Examples of Specific Policies in a sentence
Specific Policies No Access Person shall purchase or sell, directly or indirectly, any security in which he/she has, or by reason of such transaction acquires, any direct or indirect beneficial ownership and which he/she knows or should have known at the time of such purchase or sale: • is being considered for purchase or sale by an Investment Company; or • is being purchased or sold by an Investment Company.
Specific Policies No Access Person shall purchase or sell, directly or indirectly, any security in which he/she has, or by reason of such transaction acquires, any direct or indirect beneficial ownership and which he/she knows or should have known at the time of such purchase or sale: o is being considered for purchase or sale by an Investment Company; or o is being purchased or sold by an Investment Company.
Specific Policies No Access Person shall purchase or sell, directly or indirectly, any security in which he/she has, or by reason of such transaction acquires, any direct or indirect beneficial ownership and which he/she knows or should have known at the time of such purchase or sale: - is being considered for purchase or sale by an Investment Company; or - is being purchased or sold by an Investment Company.
At any time after the Distribution Date, upon the reasonable request of FTD, United Online shall provide to FTD copies of all other documents related to any FTD Specific Policies or any Combined Policies (in each case, including without limitation, certificates of insurance, insurer quotes and documents provided to underwriters).
As soon as reasonably practical following the Distribution Date, United Online shall, at its own expense, provide to FTD copies of all FTD Specific Policies and all Combined Policies.
Specific Policies and Procedures Reporting Persons Receipt of Entertainment – Reporting Persons may attend business meals, sporting events and other entertainment events at the expense of a giver, provided that the entertainment is not lavish or extravagant in nature.
ACCESS As defined in Part Three, Article II: Specific Policies for PERSONS Access Persons, Investment Persons and Portfolio Mangers.
Specific Policies to Help Consultants Manage Potential Conflicts The following policies have been implemented to ensure that consulting clients' interests are not compromised.
At any time after the Distribution Date, upon the reasonable request of LENSAR, PDL shall provide to LENSAR copies of all other documents related to any LENSAR Specific Policies or any Combined Policies (in each case, including without limitation, certificates of insurance, insurer quotes and documents provided to underwriters).
As soon as reasonably practical following the Distribution Date, Demand Media, at its own expense, shall provide to Rightside copies of all Rightside Specific Policies and all Combined Policies.