Securities Regulations definition

Securities Regulations means the Securities Industry (Central Depositories) (Foreign Ownership) Regulations 1996 or any modification, amendment or re-enactment thereof for the time being in force;
Securities Regulations means the Securities Regulations 2009.
Securities Regulations means the Securities Act (and the rules and regulations promulgated thereunder), the Exchange Act (and the rules and regulations promulgated thereunder), the Israeli Securities Law (and the rules and regulations promulgated thereunder) and the rules and regulations of the SEC, the ISA, FINRA, the NASD and the Nasdaq Stock Market.

Examples of Securities Regulations in a sentence

  • Save where otherwise permitted by the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011), the Sub-Fund shall only invest in securities and FDI which are listed or traded on Regulated Markets.

  • UK law applies in relation to EUI in its capacity as a CSD, recognised payment system, operator of a relevant system for registration of dematerialised securities and as a system operator of a designated system, applicable provisions (as amended) include the Financial Services and Markets Xxx 0000 (FSMA), the UK CSDR, the Uncertificated Securities Regulations 2001, the Banking Xxx 0000 and the Financial Markets and Insolvency (Settlement Finality) Regulations 1999.

  • SEBI Act Securities and Exchange Board of India Act, 1992, as amended from time to time SEBI Regulations Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008 issued vide Circular No. LAD- NRO/GN/2008/13/127878 dated June 06, 2008.

  • This Disclosure Document is neither a Prospectus nor a Statement in Lieu of Prospectus and is prepared in accordance with Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008 issued vide Circular No. LAD-NRO/GN/2008/13/127878 dated June 06, 2008.

  • The terms 'aircraft' and 'serial-numbered goods' have the meanings given to them in the Personal Property Securities Regulations 2001.


More Definitions of Securities Regulations

Securities Regulations means the Uncertificated Securities Regulations 2001 (SI 2001/3755) in the UK;
Securities Regulations means the Israeli Securities Law – 1968, as amended, and all regulations promulgated thereunder.
Securities Regulations means the Securities Law, 1968, as amended, and all regulations promulgated thereunder.
Securities Regulations means the Uncertificated Securities Regulations 2001 (SI 2001/3755); “Share” means a share issued or to be issued by the Company;
Securities Regulations has the meaning set forth in Section 2.09.
Securities Regulations means all laws, regulations, listing rules, policies or other rules of law applicable to the Company relating in any way to any action involving securities or otherwise binding on the Company.
Securities Regulations means the constitution, rules, regulations, statutes or policies now in effect or hereafter adopted by or administered by the Exchanges or the SEC now or hereafter in effect.