SRO definition

SRO means (i) any “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act and (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market.
SRO means any self-regulatory organization, including national securities exchanges and national securities associations.
SRO means any self-regulatory organization within the meaning of Section 3(a)(26) of the Exchange Act.

Examples of SRO in a sentence

  • The Police Department and the SRO scheduled to be on duty shall be advised of weather or other emergency communications.

  • The SRO shall try to arrange for a replacement if he or she is not able to work a scheduled shift.

  • The SRO shall work under the supervision of the School Principal or his or her designee.

  • The Employer may establish assignments for “School Resource Officer (SRO) for The Mahoning County Career and Technical Center (MCCTC) and the Xxxxxxxx Local School District (CLSD)”.

  • The Contractor will notify the SRO of the education consultant selected.


More Definitions of SRO

SRO means the NASD, the National Futures Association, each national securities exchange in the United States and each other board or body, whether United States or foreign, that is charged with the supervision or regulation of brokers, dealers, commodity pool operators, commodity trading advisers, futures commission merchants, securities underwriting or trading, stock exchanges, commodities exchanges, insurance companies or agents, investment companies or investment advisers.
SRO means any domestic or foreign securities, broker-dealer, investment adviser and insurance industry self-regulatory organization.
SRO means (i) any “self regulatory organization” as defined in Section 3(a)(26) of the Exchange Act, (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market, or (iii) any other securities exchange.
SRO means a self-regulatory organization.
SRO means any self-regulatory organization as such term is defined under the 1934 Act.
SRO means a “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act.
SRO has the meaning set forth in Section 4.4(a).