 UK FSMA.
A comparison between US ECPs and UK Authorised persons, US CFMA exemptions and exclusions and UK FSMA regulated activities reveal that the UK OTC derivatives regulation is more relaxed for some swaps and other OTC transactions.169 The result is that in the UK certain swaps are accessible to more market participants than in the US, with virtually no regulatory requirements.