Examples of Securities Trading Policy in a sentence
As an employee of Morningstar, Inc., Mr. Davidson is guided by Morningstar, Inc.’s Code of Ethics and Personal Securities Trading Policy in carrying out his responsibilities.
I agree to be bound by, and to comply with, the Securities Trading Policy.
As an employee of Morningstar, Inc., Mr.Davidson is guided by Morningstar, Inc.’s Code of Ethics and Personal Securities Trading Policy in carrying out his responsibilities.
Initial, ongoing and final notifications will be required which must include the details set out in Schedule 4 to this Securities Trading Policy.
We note that this Code sets forth general principles of conduct and ethics and is intended to work in conjunction with the specific policies and procedures that are covered in the Company’s compliance manual or in separate specific policy statements, such as the Securities Trading Policy and the Related Persons Transaction Policy, and you should refer to those policies and procedures for more detail in the specified context.